Prosecution Insights
Last updated: October 01, 2026
Application No. 18/039,053

METHOD FOR DETECTING DEFECTS IN A 3D PRINTER USING IMAGE SPATIAL RESOLUTION

Non-Final OA §103
Filed
May 26, 2023
Priority
Dec 15, 2020 — EU 20214133.9 +1 more
Examiner
LEE, HWA S
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Siemens Energy AG
OA Round
5 (Non-Final)
72%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
541 granted / 748 resolved
+4.3% vs TC avg
Minimal +3% lift
Without
With
+3.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
30 currently pending
Career history
792
Total Applications
across all art units

Statute-Specific Performance

§101
4.2%
-35.8% vs TC avg
§103
33.5%
-6.5% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
33.8%
-6.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 748 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments pertaining to Bennett have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: processor in claims 11 and 12; computer program in claim 13. See MPEP 2181(V). Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, 4-13, and 15-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ostroverkhov et al. (US 2020/0189193) in view of Alles et al. (US 2008/0304056) and Singh et al. ("A Comprehensive Review of Convolutional Neural Network based Image Enhancement Techniques"; IDS of 05/26/2023). Ostroverkhov shows a system for monitoring powder in additive manufacturing using images comprising: receiving a first image (Para. [0038]: “monitoring camera 19…records images and/or video of a front 50 of recoater 23 spreading powdered build material 21…Monitoring camera 19 sends the recorded images to computing device 24 and/or controller 26 for analysis”) of a construction space of the 3D printer, wherein the first image is generated from camera data alone and has a first spatial resolution (inherent that an image has a resolution), and wherein the construction space comprises a 3D printed part that is shown in the first image; a2) increasing contrast of the first image by using a (Para. [0045]: “the contrast between powdered build material 21 and the surrounding objects may be enhanced by use of polarized light illumination and a polarization filtering on monitor camera 19. Special lighting conditions, such as incidence angles, may be manipulated to improve the contrast…”); d1) detecting in the first image possibly occurring defects in a powder bed that surrounds the part (Para. [0048]: “controller 26 alerts the operator of potential defects, and the operator to diagnoses and addresses any potential defects before they become large defects.”). As indicated by the strikeout above, Ostroverkhov does not show the generation of a second image of higher resolution out of the first image using a spatial resolution increasing artificial neural network. Alles shows the use of both low and high resolution images to identify defects and classify defects with high sensitivity (e.g. para. [0024]). Before the effective filing date of the claimed invention, it would have been obvious to also obtain high resolution images from the contrast increase image of Ostroverkhov in order to improve the sensitivity of identifying and classifying defects. Ostroverkhov and Alles does not show the use of a spatial resolution increasing artificial neural network to obtain the high resolution images. Singh shows the use of a spatial resolution increasing artificial neural network to generate a second image of higher resolution out of the first image (Abstract). Before the effective filing date of the claimed invention, it would have been obvious to use a spatial resolution increasing artificial neural network to generate a second image of higher resolution out of the first image in order to avoid the cost of a high resolution camera (Abstract). Ostroverkhov shows increasing the contrast of the first image but does not show this is done using a contrast increasing artificial neural network. Singh shows the neural network enhances the contrast at Part D. Before the effective filing date of the claimed invention, it would have been obvious to use an artificial neural network to predictably increase the contrast as called for by Ostroverkhov and also in order to improve the image after it is taken which is too late to optically increase the contrast and/or while taking the image in order to save time compared to optically increasing the contrast. With respect to claim 2, Ostroverkhov, Alles, and Singh show all the steps as discussed for claim 1 above but Ostroverkhov does not show the use of a sequence of images being combined into the first image. It is taken that combining multiple images into a single image was well known. Alles also teaches the use of “one or more images” (para. [0024]) at low resolution to detect defects. Before the effective filing date of the claimed invention, it would have been obvious take a sequence of images and combine them into a single image in order to remove noise, thereby improving the identification of defects. 4. The method according to claim 1 further comprising: c) increasing the contrast of the second image by using a contrast increasing artificial neural network. (Singh shows the neural network enhances the contrast at Part D. Before the effective filing date of the claimed invention, it would have been obvious to enhance the contrast in all the images analyzed in order to better distinguish between objects in the images) 5. The method according to claim 1 wherein the contrast increasing artificial neural network has an input layer and an output layer (Singh: “two convolutional layers,”pg. 3, col. 1) and is trained by providing a first set of images with a low contrast and a second set of corresponding images with a high contrast and by adapting the weights of the contrast (Singh: “chromatic contrast weights,”pg. 3, col. 2 - pg. 4, col. 1) increasing artificial neural network such that when the images of the first set are respectively taken as the input layer, each histogram of the output layer approximates the histogram of the corresponding image of the second set. 6. The method according to claim 1, further comprising: d2) detecting in the second image possibly occurring defects in the part and/or in the powder bed that surrounds the part. Alles shows the use of both low and high resolution images to identify defects and classify defects with high sensitivity (e.g. para. [0024]) 7. The method according to claim 6 wherein in step d1) and/or step d2) the defects are detected by an image processing method and/or by a machine learning method. (see discussions above) 8. The method according to claim 1, further comprising: e) classifying the defects. (see discussion for claim 1) 9. The method according to claim 8, wherein step a) and step b) and optionally step d1), and/or step e) are performed during manufacturing of the part (Ostroverkhov shows the image analysis is done during manufacturing. See Abstract). 10. The method according to claim 1 wherein step a) and step b) and optionally step d1) are performed after manufacturing of the part (Bennet shows the image analysis is done during manufacturing. See Abstract). 11. A data processing apparatus, comprising: a spatial resolution increasing artificial neural network (see discussion for claim 1); and a processor adapted to perform the steps of the method according to claim 1. (As interpreted by the Examiner, Ostroverkhov shows a processor at para. [0055]) 12. A 3D printer comprising: the data processing apparatus according to the data processing apparatus according to claim 11, a construction space (10) and a camera (19) adapted to capture a first image and/or a sequence of images. 13. A non-transitory computer readable medium (computer chip or memory, para. [0055]), comprising: a computer program stored thereon comprising instructions which, when the program is executed by a data processing apparatus comprising a spatial resolution increasing artificial neural network (see discussion for claim 1) the data processing apparatus to carry out the steps of the method according to claim 1. 15. The method according to claim 9, wherein at least one of step dl) and step e) is performed during manufacturing of the part (Abstract). Claim(s) 10 and 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ostroverkhov, Alles, and Singh as applied to claim 1 above, and further in view of Admitted prior art. Ostroverkhov, Alles, and Singh show all the steps as recited in claim 1 but do not show the steps being performed after manufacturing the part. It is taken that detecting defects in a part after the part is manufactured was well known. Before the effective filing date of the claimed invention, it would have been obvious to analyze the image after the part is manufactured. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Hwa Andrew S Lee whose telephone number is (571)272-2419. The examiner can normally be reached Mon-Fri 9am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michelle Iacoletti can be reached at (571) 270-5789. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Hwa Andrew Lee/ Primary Examiner, Art Unit 2877
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Prosecution Timeline

Show 10 earlier events
Mar 02, 2026
Response Filed
Jun 02, 2026
Final Rejection mailed — §103
Jul 21, 2026
Applicant Interview (Telephonic)
Jul 24, 2026
Examiner Interview Summary
Jul 28, 2026
Response after Non-Final Action
Aug 19, 2026
Request for Continued Examination
Aug 20, 2026
Response after Non-Final Action
Sep 03, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
72%
Grant Probability
75%
With Interview (+3.1%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 748 resolved cases by this examiner. Grant probability derived from career allowance rate.

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