Prosecution Insights
Last updated: October 27, 2026
Application No. 18/025,728

Positive Electrode Active Material for Lithium Secondary Battery, Method for Preparing the Same and Lithium Secondary Battery Comprising the Same

Final Rejection §103
Filed
Mar 10, 2023
Priority
Nov 10, 2020 — RE 10-2020-0149674 +1 more
Examiner
ARMSTRONG, KAREN JOYCE
Art Unit
1726
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
2 (Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
24 granted / 36 resolved
+1.7% vs TC avg
Moderate +11% lift
Without
With
+11.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
42 currently pending
Career history
99
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
62.0%
+22.0% vs TC avg
§102
23.2%
-16.8% vs TC avg
§112
11.9%
-28.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 36 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment In view of the amendment on claim 1 the rejection under U.S.C. 103 of claims 1-10 is withdrawn. New analysis follows. Response to Arguments Applicant’s arguments with respect to claim 1 and its dependent claims have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. The declaration under 37 CFR 1.132 filed 07/17/26 is sufficient to overcome the rejection of claims 1-10 based upon a lack of However, upon further search and consideration, new analysis follows. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-10 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et. al. (KR20190093453A, as cited in IDS dated 3/10/23, reference made to attached English translation) in view of Isao et. al. (CNCN103606671A, reference made to English translation) Regarding claim 1, 3, and 6-10, Lee discloses a positive electrode active material for a lithium secondary battery of the formula Li(Ni0.8Co0.1Mn0.1)O2, comprising: secondary particles, wherein each secondary particle comprises an agglomerate of primary macro particles, wherein an average particle size (D50) of the primary macro particles is 2 μm and the crystallite size is 260 nm and an average particle size (D50) of the secondary particles is 6 μm (¶[0121]) but does not disclose wherein a part of a surface of each secondary particle is coated with a cobalt compound and an aluminum compound. Isao, related to positive electrode materials, teaches a lithium nickel transition metal-based oxide with a surface coating containing Co and Al(¶[0016]) and are LiAlO2 and LiCoO2(¶[0017]). One of ordinary skill in the art would have recognized adding the Co and Al coating layer to the positive electrode material of Lee would have reduced occurrence of side reactions and improved cycle performance and safety (¶[0033]). Therefore, it would have been obvious to have added the coating layer of Isao to the positive electrode material of Lee to reduce occurrence of side reactions and improve cycle performance and safety. Regarding claim 4, modified Lee teaches the positive electrode active material of claim 1 and Isao further teaches the cobalt coating may be Co3O4(¶[0017]). Regarding claim 5, modified Lee teaches the positive electrode active material of claim 1 and Isao further teaches the aluminum coating component may be Al2O3(¶[0017]). Regarding claim 9, modified Lee teaches the positive electrode active material of claim 1 and Lee further teaches a positive electrode comprising the positive electrode active material of claim 1(¶[0145]). Regarding claim 10, modified Lee teaches the positive electrode active material of claim 1 and Lee further teaches a lithium secondary battery comprising the positive electrode active material of claim 1(¶[0147]). Claim 2 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et. al. (KR20190093453A, as cited in IDS dated 3/10/23, reference made to attached English translation) in view of Isao et. al. (CNCN103606671A, reference made to English translation) and further in view of Baek et. al. (WO2019088806 as previously cited, reference made to US20200083524 as English translation). Regarding claim 2, modified Lee teaches the positive electrode active material of claim 1 but does not disclose wherein the cobalt compound and the aluminum compound are in a dot pattern. Baek, related to positive electrode materials, teaches a lithium nickel cobalt manganese based oxide(¶[0071]) with a surface coating containing Co and Al(¶[0072]) and further teaches the Co and Al coating may be partially formed on the surface covering 5% up to <100% of the surface which one of ordinary skill in the art would recognize these sections of coverage as dots(¶[0074]). One of ordinary skill in the art would have recognized using the coverage of the coating layer as taught by Baek in the positive electrode material of Lee would achieve suppression of the occurrence of a side reactions, thereby improving life characteristics when used in a battery (¶[0072]). Therefore, it would have been obvious to have used the coverage of the coating layer of Baek in the positive electrode material of Lee to provide a system where the coating on the surface of the active material suppresses the occurrence of side reactions thereby improving life characteristics when used in a battery. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KAREN J. ARMSTRONG whose telephone number is (703)756-1243. The examiner can normally be reached Monday-Friday 10 am-6 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Barton can be reached at (571) 272-1307. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.J.A./Examiner, Art Unit 1726 /RYAN S CANNON/Primary Examiner, Art Unit 1726
Read full office action

Prosecution Timeline

Mar 10, 2023
Application Filed
Apr 17, 2026
Non-Final Rejection mailed — §103
Jul 17, 2026
Response Filed
Jul 17, 2026
Response after Non-Final Action
Oct 09, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12749669
NEGATIVE ELECTRODE ACTIVE MATERIAL, AND ELECTROCHEMICAL APPARATUS AND ELECTRONIC APPARATUS USING THE SAME
3y 11m to grant Granted Sep 29, 2026
Patent 12731831
RECHARGEABLE BATTERY
3y 9m to grant Granted Sep 08, 2026
Patent 12658470
SOLID ELECTROLYTE MATERIAL AND BATTERY USING SAME
3y 10m to grant Granted Jun 16, 2026
Patent 12658445
Binder for Secondary Battery, Negative Electrode for Secondary Battery Including the Same, and Lithium Secondary Battery Including the Same
3y 6m to grant Granted Jun 16, 2026
Patent 12646746
POSITIVE ELECTRODE LAYER, METHOD FOR MANUFACTURING POSITIVE ELECTRODE LAYER, AND ALL SOLID-STATE BATTERY
3y 6m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
78%
With Interview (+11.1%)
3y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 36 resolved cases by this examiner. Grant probability derived from career allowance rate.

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