Prosecution Insights
Last updated: April 19, 2026
Application No. 18/040,858

IMAGING AND TARGETING PROGRAMMED DEATH LIGAND-1 (PD-L1) EXPRESSION

Non-Final OA §102§103§DP
Filed
Feb 07, 2023
Examiner
RICCI, CRAIG D
Art Unit
1611
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Johns Hopkins University
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
607 granted / 1131 resolved
-6.3% vs TC avg
Strong +52% interview lift
Without
With
+52.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
65 currently pending
Career history
1196
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
40.6%
+0.6% vs TC avg
§102
17.2%
-22.8% vs TC avg
§112
20.7%
-19.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1131 resolved cases

Office Action

§102 §103 §DP
DETAILED ACTION Notice of AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I in the reply filed on 1/12/2026 is acknowledged. The requirement is still deemed proper and is therefore made FINAL. Claims 20, 22-26, 29, 30-31, 33 and 35 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant’s election without traverse of a single species in the reply filed on 1/12/2026 is also acknowledged. The elected species read upon claims 1-3, 6 and 41. Claims 8-9, 13-14 and 16-19 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 6 and 41 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nimmagadda et al (WO 2018/119313; of record). Claims 1-3 are drawn to an imaging agent comprising a compound of formula (I) which embraces the following non-elected compound species: PNG media_image1.png 344 542 media_image1.png Greyscale wherein, in formula (I): L is PNG media_image2.png 92 132 media_image2.png Greyscale wherein r is 2 (see claim 2); and A is the chelating agent NODA (1,4,7-triazacyclononane-1,4-diacetate) (see claim 3); or L is PNG media_image3.png 100 128 media_image3.png Greyscale wherein q is 2 (see claim 2); and A is PNG media_image4.png 146 138 media_image4.png Greyscale (see claim 3). Nimmagadda et al teach the instantly claimed compound as DK-A-222 (Figure 30). Accordingly, claims 1-3 are anticipated. Claim 6 is drawn to the imaging agent of claim 1, wherein the reporting moiety is a chelating agent and the chelating agent further comprises the radiometal 64Cu. Nimmagadda et al teach [64Cu]DK-A-222 (Figure 31). Accordingly, claim 6 is also anticipated. Claim 41 is drawn to a kit for detecting PD-L1, the kit comprising the imaging agent of any of claims 1-3 and/or 6. Nimmagadda et al teach “a kit for detecting Programmed Death Ligand 1 (PD-L1), the kit comprising an imaging agent” (Page 4, Lines 1-3), in particular “a presently disclosed imaging agent” (Page 29, Lines 32-33). Accordingly, claim 41 is also anticipated. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-3, 6 and 41 are rejected under 35 U.S.C. 103(a) as being unpatentable over Nimmagadda et al (WO 2018/119313; of record) in view of Shetty et al (Bioorg Med Chem 20:5941-5947, 2012). Claims 1-3 and 6 are drawn to an imaging agent comprising a compound of formula (I) which embraces Applicant’s elected compound species: PNG media_image5.png 400 676 media_image5.png Greyscale wherein, in formula (I): L is PNG media_image6.png 90 170 media_image6.png Greyscale wherein p is 1 (see claim 2); and A is the chelating agent NODA (1,4,7-triazacyclononane-1,4-diacetate) (see claim 3) further comprising the radiometal Al18F (see claim 6). Nimmagadda et al teach “an imaging agent comprising a conjugate of a peptide having binding specificity for programmed death ligand 1 (PD-L1) and a reporting moiety, and optionally a linker” (Page 2, Lines 18-20), specifically disclosing the imaging agents DK-A-222 (Figure 30) and [64Cu]DK-A-222 (Figure 31), which differ from Applicant’s instantly elected compound in comprising a different linker and a different radiometal. Yet, as further taught by Nimmagadda et al, “[i]n some embodiments, the substrate is labeled with 18F using the AlF method, for example, based on the chelation of aluminum fluoride by... NODA” (Page 19, Lines 15-17). And Shetty et al teach “a bifunctional chelating agent containing isothiocyanate residue for one step F-18 labeling of peptides” (Title) as follows (Page 5942, Scheme 1): PNG media_image7.png 166 222 media_image7.png Greyscale which “can be conjugated to a target molecule containing an amino functional group under weak basic conditions by way of thiourea bond formulation” (Abstract). As further taught by Shetty et al, “[t]he conjugated peptide was labeled with the [18F]AlF method with high radiochemical efficiency” and “[b]iodistribution and microPET imaging studies... showed significant uptakes of the labeled peptide” (Page 5944, Column 1), specifically disclosing an Al18F-NODA-peptide as follows (Page 5943, Scheme 2): PNG media_image8.png 306 464 media_image8.png Greyscale Based on all of the foregoing, it would have been prima facie obvious to formulate Applicant’s instantly elected compound species. In particular, it would have been prima facie obvious to modify DK-A-222 and/or [64Cu]DK-A-222 (taught by Nimmagadda et al) such that the peptide is labeled with the [18F]AlF method to comprise Al18F-NODA-peptide (based on Nimmagadda et al and Shetty et al) to arrive at the instantly elected compound species with a reasonable expectation of success. The simple substitution of one known radiolabeled chelating agent useful in peptide-specific PET imaging agents for another is prima facie obvious. As such, claims 1-3 and 6 are rejected as prima facie obvious. Claim 41 is drawn to a kit for detecting PD-L1, the kit comprising the imaging agent of any of claims 1-3 and/or 6. Nimmagadda et al teach “a kit for detecting Programmed Death Ligand 1 (PD-L1), the kit comprising an imaging agent” (Page 4, Lines 1-3), in particular “a presently disclosed imaging agent” (Page 29, Lines 32-33). Accordingly, claim 41 is also rejected as prima facie obvious. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-3, 6 and 41 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-44 of U.S. Patent No. 11/607,466 alone or in view of Shetty et al (Bioorg Med Chem 20:5941-5947, 2012). Although the claims at issue are not identical, they are not patentably distinct from each other. The ‘466 claims are drawn to compounds of DK-A-221-(L)n-Rpt (claim 1), including DK-A-222 (claim 7) and [64Cu]DK-A-222 (claim 8) and a kit thereof (claim 24), which reads on the instantly claimed compounds and wherein, in further view of Shetty et al, it would have been obvious to arrive at Applicant’s elected compound species. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to whose telephone number is (571) 270-5864. The examiner can normally be reached on Monday through Thursday, and every other Friday, 7:30 am - 5:00 pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bethany Barham can be reached on (571) 272-6175. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CRAIG D RICCI/Primary Examiner, Art Unit 1611
Read full office action

Prosecution Timeline

Feb 07, 2023
Application Filed
Feb 18, 2026
Non-Final Rejection — §102, §103, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
99%
With Interview (+52.3%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 1131 resolved cases by this examiner. Grant probability derived from career allow rate.

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