Prosecution Insights
Last updated: May 29, 2026
Application No. 18/061,178

MACHINE LEARNING FOR RESOURCE ALLOCATION

Non-Final OA §101
Filed
Dec 02, 2022
Priority
Dec 30, 2021 — provisional 63/295,351
Examiner
REYES, REGINALD R
Art Unit
3684
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Matrixcare Inc.
OA Round
3 (Non-Final)
41%
Grant Probability
Moderate
3-4
OA Rounds
10m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 41% of resolved cases
41%
Career Allowance Rate
249 granted / 607 resolved
-11.0% vs TC avg
Strong +31% interview lift
Without
With
+31.2%
Interview Lift
resolved cases with interview
Typical timeline
4y 4m
Avg Prosecution
28 currently pending
Career history
650
Total Applications
across all art units

Statute-Specific Performance

§101
29.4%
-10.6% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
3.7%
-36.3% vs TC avg
§112
1.7%
-38.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 607 resolved cases

Office Action

§101
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of claims Claims 9-20 have been reviewed and addressed below. Claims 1-8 has been cancelled. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2-3-26 has been entered. Response to Amendment/Arguments With respect to applicants amendments filed on 2-3-26 to the claims, they are entered and are addressed below. Applicant argues the claims are eligible because they reflect an improvement in the functioning a computer or an improvement to other technology or technical field and further integrate alleged judicial exception into a practically application of the exception specifically the system receives various data from each facility to train machine learning models such a as receiving or determining a set of staffing records for each which are not readily available to remedy this technical issues, the present specification describes techniques to evaluate other existing data to infer the staffing during each shirt and at each facility. Examiner respectfully disagrees. The use of different types of available data in performing an analysis are still part of the abstract idea. Applicant argues that the claims are not directed to an abstract idea, specifically that the claims relate to techniques to dynamically adjust resource allocations. Examiner respectfully disagrees. These are interactions of entities, specifically the residential facility and caregivers needed. Per the MPEP he sub-groupings encompass both activity of a single person (for example, a person following a set of instructions or a person signing a contract online) and activity that involves multiple people (such as a commercial interaction), and thus, certain activity between a person and a computer (for example a method of anonymous loan shopping that a person conducts using a mobile phone) may fall within the "certain methods of organizing human activity" grouping MPEP 2106.04(a)(2). Applicant also argues that the claim as a whole integrates the recited judicial exception into a practical application. Examiner respectfully disagrees. The additional elements are performing generic computer function. Applicant argues that the claims the claims in the instant application perform technical improvements similar to that of Exa parte Desjardins. Examiner respectfully disagrees. The step of using a particular/available type of data available to train the machine learning model does not improve the computer technology. The use of different types of available data in performing an analysis are still part of the abstract idea. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 9-20 are rejected under 35 U.S.C. 101 because the claimed invention is directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or an abstract idea) without significantly more. Step 1: Claims 9-20 are drawn to method, system and non-transitory computer-readable medium, which is/are statutory categories of invention (Step 1: YES). Step 2A Prong One: Independent claims 9, 15 recite “receiving a set of resident characteristics for a set of residents residing in first residential care facility”, “generating a future staffing allocation for the first residential care facility by processing the set of resident characteristics using first trained machine learning models, the future staffing allocation indicating a number of caregivers to care for the set of residents during a future window of time and wherein the first trained machine learning model was trained by generating training data, comprising inferring a prior staffing of a prior shift based on set of charts for the prior shift at the first residential care facility and inferring whether the prior staffing was adequate based on the set of charts”, “generating a resource prediction comprising at least one of medical resource allocation or a dietary resource allocation by processing the set of resident characteristics using second trained machine learning models”, “initiating medication of at least one of medical resources or dietary resources of the first residential facility based on the resource prediction”, “initiating modification of future staffing of the first residential facility based on future staffing allocation comprising adjusting a number of caregivers scheduled to care for the set of residents during the future window of time”. If a claim limitation, under its broadest reasonable interpretation, covers managing personal behavior or relationships or interactions between people (including social activities, teaching, and following rules or instructions), then it falls within the “Certain Methods of Organizing Human Activity” grouping of abstract ideas additionally the elements of machine learning models can fall under Mathematical Concepts (machine learning training). The elements of analyzing receiving and analyzing data can also fall under mental process. Accordingly, the claims recite an abstract idea (Step 2A Prong One: YES). Step 2A Prong Two: This judicial exception is not integrated into a practical application. The claims are abstract but for the inclusion of the additional elements including “machine learning”, “non-transitory computer readable program code”, which are additional elements that are recited at a high level of generality such that they amount to no more than mere instruction to apply the exception using generic computer components. See: MPEP 2106.05(f). The additional elements are merely incidental or token additions to the claim that do not alter or affect how the process steps or functions in the abstract idea are performed (e.g., the “processor” language is incidental to what it is “configured” to perform). Therefore, the claimed additional elements do not add meaningful limitations to the indicated claims beyond a general linking to a technological environment. See: MPEP 2106.05(h). The claims recite the additional element of “receive a set of residential characteristics”, which is considered limitations directed to insignificant extra-solution activity that does not amount to an inventive concept because the limitations do not impose meaningful limits on the claim such that is it not nominally or tangentially related to the invention. In the claimed context, the claimed displaying limitations are incidental to the performance of the recited abstract idea. See: MPEP 2106.05(g). The combination of these additional elements is no more than mere instructions to apply the exception using generic computer components. Accordingly, even in combination, these additional elements do not integrate the abstract idea into a practical application because they do not impose any meaningful limits on practicing the abstract idea. Hence, the additional elements do not integrate the abstract idea into a practical application because they do not impose any meaningful limits on practicing the abstract idea. Accordingly, the claims are directed to an abstract idea (Step 2A Prong Two: NO). Step 2B: The claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into a practical application, using the additional elements to perform the abstract idea amounts to no more than mere instructions to apply the exception using generic components. Mere instructions to apply an exception using a generic components cannot provide an inventive concept. See: MPEP 2106.05(f). Further, the claimed additional elements, identified above, are not sufficient to amount to significantly more than the judicial exception because they are generic components that are not integrated into the claim because they are merely incidental or token additions to the claim that do not alter or affect how the process steps or functions in the abstract idea are performed. Therefore, the claimed additional elements do not add meaningful limitations to the indicated claims beyond a general linking to a technological environment. See: MPEP 2106.05(h). Further, the claimed additional elements, identified above, are not sufficient to amount to significantly more than the judicial exception because they are generic components that are configured to perform well-understood, routine, and conventional activities previously known to the industry. See: MPEP 2106.05(d). Said additional elements are recited at a high level of generality and provide conventional functions that do not add meaningful limits to practicing the abstract idea. The originally filed specification supports this conclusion at Figure 1, and paragraph 211 that “methods disclosed herein comprise one or more steps or actions for achieving the methods. The method steps and/or actions may be interchanged with one another without departing from the scope of the claims. In other words, unless a specific order of steps or actions is specified, the order and/or use of specific steps and/or actions may be modified without departing from the scope of the claims. Further, the various operations of methods described above may be performed by any suitable means capable of performing the corresponding functions. The means may include various hardware and/or software component(s) and/or module(s), including, but not limited to a circuit, an application specific integrated circuit (ASIC), or processor”. The claims recite the additional element of “receive a set of residential characteristics”, which is considered limitations directed to insignificant extra-solution activity that does not amount to an inventive concept because the limitations do not impose meaningful limits on the claim such that is it not nominally or tangentially related to the invention. In the claimed context, the claimed displaying limitations are incidental to the performance of the recited abstract idea. See: MPEP 2106.05(g). Viewing the limitations as an ordered combination, the claims simply instruct the additional elements to implement the concept described above in the identification of abstract idea with routine, conventional activity specified at a high level of generality in a particular technological environment. Hence, the claims as a whole, considering the additional elements individually and as an ordered combination, do not amount to significantly more than the abstract idea (Step 2B: NO). Dependent claim(s) 10-14, 16-20 when analyzed as a whole, considering the additional elements individually and/or as an ordered combination, are held to be patent ineligible under 35 U.S.C. 101 because the additional recited limitation(s) fail(s) to establish that the claim(s) is/are not directed to an abstract idea without significantly more. These claims fail to remedy the deficiencies of their parent claims above, and are therefore rejected for at least the same rationale as applied to their parent claims above, and incorporated herein. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to REGINALD R REYES whose telephone number is (571)270-5212. The examiner can normally be reached 8:00-4:30 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Shahid R. Merchant can be reached on (571) 270-1360. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. REGINALD R. REYES Primary Examiner Art Unit 3684 /REGINALD R REYES/Primary Examiner, Art Unit 3684
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Prosecution Timeline

Show 2 earlier events
Aug 26, 2025
Applicant Interview (Telephonic)
Aug 28, 2025
Response Filed
Aug 28, 2025
Examiner Interview Summary
Nov 03, 2025
Final Rejection mailed — §101
Jan 05, 2026
Response after Non-Final Action
Feb 03, 2026
Request for Continued Examination
Feb 24, 2026
Response after Non-Final Action
Apr 21, 2026
Non-Final Rejection mailed — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
41%
Grant Probability
72%
With Interview (+31.2%)
4y 4m (~10m remaining)
Median Time to Grant
High
PTA Risk
Based on 607 resolved cases by this examiner. Grant probability derived from career allowance rate.

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