Prosecution Insights
Last updated: July 05, 2026
Application No. 18/033,656

SINGLE DOMAIN ANTIBODIES TARGETING SARS CORONAVIRUS SPIKE PROTEIN AND USES THEREOF

Non-Final OA §112
Filed
Apr 25, 2023
Priority
Oct 26, 2020 — provisional 63/105,769 +1 more
Examiner
ALAM, DANYAL HASSAN
Art Unit
1672
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
United States Department of Health and Human Services
OA Round
1 (Non-Final)
100%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 100% — above average
100%
Career Allowance Rate
1 granted / 1 resolved
+40.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
35 currently pending
Career history
38
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
65.3%
+25.3% vs TC avg
§102
1.4%
-38.6% vs TC avg
§112
13.9%
-26.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This is a National Stage Entry under 35 U.S.C. 371 of International Patent Application No. PCT/US2021/056548, filed October 26, 2021. This application also claims priority to US Provisional Application No. 63105769, filed on October 26, 2020. Election/Restrictions Applicant’s election without traverse of Group I, claims 1, 2, 9, 10, 12 – 15, 17 – 20, and 40 in the reply filed on 01/20/2026 is acknowledged. The elected species are as follows: SEQ ID NO: 2 Claims 14, 15, 17, and 18 are drawn to a composition comprised of two different polypeptides. Applicant elected species SEQ ID NO: 2 for examination corresponding to claims 1, 2, 9, 10, 12 -15, and 17 – 20. The same polypeptide would not satisfy the scope of the claims and therefore, claims 14, 15, 17, and 18 have been withdrawn. Claims 22-23, 25-26, 29-31, 33,3 5-39, 41, 44-49, 52 and 54 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 01/20/2026. Claims 1-2, 9-10, 12-13, 19-20, and 40 are under consideration. Claim Rejections - 35 USC § 112- Indefiniteness The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-2, 9-10, 12-13, 19-20, and 40 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites a polypeptide comprised of CDRs from SEQ IN Nos: 1 – 29. It is unclear which numbering scheme is used to define the CDRs for SEQ ID Nos: 1 – 29. Kunik et al. (Nucleic Acids Res, 2012, hereinafter, “Kunik”) teaches the Paratome CDR residue numbering scheme and highlights the differences between Kabat, IMGT, and Paratome numbering schemes (Abstract). Kunik teaches Kabat and IMGT are used to define the CDR regions but that these methods devise a unique numbering system and that the identification methods may miss >20% of the residues that bind the Ag (Introduction ¶2). Altogether, Kunik teaches that the CDRs in a sequence are defined differently by competing numbering scheme and would not result in predictable sequences to one of ordinary skill in the art. Therefore, the claim is indefinite because it the claim fails to particularly point out and distinctly claim the CDRs of the polypeptide. The dependent claims fail to limit the claim and therefore, are also indefinite. Claim 2 further limits claim 1 so the “CDR sequences are defined using the Kabat, IMGT, or Paratome numbering schemes, or a combination of the Kabat, IMGT and Paratome numbering schemes.” Sela-Culang et al. (Fronters in Immun, 2013, hereinafter, “Sela-Culang”) teaches the general structure of antibodies including CDR and non-CDR regions of antibodies (Figure 3). Sela-Culang teaches that the numbering and definition of a CDR varies based on which numbering scheme is used (Figure 3, reproduced below). Altogether, Sela-Culang teaches that defining one CDR numbering scheme with another would result in sequences that are not readily understood in the field. Therefore, the combination of Kabat, IMGT and Paratome numbering schemes to define CDRs within the same polypeptide fails to particularly point out and distinctly claim the CDRs of the polypeptide. PNG media_image1.png 783 556 media_image1.png Greyscale Claim Rejections - 35 USC § 112- Scope of Enablement The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claim 1-2, 10, 12-13, 19-20, and 40 is rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, because the specification, while being enabling for the specific CDR1, CDR2, and CDR3 sequence combinations within a single SEQ ID NO, does not reasonably provide enablement for a combination of any CDR sequences of any one of SEQ ID Nos: 1 – 29. The specification does not enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to use the invention commensurate in scope with these claims. There are many factors to be considered when determining whether there is sufficient evidence to support a determination that a disclosure does not satisfy the enablement requirement and whether any necessary experimentation is “undue.” These factors include, but are not limited to: • (A) The breadth of the claims; • (B) The nature of the invention; • (C) The state of the prior art; • (D) The level of one of ordinary skill; • (E) The level of predictability in the art; • (F) The amount of direction provided by the inventor; • (G) The existence of working examples; and • (H) The quantity of experimentation needed to make or use the invention based on the content of the disclosure. In re Wands, 858 F.2d 731, 737, 8 USPQ2d 1400, 1404 (Fed. Cir. 1988). Here, the instant claims are broadly drawn to a composition for binding to SARS-CoV-2. For purposes of examination claims that do not explicitly state the CDR numbering scheme will be interpreted as being identified by the Kabat numbering scheme. Furthermore, for claim 1 and dependent claims of claim 1, “A polypeptide…comprising the complementarity determining region 1 (CDR1), CDR2, and CDR3 sequences of any one of the SEQ ID NOs” is interpreted as a polypeptide that is comprised of any combination of CDRs from any one of the SEQ ID NOs listed. The claims are not enabled based on, but not limited to, a major line of evidence: not all CDR combinations are effective at binding SARS-CoV-2 and therefore randomly combining CDRs would not predictably produce a polypeptide that can bind to SARS-CoV-2. The level of skill in the art is high and would include, e.g., Ph.D. level scientists. The art establishes that single domain antibodies do not have identical binding efficiencies as other single domain antibodies even when targeted to the same protein as or with similar lineage evidenced by Gai et al. ((biorxiv, August, 10, 2020, hereinafter, “Gai”), Figure 1, 4). Gai teaches several neutralizing single domain antibodies against SARS-CoV-2 that can be delivered through inhalation (Abstract). Gai evidences that single domain antibodies have some effect on binding to SARS-CoV-2 but that this effect is dose dependent and even at high doses is not 100% successful at binding to SARS-CoV-2 (Figure 4, 5). Therefore, there is not a reasonable expectation that any combination of CDRs from a multitude of polypeptides can be randomly combined to form a polypeptide that can bind to SARS-CoV-2. In view of the evidence discussed above, combining different CDRs of claim 1 into a single polypeptide would not predictably bind to SARS-CoV-2. The specification only exemplifies and reduces to practice the use of SEQ ID NOs: 1 – 29 to bind to SARS-CoV-2 (Figure 3A). However, the specification offers no reasonable direction or working example for the use of other CDR combinatorial single domain antibodies that bind to SARS-CoV-2. In view of the foregoing, a vast quantity of experimentation, including expansive clinical trials, would be needed to use the invention based on the content of the disclosure. Taken together, the specification does not enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to use the invention commensurate in scope with these claims. Conclusion NO CLAIMS ARE ALLOWED Any inquiry concerning this communication or earlier communications from the examiner should be directed to Danyal H Alam whose telephone number is (571)272-1102. The examiner can normally be reached M - F 9am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas J. Visone can be reached at 571-270-0684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANYAL HASSAN ALAM/Examiner, Art Unit 1672 /THOMAS J. VISONE/Supervisory Patent Examiner, Art Unit 1672
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Prosecution Timeline

Apr 25, 2023
Application Filed
Apr 03, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12625138
ANTIBODY FOR PORCINE REPRODUCTIVE AND RESPIRATORY SYNDROME VIRUS AND USES THEREOF
3y 1m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 1 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
100%
Grant Probability
99%
With Interview (+0.0%)
3y 0m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1 resolved cases by this examiner. Grant probability derived from career allowance rate.

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