Prosecution Insights
Last updated: April 19, 2026
Application No. 18/034,947

FILM FOR LIQUID CRYSTAL DEVICE, LIQUID CRYSTAL DEVICE, AND LIGHT ADJUSTING APPARATUS

Non-Final OA §102
Filed
May 02, 2023
Examiner
WALTERS JR, ROBERT S
Art Unit
1717
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sekisui Chemical Co. Ltd.
OA Round
1 (Non-Final)
51%
Grant Probability
Moderate
1-2
OA Rounds
3y 10m
To Grant
99%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allow Rate
558 granted / 1085 resolved
-13.6% vs TC avg
Strong +51% interview lift
Without
With
+50.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
63 currently pending
Career history
1148
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
47.7%
+7.7% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
31.5%
-8.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1085 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application Claims 1-13 are pending and presented for examination. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. 1. Claim(s) 1-13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ishii et al. (JP2020030355, of which reference is made to the translation provided by Applicant). Initially, it is noted that the NI point change value is dictated by the presence of impurities that can leach from the film to contaminate the liquid crystal, such as leaching plasticizer as evidenced in Applicant’s specification at 0010, and it is expected that a film of a polymer, such as a polyvinyl acetal or an ethylene-vinyl acetate copolymer, without plasticizer will exhibit a NI value of approximately 0 as evidenced by Applicant’s Examples 1-7 in Table 1. Therefore, prior art disclosing a film of a polyvinyl acetal polymer or an ethylene-vinyl acetate copolymer without the presence of impurities, such as leachable plasticizer, will be expected to inherently possess a NI point change of -1 ºC to 1 ºC. I. Regarding claims 1-5 and 8-13, Ishii teaches a film comprising a polyvinyl butyral thermoplastic resin or an ethylene-vinyl acetate copolymer (0039, and note that an ethylene-vinyl acetate film will have a glass transition temperature less than 55 ºC as ethylene-vinyl acetate polymer has a glass transition temperature between -40 ºC to -20 ºC) and no plasticizer (abstract and 0039), which will inherently exhibit a NI point change of -1 ºC to 1 ºC (see above). Ishii teaches the film for a liquid crystal light adjusting cell (a type of electronic device) and a liquid crystal light adjusting cell apparatus comprising the film (abstract). Ishii teaches all the critical limitations of claims 1-5 and 8-13; therefore, Ishii anticipates the claims. II. Regarding claims 6 and 7, the Examiner notes that the claims do not require the inclusion of a polyvinyl acetal resin as claims 6 and 7 depend from claim 4 wherein the polyvinyl acetal resin is optional. Thus, claims 6 and 7 only recite further limitations wherein the prior art is being relied on as teaching a polyvinyl acetal-based resin. In this case, Ishii teaches a film comprising no plasticizer and an ethylene-vinyl acetate resin (see above). Therefore, Ishii is teaching an alternative resin and the recitation to further limitations of the polyvinyl acetal-based resin are moot. Therefore, Ishii also anticipates claims 6 and 7. Conclusion Claims 1-13 are pending. Claims 1-13 are rejected. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT S WALTERS JR whose telephone number is (571)270-5351. The examiner can normally be reached Monday-Friday 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dah-Wei Yuan can be reached at 571-272-1295. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT S WALTERS JR/ October 29, 2025Primary Examiner, Art Unit 1717
Read full office action

Prosecution Timeline

May 02, 2023
Application Filed
Oct 29, 2025
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
51%
Grant Probability
99%
With Interview (+50.8%)
3y 10m
Median Time to Grant
Low
PTA Risk
Based on 1085 resolved cases by this examiner. Grant probability derived from career allow rate.

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