Prosecution Insights
Last updated: October 11, 2026

Shin-Etsu Chemical Co., Ltd.

Technology area: Chemistry & Materials

184 pending office actions • 64 art units • 121 examiners • 0 of 184 (0%) have an AI response strategy ready • 206 patents granted in the last 365 days

Analysis

Shin Etsu Chemical Co. Ltd. currently has 1 pending office action. This single matter is assigned to 1 distinct examiner, MALLOY, ANNA E, who is responsible for the 1 pending office action. With 0 distinct art units recorded, the company's current prosecution activity is concentrated under a single examiner's review.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

184
Total Pending OAs
116
Non-Final OAs
59
Final Rejections
9
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 49 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

23
Overdue
5
Due this week
16
Due this month
5
Due in next 60 days
0
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 49 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (23)Due ≤ 7 days (5)Due ≤ 30 days (16)Due ≤ 60 days (5)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

61
Hard (33%)
113
Medium (61%)
9
Easy (5%)
1
Unknown (1%)

Rejection Statute Mix

BucketCases
§103 only83 (45%)
§102 only12 (7%)
§112 only6 (3%)
Double-patenting only3 (2%)
Double-patenting + other18 (10%)
Multi-statute (no §101)61 (33%)
No statute on record1 (1%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

154
Life Sciences
84% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
22
Semiconductors
12% of docket
7
Mechanical / Eng
4% of docket
1
Business / Other
1% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

1,840 h
Manual time on pending OAs
368 h
Time saved (low, 20%)
644 h
Time saved (mid, 35%)
16.1 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
ZIMMER, MARC S 7 79.4% +16.2%
ANGEBRANNDT, MARTIN J 7 55.5% +34.0%
CHU, JOHN S Y 6 76.8% +5.4%
CHACKO DAVIS, DABORAH 6 72.0% +20.4%
EOFF, ANCA 5 80.1% +10.8%
LEE, ALEXANDER N 5 76.1% +10.0%
MALLOY, ANNA E 5 46.5% -3.9%
MOORE, MARGARET G 4 68.0% +15.3%
MOSSBROOK, WILLIAM ERIC 3 53.7% +75.5%
PEPITONE, MICHAEL F 3 74.5% +21.9%

Quick Wins (4)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 4 ordered by deadline are shown.

App #TitleExaminerDue in
19070239 RESIST COMPOSITION AND PATTERN FORMING PROCESS EOFF, ANCA —
19035087 RESIST COMPOSITION AND PATTERNING PROCESS EOFF, ANCA —
18597253 ONIUM SALT, CHEMICALLY AMPLIFIED POSITIVE RESIST COMPOSITION, AND RESIST PATTERN FORMING PROCESS EOFF, ANCA —
18380454 Positive Resist Material And Patterning Process EOFF, ANCA —

Hard Cases (61)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18554444 POLYSILOXANE COMPOSITION, ADHESIVE, METHOD FOR PRODUCING POLYSILOXANE COMPOSITION, AND METHOD FOR PRODUCING ADHESIVE NELSON, MICHAEL B 43d overdue
18309793 Negative Photosensitive Resin Composition, Patterning Process, Interlayer Insulating Film, Surface Protection Film, And Electronic Component LEE, ALEXANDER N 42d overdue
18316979 Sulfonium-Salt-Type Polymerizable Monomer, Polymer Photoacid Generator, Base Rein, Resist Composition, And Patterning Process CHACKO DAVIS, DABORAH 37d overdue
18322126 CARBON BLACK DISPERSION COMPOSITION FOR BATTERY, MIXTURE PASTE FOR POSITIVE ELECTRODE, POSITIVE ELECTRODE FOR LITHIUM-ION SECONDARY BATTERY, AND LITHIUM-ION SECONDARY BATTERY SON, TAEYOUNG 32d overdue
18276477 ORGANOPOLYSILOXANE AND COSMETIC CONTAINING SAME ZIMMER, MARC S 6d
18364651 Wafer Edge Protection Film Forming Method, Patterning Process, And Composition For Forming Wafer Edge Protection Film KIELIN, ERIK J 7d
18272620 NITRIDE SEMICONDUCTOR SUBSTRATE AND MANUFACTURING METHOD THEREFOR KIM, JAY C 14d
17636471 CURABLE FLUOROPOLYETHER ADHESIVE COMPOSITION AND OPTICAL PARTS BLEDSOE, JOSHUA CALEB 16d

Interview Candidates (40)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18309793 Negative Photosensitive Resin Composition, Patterning Process, Interlayer Insulating Film, Surface Protection Film, And Electronic Component LEE, ALEXANDER N 42d overdue
18205127 RESIST COMPOSITION AND PATTERN FORMING PROCESS ANGEBRANNDT, MARTIN J 37d overdue
18316979 Sulfonium-Salt-Type Polymerizable Monomer, Polymer Photoacid Generator, Base Rein, Resist Composition, And Patterning Process CHACKO DAVIS, DABORAH 37d overdue
18317019 Novel Sulfonium Salt, Resist Composition, And Patterning Process CHACKO DAVIS, DABORAH 37d overdue
18272440 OIL-BLEEDING SILICONE RUBBER COMPOSITION MOORE, MARGARET G 30d overdue
18013311 TWO-COMPONENT TYPE ROOM TEMPERATURE FAST-CURING ORGANOPOLYSILOXANE COMPOSITION, CURED PRODUCT THEREOF AND ARTICLE MOORE, MARGARET G 26d overdue
18038805 ROOM TEMPERATURE CURABLE ORGANOPOLYSILOXANE COMPOSITION, ARTICLE, HYDROLYZABLE ORGANOSILANE COMPOUND AND METHOD FOR PRODUCING SAME PEPITONE, MICHAEL F 11d overdue
18407117 Bio-Electrode, And Method For Manufacturing The Same MOSSBROOK, WILLIAM ERIC 3d overdue

Top Art Units

Art UnitApps
1737 36
1765 13
1722 8
1767 7
1762 7
3794 5
1787 5
1766 4
1724 4
1764 4

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19202120 BIO-ELECTRODE COMPOSITION, BIO-ELECTRODE, AND METHOD FOR PRODUCING BIO-ELECTRODE PREMRAJ, CATHERINE C 3794 §102§112 Non-Final OA — Pending May 08, 2025
19111702 SILICONE PARTICLES FOR COSMETICS, AND COSMETICS WAX, ROBERT A 1615 §102§103§112 Non-Final OA — Pending Mar 13, 2025
19073423 QUARTZ GLASS ROD AND MANUFACTURING METHOD THEREOF DAIGLER, CHRISTOPHER PAUL 1741 §103§112 Non-Final OA — Pending Mar 07, 2025
19070239 RESIST COMPOSITION AND PATTERN FORMING PROCESS EOFF, ANCA 1722 §103 Non-Final OA — Pending Mar 04, 2025
19103724 COSMETIC PREPARATION CONTAINING CROSSLINKED ORGANIC SILICON RESIN AND METHOD FOR PRODUCING SAME LI, WENHAN 1614 §103§112 Non-Final OA — Pending Feb 13, 2025
19101829 SOLAR CELL ELEMENT COATING COMPOSITION, AND SOLAR CELL MODULE AND PRODUCTION METHOD THEREFOR CANNON, RYAN SMITH 1726 §103 Final Rejection 12d Pending Feb 06, 2025
19035087 RESIST COMPOSITION AND PATTERNING PROCESS EOFF, ANCA 1722 §103Other Non-Final OA — Pending Jan 23, 2025
18879145 DISPERSION AND COSMETIC CONTAINING SAME WORSHAM, JESSICA N 1615 §102DP Non-Final OA — Pending Dec 26, 2024
18979490 Imprint Device and Imprint Method KHARE, ATUL P 1742 §102§112 Non-Final OA — Pending Dec 12, 2024
18870206 ANTIVIRAL COMPOSITION AND MEMBER HAVING SAID COMPOSITION AT SURFACE THEREOF BOATENG, AFUA BAMFOAA 1617 §102§103 Non-Final OA — Pending Nov 27, 2024
18949532 Patterning Process CARTER, JONATHAN LANGDON 1713 §103 Non-Final OA — Pending Nov 15, 2024
18866369 METHOD FOR PRODUCING AQUEOUS SOLUTION OF PURIFIED AMINOSILANOL COMPOUND AND AMINOSILOXANE COMPOUND, AND COMPOSITION FOR ETCHING DEO, DUY VU NGUYEN 1713 §103 Non-Final OA — Pending Nov 15, 2024
18940918 OPTICAL FIBER PREFORM AND METHOD FOR PRODUCING OPTICAL FIBER PREFORM STEELE, JENNIFER A 1789 §103§112 Non-Final OA — Pending Nov 08, 2024
18932752 HEAT-CURABLE MALEIMIDE RESIN COMPOSITION KARST, DAVID THOMAS 1767 §103 Final Rejection — Pending Oct 31, 2024
18862010 GLASS CLOTH TREATMENT LIQUID AND SURFACE TREATED GLASS CLOTH GILLETT, JENNIFER ANN 1789 §102§103§112 Non-Final OA — Pending Oct 31, 2024
18930238 METHOD OF MANUFACTURING SOLID PHARMACEUTICAL PREPARATION COATED WITH SOLVENT-FREE COATING MATERIAL SAEED, ALI S 1616 §103 Non-Final OA — Pending Oct 29, 2024
18929741 INSULATING COATING MATERIAL FOR COATING ELECTRIC WIRE, INSULATED WIRE, COIL, AND ELECTRIC OR ELECTRONIC DEVICE MAYO III, WILLIAM H 2841 §102§103 Non-Final OA — Pending Oct 29, 2024
18925680 YTTRIUM FLUORIDE SPRAYED COATING, SPRAY MATERIAL THEREFOR, AND CORROSION RESISTANT COATING INCLUDING SPRAYED COATING AUER, LAURA A 1783 §103DP Non-Final OA — Pending Oct 24, 2024
18911657 METHOD FOR RECYCLING RARE EARTH SINTERED MAGNET DEO, DUY VU NGUYEN 1713 §102§103DP Non-Final OA — Pending Oct 10, 2024
18853795 FILM FORMING METHOD, FILM FORMING APPARATUS, AND LAMINATE MOJADDEDI, OMAR F 2898 §102 Non-Final OA — Pending Oct 03, 2024
18852338 COSMETIC MAEWALL, SNIGDHA 1612 §103§112DP Non-Final OA — Pending Sep 27, 2024
18846320 SURFACTANT AND COSMETIC LIU, TRACY 1614 §103 Non-Final OA — Pending Sep 12, 2024
18836152 UNDERLYING SUBSTRATE, SINGLE CRYSTAL DIAMOND LAMINATE SUBSTRATE AND METHOD FOR PRODUCING THEM SAMPLE, DAVID R 1784 §102DP Non-Final OA — Pending Aug 06, 2024
18833659 THERMAL CONDUCTIVE STACKED INSULATIVE SUBSTRATE DICUS, TAMRA 1787 §112 Final Rejection — Pending Jul 26, 2024
18770842 COMPOSITION FOR SOLID DISPERSION, SOLID DISPERSION, AND METHOD OF MANUFACTURING THE SOLID DISPERSION WISTNER, SARAH CLINKSCALES 1616 §102§103§112DP Non-Final OA — Pending Jul 12, 2024
18726584 NEGATIVE ELECTRODE ACTIVE MATERIAL AND NEGATIVE ELECTRODE JACOBSON, SARAH JORDAN 1785 §102§103§112 Non-Final OA — Pending Jul 03, 2024
18725253 FILM FORMING APPARATUS AND FILM FORMING METHOD KITT, STEPHEN A 1717 §103 Final Rejection 14d Pending Jun 28, 2024
18724824 HIGH-CHARACTERISTIC EPITAXIAL GROWTH SUBSTRATE AND METHOD FOR MANUFACTURING SAME SAMPLE, DAVID R 1784 §103DP Non-Final OA — Pending Jun 27, 2024
18724431 COATING MATERIAL FOR SECONDARY BATTERY SEPARATOR AND METHOD FOR MANUFACTURING SAME, SECONDARY BATTERY SEPARATOR, AND SECONDARY BATTERY FRAZIER, KELVIN MITCHELL 1783 §103 Non-Final OA — Pending Jun 26, 2024
18719276 FLUORINE-CONTAINING ACTIVE ENERGY RAY-CURABLE COMPOSITION, CURED PRODUCT, AND ARTICLE ROSWELL, JESSICA MARIE 1767 §103 Non-Final OA — Pending Jun 13, 2024
18676967 HALOALKYL ALKOXYMETHYL ETHER COMPOUND, AND PROCESS FOR PREPARING 13,15-DIMETHYLHEPTACOSANE THEREFROM AND FOR PREPARING SYNTHETIC INTERMEDIATE THEREFOR HINES, LATOSHA D 1771 §112Other Non-Final OA — Pending May 29, 2024
18713771 COMPOSITION CONTAINING ORGANOSILICON COMPOUND BOYD, JENNIFER A 1786 §103§112 Final Rejection — Pending May 28, 2024
18641734 Bio-Electrode And Method For Manufacturing Bio-Electrode MOSSBROOK, WILLIAM ERIC 3794 §103 Non-Final OA — Pending Apr 22, 2024
18702880 POLYORGANOSILOXANE AND METHOD FOR PRODUCING THE SAME ZIMMER, MARC S 1765 §102§103DP Non-Final OA — Pending Apr 19, 2024
18702994 PAINT COMPOSITION, COATED ARTICLE, AND METHOD FOR FORMING CURED FILM NELSON, MICHAEL B 1787 §103 Non-Final OA — Pending Apr 19, 2024
18635945 Resist Material, Resist Composition, And Patterning Process CHU, JOHN S Y 1737 DP Non-Final OA — Pending Apr 15, 2024
18634542 SLURRY FOR SUSPENSION PLASMA SPRAYING, METHOD FOR FORMING RARE EARTH ACID FLUORIDE SPRAYED FILM, AND SPRAYING MEMBER HUANG, CHENG YUAN 1787 §103 Final Rejection 1d overdue Pending Apr 12, 2024
18631187 RESIN COMPOSITION FOR ENCAPSULATION AND SEMICONDUCTOR DEVICE FANG, SHANE 1766 §102 Non-Final OA — Pending Apr 10, 2024
18699584 RECEPTOR SUBSTRATE, METHOD FOR MANUFACTURING RECEPTOR SUBSTRATE, TRANSFER METHOD, METHOD FOR MANUFACTURING LED PANEL, AND STAMPER CHIN, EDWARD 2893 §102 Non-Final OA — Pending Apr 08, 2024
18626972 ONIUM SALT, RESIST COMPOSITION, AND PATTERN FORMING PROCESS FRASER, STEWART A 1724 §103 Non-Final OA — Pending Apr 04, 2024
18696729 METHOD FOR PRODUCING CYCLIC SILAZANE COMPOUND PAGANO, ALEXANDER R 1692 §102 Non-Final OA — Pending Mar 28, 2024
18617769 EPOXY RESIN COMPOSITION FROST, ANTHONY J 1782 §103 Final Rejection — Pending Mar 27, 2024
18575346 THERMAL CONDUCTIVE SILICONE COMPOSITION, SEMICONDUCTOR DEVICE, AND METHOD FOR PRODUCING SAME PEPITONE, MICHAEL F 1767 §103 Non-Final OA — Pending Mar 22, 2024
18694106 HYDROXYALKYL GROUP-CONTAINING POLYSILOXANE AND METHOD FOR PRODUCING SAME REDDY, KARUNA P 1764 §102§103 Non-Final OA — Pending Mar 21, 2024
18608685 Bio-Electrode Composition, Bio-Electrode, And Method For Manufacturing The Same SARCENO ROBLES, CHRISTIAN MANUEL 3794 §103 Final Rejection — Pending Mar 18, 2024
18692228 FLUOROPOLYETHER-GROUP-CONTAINING POLYMER, SURFACE TREATMENT AGENT, AND ARTICLE WU, ANDREA 1763 §103§112 Non-Final OA — Pending Mar 14, 2024
18691175 SILOXANE-MODIFIED POLYURETHANE COMPOSITION ZIMMER, MARC S 1765 §102§103 Non-Final OA — Pending Mar 12, 2024
18598857 ONIUM SALT MONOMER, POLYMER, CHEMICALLY AMPLIFIED RESIST COMPOSITION AND PATTERNING PROCESS SULLIVAN, CALEEN O 2899 Other Non-Final OA — Pending Mar 07, 2024
17773128 INFRARED-TRANSMISSIVE CURABLE COMPOSITION, CURED PRODUCT THEREFROM, AND OPTICAL SEMICONDUCTOR DEVICE WOODWARD, ANA LUCRECIA 1765 §103§112 Non-Final OA — Pending Mar 06, 2024
18597253 ONIUM SALT, CHEMICALLY AMPLIFIED POSITIVE RESIST COMPOSITION, AND RESIST PATTERN FORMING PROCESS EOFF, ANCA 1722 §103 Non-Final OA — Pending Mar 06, 2024

View all 184 →

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Frequently Asked Questions

How many pending USPTO office actions does Shin-Etsu Chemical Co., Ltd. have?

Shin-Etsu Chemical Co., Ltd. has 184 pending office actions as of October 2026, spread across 64 art units and 121 examiners.

Which USPTO examiner handles the most Shin-Etsu Chemical Co., Ltd. applications?

Marc S Zimmer has the most, with 7 of Shin-Etsu Chemical Co., Ltd.'s pending office actions.

What technology area are Shin-Etsu Chemical Co., Ltd.'s patent applications in?

Mostly Chemistry & Materials (USPTO Tech Center 1700), based on where its pending office actions are examined.

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