Prosecution Insights
Last updated: October 04, 2026
Application No. 18/026,275

WATER-SOLUBLE TRYPTHANTRIN DERIVATIVES FOR REDOX FLOW BATTERIES

Non-Final OA §102
Filed
Mar 14, 2023
Priority
Sep 11, 2020 — PO 116722 +1 more
Examiner
LI, AIQUN
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
UNIVERSIDADE DE COIMBRA
OA Round
3 (Non-Final)
64%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
539 granted / 845 resolved
-1.2% vs TC avg
Strong +23% interview lift
Without
With
+23.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
50 currently pending
Career history
879
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
51.4%
+11.4% vs TC avg
§102
24.0%
-16.0% vs TC avg
§112
17.7%
-22.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 845 resolved cases

Office Action

§102
DETAILED ACTION Claims 23 and 35-37 are pending as amended on 4 May 2026, claims 24-34 and 42-46 are withdrawn from consideration. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Applicant’s amendments to the claims and the remarks/arguments have been entered and fully considered. Claim Objections Claim 36 is objected to because of the following informalities: claim 36 recites “ The anolyte solution’’, which appears to be “The anolyte solution of claim 35”. Appropriate correction is required. Response to Amendment and Arguments Applicant’s amendment overcomes the objection to claims 23, 35 and 37. The objection has been withdrawn. Applicant’s amendment overcomes the rejection 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph of claims 23 and 35-37. The rejection has been withdrawn. Applicant’s amendment does not overcome the rejection of claims 23 and 35-37 under 35 U.S.C. 102 (a)(1) over CN105153148A (Gu). Applicant’s arguments have been fully considered but are not persuasive. Applicant argues that Gu teaches a solution for medical application not a part of an electrochemical system requiring a positive electrolyte. However, the feature of the presence of a positive electrolyte is not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). The recitation “wherein the anolyte solution is the negative electrolyte of an electrochemical system” is interpreted as an intended use since there is no apparent structural difference required by the composition other than that recited in the body of the claim (see MPEP2111.02, II). A recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. Claim Rejections - 35 USC § 102 Claims 23 and 35-37 stand rejected under 35 U.S.C. 102 (a)(1)as being anticipated by Gu. Gu teaches a solution comprises sulfonated tryptanthrin in saturated sodium chloride ([0009]), thus the presence of water and sodium chloride, which meets the claimed polar solvent and supporting electrolyte, respectively, wherein the sulfonated tryptanthrin has the structure of ([0007]-[0009]) : PNG media_image1.png 168 362 media_image1.png Greyscale and the sulfonation is carried in fuming sulfuric acid ([0009]) thus the presence of H+, which anticipates the instantly claimed formula (I) wherein R is SO3H, R’ and R’’ both are H, thus the claimed anolyte solution. The recitation “for an anolyte solution “ of claim 23, “the negative electrolyte of an electrochemical system’ of claim 35, and “used for a redox flow battery ” of claim 36 are interpreted as an intended use since there is no apparent structural difference required by the composition other than that recited in the body of the claim (see MPEP2111.02, II). A recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. The recitation “anolyte” in the preamble of claim 35 is not limiting because the body of the claim describes a complete invention and the language recited solely in the preamble does not provide any distinct definition of any of the claimed invention’s limitations. Thus, the preamble of the claim(s) is not considered a limitation and is of no significance to claim construction. See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305, 51 USPQ2d 1161, 1165 (Fed. Cir. 1999). See MPEP § 2111.02. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AIQUN LI whose telephone number is (571)270-7736. The examiner can normally be reached Monday-Friday 9:00 am -4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at 571-2721302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AIQUN LI/Ph.D., Primary Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

Mar 14, 2023
Application Filed
Jan 02, 2026
Non-Final Rejection mailed — §102
May 04, 2026
Response Filed
Jun 23, 2026
Final Rejection mailed — §102
Aug 23, 2026
Response after Non-Final Action
Sep 22, 2026
Request for Continued Examination
Sep 23, 2026
Response after Non-Final Action
Sep 28, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
64%
Grant Probability
87%
With Interview (+23.1%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 845 resolved cases by this examiner. Grant probability derived from career allowance rate.

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