Prosecution Insights
Last updated: October 02, 2026
Application No. 18/035,043

Methods For Signaling Of UE-Initiated COT In Mobile Communications

Final Rejection §103
Filed
May 02, 2023
Priority
Nov 03, 2020 — provisional 63/108,906 +1 more
Examiner
CUNNINGHAM, KEVIN M
Art Unit
2461
Tech Center
2400 — Computer Networks
Assignee
MediaTek Inc.
OA Round
4 (Final)
72%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
434 granted / 605 resolved
+13.7% vs TC avg
Moderate +11% lift
Without
With
+11.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
46 currently pending
Career history
648
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
59.8%
+19.8% vs TC avg
§102
11.8%
-28.2% vs TC avg
§112
21.8%
-18.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 605 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Wang (US 2022/0210827, hereinafter Wang) and in view of Ye et al (US 2022/0303781, hereinafter Ye). Regarding claim 1, Wang discloses a method, comprising: receiving, by a processor of an apparatus implemented in a user equipment (UE), an indication from a network node of a wireless network (COT information is received by the UE in DCI signaling, Para [0028], COT information includes multiple indications, Para [0136]); and determining, by the processor based on the indication, whether the network node is using a network-initiated channel occupancy time (COT) or sharing a UE-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136], UE reads the COT information, Para [0138] with processor, Para [0147]); but does not explicitly disclose wherein the indication comprises a downlink control information (DCI) bit-field (COT information is received in DCI, Para [0028], it is known in the art, DCI is made up of bit fields indicating different information, obvious to one of ordinary skill the COT information would include bits in a field); nor explicitly discloses wherein, responsive to the DCI bit-field having a first value, the network node is using the network-initiated COT, and wherein, responsive to the DCI bit-field having a second value different from the first value, the network node is sharing the UE-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136], it is known in the art that a single bit can indicate two alternative options, obvious to one of ordinary skill that the two indications, gNB or UE initiated COT, could be indicated by a single bit having a value of 0 or 1); but does not explicitly disclose wherein the indication indicates that the network node is sharing the UE-initiated COT during a fixed frame period (FFP) associated with the apparatus, in an event that the apparatus has signaled an indication of sharing, in an event that the network node uses the UE-initiated COT, or in an event that the network node explicitly signals that the network node is using the UE-initiated COT. Ye discloses the wireless device can determine if the base station is sharing the COT portion of another wireless device’s FFP, that was initiated by the wireless device, Para [0084], BS can transmit unicast signals to wireless device that shared its COT, initiated by wireless device during its FFP, Para [0085], base station can provide explicit signaling on whether the base station initiated the COT or not, Para [0086]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Ye in the system of Wang in order to ensure the accuracy of transmitted and received signals through user equipment (UE) devices. Regarding claim 13, Wang discloses an apparatus implementable in a user equipment (UE, Fig. 9), comprising: a transceiver (transceiver, Fig. 9) configured to communicate wirelessly with a network node of a wireless network (communications network with UE and gNBs, Para [0058]); and a processor (processor, Fig. 9) coupled to the transceiver and configured to perform operations comprising: receiving, via the transceiver, an indication from the network node (COT information is received by the UE in DCI signaling, Para [0028], COT information includes multiple indications, Para [0136]); and determining, based on the indication, whether the network node is using a network-initiated channel occupancy time (COT) or sharing a UE-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136], UE reads the COT information, Para [0138] with processor, Para [0147]); but does not explicitly disclose wherein the indication comprises a downlink control information (DCI) bit-field (COT information is received in DCI, Para [0028], it is known in the art, DCI is made up of bit fields indicating different information, obvious to one of ordinary skill the COT information would include bits in a field); nor explicitly discloses wherein, responsive to the DCI bit-field having a first value, the network node is using the network-initiated COT, and wherein, responsive to the DCI bit-field having a second value different from the first value, the network node is sharing the UE-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136], it is known in the art that a single bit can indicate two alternative options, obvious to one of ordinary skill that the two indications, gNB or UE initiated COT, could be indicated by a single bit having a value of 0 or 1); but does not explicitly disclose wherein the indication indicates that the network node is sharing the UE-initiated COT during a fixed frame period (FFP) associated with the apparatus, in an event that the apparatus has signaled an indication of sharing, in an event that the network node uses the UE-initiated COT, or in an event that the network node explicitly signals that the network node is using the UE-initiated COT. Ye discloses the wireless device can determine if the base station is sharing the COT portion of another wireless device’s FFP, that was initiated by the wireless device, Para [0084], BS can transmit unicast signals to wireless device that shared its COT, initiated by wireless device during its FFP, Para [0085], base station can provide explicit signaling on whether the base station initiated the COT or not, Para [0086]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Ye in the system of Wang in order to ensure the accuracy of transmitted and received signals through user equipment (UE) devices. Claims 6, 7 and 16-20 are rejected under 35 U.S.C. 103 as being unpatentable over Wang, in view of Ye and in view of Calcev et al (US 2023/0180293, hereinafter Calcev, claiming the priority date of both provisional applications). Regarding claim 6, Wang discloses the method of claim 1, but not explicitly wherein the UE-initiated COT is obtained by another UE. Calcev discloses the gNB indicates the UE can share a COT initiated by a different UE, Para [0179]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Calcev in the system of Wang and Ye in order to reduce scheduling delays when using COTs in the unlicensed band. Regarding claims 7 and 16, Wang discloses the method/apparatus of claim 1/13, further comprising: obtaining, by the processor, the UE-initiated COT; and performing, by the processor, an uplink (UL) transmission during the UE-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136], UE receives UL grant for an uplink transmission during shared COT, Para [0027], in this case the COT is initiated by another UE as in Calcev). Regarding claim 17, Wang discloses the apparatus of claim 13, but not wherein the processor is further configured to perform operations comprising: receiving, via the transceiver, downlink control information (DCI) from the network node scheduling an uplink (UL) transmission in a future network fixed frame period (FFP); and performing, via the transceiver, the UL transmission in the future network FFP. Calcev discloses a gNB providing configuration of a FFP to the UE initiating a COT and the UE can perform UL transmissions in the current FFP or another FFP in the future, Para [0155], UL transmission scheduled for a future FFP, Para [0211]. Also see pages 17-18 and 30 of provisional application 63/104,318. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Calcev in the system of Wang in order to reduce scheduling delays when using COTs in the unlicensed band. Regarding claim 18, Wang discloses the apparatus of claim 17, wherein, in receiving the DCI, the processor is configured to receive the DCI during the network-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136]). Regarding claim 19, Wang discloses the apparatus of claim 17, wherein, in performing the UL transmission, the processor is configured to perform the UL transmission during the network-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136], UE receives UL grant for an uplink transmission during shared COT, Para [0027], UE can perform UL transmission in either scenario). Regarding claim 20, Wang discloses the apparatus of claim 17, wherein, in performing the UL transmission, the processor is configured to perform the UL transmission during the UE-initiated COT (COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136], UE receives UL grant for an uplink transmission during shared COT, Para [0027], UE can perform UL transmission in either scenario). Claims 4, 5 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Wang, in view of Ye and in view of Harada et al (US 2022/0330239, hereinafter Harada). Regarding claims 4 and 15, Wang discloses the method/apparatus of claim 1/13, but not wherein the indication comprises a demodulation reference signal (DMRS) encoding. Harada discloses a BS transmitting a specific PDCCH with a specific DMRS notifying the start of a COT that is initiated by the BS, Para [0047]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Harada in the system of Wang and Ye in order to perform efficient transmission while keeping LBT opportunities with appropriate granularities. Regarding claim 5, Wang discloses the method of claim 4, but not wherein, responsive to the DMRS encoding being a first DMRS encoding, the network node is using the network-initiated COT, and wherein, responsive to the DMRS encoding being a second DMRS encoding different from the first DMRS encoding, the network node is sharing the UE-initiated COT. Harada discloses a BS transmitting a specific PDCCH with a specific DMRS notifying the start of a COT that is initiated by the BS, Para [0047], where a COT not initiated by the BS would not use the specific DMRS value. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Harada in the system of Wang in order to perform efficient transmission while keeping LBT opportunities with appropriate granularities. Response to Arguments Applicant's arguments filed 7/28/2026 have been fully considered but they are not persuasive. The Applicant argues the references do not disclose the limitations in the claim. Applicant argues over the limitation wherein the indication indicates that the network node is sharing the UE-initiated COT during a fixed frame period (FFP) associated with the apparatus, in an event that the apparatus has signaled an indication of sharing, in an event that the network node uses the UE-initiated COT, or in an event that the network node explicitly signals that the network node is using the UE-initiated COT. Applicant cites portions from Ye and repeats Ye does not disclose the limitation. Applicant argues Ye does not disclose the conditions (one of the three events listed). In response, “in an event” is conditional and conditional limitations are optional in method claims. Therefore, this limitation does not even need to be disclosed regardless. Further the references do disclose this limitation. The limitation states “the indication indicates that the network node is sharing the UE-initiated COT during a fixed frame period”. Ye discloses the wireless device can determine if the base station is sharing the COT portion of another wireless device’s FFP, that was initiated by the wireless device, Para [0084] and Wang discloses COT information is received by the UE in DCI signaling, Para [0028], COT information includes multiple indications, Para [0136], COT information indicates COT category, which indicates if the COT is gNB initiated COT or a UE initiated COT, Para [0136]. Therefore, the UE receives an indication that indicates UE-initiated COT. One of the events is simply “the network node explicitly signals that the network node is using the UE-initiated COT”. This already disclosed by Wang, the UE gets the COT information and category that explicitly indicates if the UE or gNB initiated the COT and Ye discloses base station can provide explicit signaling on whether the base station initiated the COT or not, Para [0086]. It is already clear that the gNB sends an (explicit) indication to the UE if the COT is initiated by the gNB or UE and Applicant has no argument against this. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN CUNNINGHAM whose telephone number is (571) 272-1765. The examiner can normally be reached Monday through Thursday 7:30-18:00 (EST). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy Vu can be reached on (571) 272-3155. The fax number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEVIN M CUNNINGHAM/Primary Examiner, Art Unit 2461
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Prosecution Timeline

Show 2 earlier events
Nov 13, 2025
Response Filed
Jan 29, 2026
Final Rejection mailed — §103
Apr 13, 2026
Request for Continued Examination
Apr 29, 2026
Response after Non-Final Action
May 12, 2026
Non-Final Rejection mailed — §103
Jul 28, 2026
Response Filed
Aug 27, 2026
Final Rejection mailed — §103
Sep 22, 2026
Interview Requested

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Prosecution Projections

5-6
Expected OA Rounds
72%
Grant Probability
83%
With Interview (+11.2%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 605 resolved cases by this examiner. Grant probability derived from career allowance rate.

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