Prosecution Insights
Last updated: October 02, 2026
Application No. 18/046,195

USAGE OF EMOTION RECOGNITION IN TRADE MONITORING

Final Rejection §112
Filed
Oct 13, 2022
Examiner
PARK, YONG S
Art Unit
3694
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Actimize Ltd.
OA Round
6 (Final)
26%
Grant Probability
At Risk
7-8
OA Rounds
0m
Est. Remaining
38%
With Interview

Examiner Intelligence

Grants only 26% of cases
26%
Career Allowance Rate
60 granted / 231 resolved
-26.0% vs TC avg
Moderate +12% lift
Without
With
+11.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
32 currently pending
Career history
270
Total Applications
across all art units

Statute-Specific Performance

§101
45.7%
+5.7% vs TC avg
§103
37.3%
-2.7% vs TC avg
§102
4.8%
-35.2% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 231 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims This action is in reply to the amendment filed 05/18/2026. Claims 1, 10, and 16 have been amended. Claims 1, 4-6, 8-10, 12, 14-16, and 19-25 are pending and have been examined on the merits (claims 1, 10, and 16 being independent). The amendment filed 05/18/2026 to the claims has been entered. Response to Arguments Applicant’s arguments and amendments filed 05/18/2026 have been fully considered. Application has amended to the claims 1, 10, and 16 to overcome the examiner's previous rejection under 35 USC 112(a). The amendment successfully addresses the rejection. As such, the previous rejection has been withdrawn. Applicant’s arguments and amendments have been considered and are persuasive because in combination, the additional limitations recite meaningful limitations beyond generally linking the use of an abstract idea to a particular technological environment as gathering and classification of the spectrograms by applying image classification techniques to score emotions to the spectrogram representations. As such, the previous rejection under 35 U.S.C. 101 has been withdrawn. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1, 4-6, 8-10, 12, 14-16, and 19-25 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. As the amended claim in independent claims 1, 10, and 16 “by applying image classification techniques to the spectrogram”, the subject matter is not properly described in the application as filed, and provide an explanation of your position. The recited amendment as highlighted above is not clear as to how to apply image classification techniques to the spectrogram because the claimed limitations are not described in the application with sufficient detail such that one skilled in the art can reasonably conclude that the inventor had possession of the claimed invention at the time of filing. Dependent claims (4-6, 8-9, 12, 14-15, and 19-25) stand rejected also, under 35 U.S.C. 112(a) by virtue of their dependency on a rejected claim. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION. —The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 4-6, 8-10, 12, 14-16, and 19-25 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. As the amended claim in independent claims 1, 10, and 16 “image classification techniques”, are not described in the application as filed, and Examiner is not clear how to interpret this claim language and also it seems too broad. As such, the metes and bounds of the claim are unclear. Dependent claims (4-6, 8-9, 12, 14-15, and 19-25) stand rejected also, under 35 U.S.C. 112(b) by virtue of their dependency on a rejected claim. Conclusion The prior art made of record but not relied upon herein but pertinent to Applicant’s disclosure is listed in the enclosed PTO-892. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to YONG S PARK whose telephone number is (571)272-8349. The examiner can normally be reached on M-F 9:00-5:00 PM, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bennett M. Sigmond can be reached on (303)297-4411. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YONGSIK PARK/Examiner, Art Unit 3694 July 15, 2026 /BENNETT M SIGMOND/Supervisory Patent Examiner, Art Unit 3694
Read full office action

Prosecution Timeline

Show 8 earlier events
Mar 07, 2025
Non-Final Rejection mailed — §112
May 12, 2025
Response Filed
Jul 17, 2025
Final Rejection mailed — §112
Oct 21, 2025
Request for Continued Examination
Oct 30, 2025
Response after Non-Final Action
Nov 18, 2025
Non-Final Rejection mailed — §112
May 18, 2026
Response Filed
Jul 20, 2026
Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
26%
Grant Probability
38%
With Interview (+11.5%)
3y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 231 resolved cases by this examiner. Grant probability derived from career allowance rate.

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