Prosecution Insights
Last updated: October 27, 2026
Application No. 18/037,674

Electrode for Secondary Battery, Secondary Battery Including the Same, and Method of Manufacturing Electrode

Final Rejection §103
Filed
May 18, 2023
Priority
Dec 04, 2020 — RE 10-2020-0168896 +1 more
Examiner
PILLAY, DEVINA
Art Unit
1726
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
2 (Final)
44%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
70%
With Interview

Examiner Intelligence

Grants 44% of resolved cases
44%
Career Allowance Rate
357 granted / 804 resolved
-20.6% vs TC avg
Strong +26% interview lift
Without
With
+25.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
50 currently pending
Career history
876
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
49.7%
+9.7% vs TC avg
§102
16.6%
-23.4% vs TC avg
§112
23.5%
-16.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 804 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Duong (US 20150303481 A1) in view of Wixom (US 2020/0313191 A1). Regarding claim 1, Duong discloses an electrode for a lithium secondary battery comprising (Abstract and Fig. 1 100 [0010] [0064] [0071][0072]): an electrode current collector (see Fig. 1 108/110 [0076]); and an electrode layer (112 and/or 114 and/or 116 and/or 118 [0077]) positioned on the electrode current collector (see Fig. 1 108/110 [0076]), wherein the electrode layer (112 and/or 114 and/or 116 and/or 118 [0077]) comprises an electrode composition in which a positive electrode active material ([0072]) comprising a lithium transition metal oxide material ([0082]), a conductive material (porous carbon [0082]) and a binder are dry-mixed ([0078], see Fig. 3 [0102]-[0118]). Duong discloses an average particle size of the binder is in the range of 0.01µm-0.3µm ([0148]) and further discloses that the conductive material can comprise porous carbon ([0082]). Wixom discloses a porous carbon material can be used in combination with a fibrilizable binder in a dry process ([0057]) to form an electrode precursor and furthermore the porous carbon can have pores ranging from 0.010 µm to 1 µm ([0057]) and discloses that the large pores facilitates ion transport, which improves the electrical current density and rate retention for an electrode of given thickness and porosity, or enables electrodes to be processed to higher thickness or lower porosity for given capacity or rate retention ([0091]). It would have been obvious to one of ordinary skill in the art at the time of filing to replace the porous carbon materials used of Duong with those of Wixom so that an average diameter of the micropore formed in the conductive material is the same as or larger than an average particle size of the binder as disclosed by Wixom because the large pores facilitates ion transport, which improves the electrical current density and rate retention for an electrode of given thickness and porosity, or enables electrodes to be processed to higher thickness or lower porosity for given capacity or rate retention. Regarding claim 2, modified Duong discloses all of the claim limitations as set forth above. In addition, as noted from the modification above, Wixom discloses that the average diameter of the micropore formed in the conductive material is 10 nanometers to about 1000 nanometers ([0012]) which overlaps with the claimed range. It would have been obvious to one of ordinary skill in the art at the time of invention to have selected the overlapping portion of the ranges disclosed by the reference because selection of overlapping portion of ranges has been held to be a prima facie case of obviousness. In re Malagari, 182 USPQ 549. Regarding claim 3, modified Duong discloses all of the claim limitations as set forth above. In addition, Duong discloses that the average particle size of the binder is less than 1 micron ([0148]) which overlaps with the claimed range. It would have been obvious to one of ordinary skill in the art at the time of invention to have selected the overlapping portion of the ranges disclosed by the reference because selection of overlapping portion of ranges has been held to be a prima facie case of obviousness. In re Malagari, 182 USPQ 549. Regarding claim 4, modified Duong discloses all of the claim limitations as set forth above. In addition, as noted from the modification above, Wixom discloses that the specific surface area of the conductive material is 17 m2/g. Regarding claim 5, modified Duong discloses all of the claim limitations as set forth above. In addition, Duong discloses a content of the conductive material is from 0.1 % by weight to 10% by weight or less based on the total weight of the electrode composition ([0083]). Wixom discloses that the porous carbon (processing additive) can be present in an amount from 2-10% ([0064]). Regarding claim 6, modified Duong discloses all of the claim limitations as set forth above. In addition, Wixom through modification above discloses that the conductive material comprises a 3D porous carbon material ([0071]). In addition, Duong discloses the binder comprises polytetrafluoroethylene (PTFE) ([0080]). Regarding claim 7, modified Duong discloses all of the claim limitations as set forth above. In addition, Duong discloses wherein the active material comprises lithium manganese oxide (LMO) ([0082]). Regarding claim 8, modified Duong discloses all of the claim limitations as set forth above. In addition, Duong discloses the electrode composition is in the form of a free-standing film, and the free-standing film is present on the electrode current collector ([0117]). Regarding claim 9, modified Duong discloses all of the claim limitations as set forth above. However, Duong does not explicitly disclose that the free-standing film has an elastic modulus value of 30 MPa to 400 MPa. Wixom discloses that the processing additive lead to improved mechanical strength and processibility ([0071][0089]). It would have been obvious to modify the amount of processing additive (porous carbon) in the free-standing film of modified Duong to be optimized so that the claimed elastic modulus/mechanical strength/processibility can be achieved. Response to Arguments Applicant argues that Wixom does not teach a size relationship between the size of pore structure of the processing additive and the size of the binder. Rather, Wixom merely states that "large pore structure" facilitates ion transport, improve electrical current density and rate retention for the electrode. Wixom does not teach or suggest that the pore structure is larger in comparison to another element, let alone, with respect to the average particle size of the binder as claimed. Wixom provides motivation to use larger porous carbon particles including sizes 10 times of the binder size disclosed by Duong (see [0148]) by stating that larger pores facilitate ion transport, which improves the electrical current density and rate retention for an electrode of given thickness and porosity, or enables electrodes to be processed to higher thickness or lower porosity for given capacity or rate retention ([0057][0091]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DEVINA PILLAY whose telephone number is (571)270-1180. The examiner can normally be reached Monday-Friday 9:30-6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey T Barton can be reached at 517-272-1307. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. DEVINA PILLAY Primary Examiner Art Unit 1726 /DEVINA PILLAY/ Primary Examiner, Art Unit 1726
Read full office action

Prosecution Timeline

May 18, 2023
Application Filed
Mar 18, 2026
Non-Final Rejection mailed — §103
May 18, 2026
Examiner Interview Summary
May 18, 2026
Applicant Interview (Telephonic)
Jun 15, 2026
Response Filed
Sep 29, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
44%
Grant Probability
70%
With Interview (+25.5%)
3y 5m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 804 resolved cases by this examiner. Grant probability derived from career allowance rate.

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