Prosecution Insights
Last updated: October 02, 2026
Application No. 18/083,236

HYBRID CHEMICAL AND PHYSICAL VAPOR DEPOSITION OF TRANSITION-METAL-ALLOYED PIEZOELECTRIC SEMICONDUCTOR FILMS

Non-Final OA §103§112
Filed
Dec 16, 2022
Priority
Dec 17, 2021 — provisional 63/291,135
Examiner
CHEN, BRET P
Art Unit
1718
Tech Center
1700 — Chemical & Materials Engineering
Assignee
University of Houston System
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
975 granted / 1154 resolved
+19.5% vs TC avg
Strong +16% interview lift
Without
With
+16.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
37 currently pending
Career history
1178
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
52.4%
+12.4% vs TC avg
§102
7.1%
-32.9% vs TC avg
§112
27.7%
-12.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1154 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claims 1-20 are pending in this application. Election/Restrictions Applicant’s election without traverse of claims 1-10, 16-20 in the reply filed on 06/24/2026 is acknowledged. Claims 11-15 are withdrawn from consideration as being directed to a nonelected invention. Specification Applicant is reminded of the proper content of an abstract of the disclosure. A patent abstract is a concise statement of the technical disclosure of the patent and should include that which is new in the art to which the invention pertains. The abstract should not refer to purported merits or speculative applications of the invention and should not compare the invention with the prior art. If the patent is of a basic nature, the entire technical disclosure may be new in the art, and the abstract should be directed to the entire disclosure. If the patent is in the nature of an improvement in an old apparatus, process, product, or composition, the abstract should include the technical disclosure of the improvement. The abstract should also mention by way of example any preferred modifications or alternatives. Where applicable, the abstract should include the following: (1) if a machine or apparatus, its organization and operation; (2) if an article, its method of making; (3) if a chemical compound, its identity and use; (4) if a mixture, its ingredients; (5) if a process, the steps. Extensive mechanical and design details of an apparatus should not be included in the abstract. The abstract should be in narrative form and generally limited to a single paragraph within the range of 50 to 150 words in length. See MPEP § 608.01(b) for guidelines for the preparation of patent abstracts. It is noted that the claimed invention is directed to a method. The examiner suggests amending the abstract to reflect same. The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. It is noted that the title recites a hybrid chemical and physical vapor deposition technique but said technique is not recited in the claims. The examiner suggests a title which reflects the claimed invention. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 16-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. In claim 16 line 5, from which claims 17-20 depend, the term “the source gas of chloride vapor” lacks antecedent basis. The same issue applies to “the source gas of elemental vapor of transition metal”. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-10 are rejected under 35 U.S.C. 103 as being unpatentable over Sangle et al. (2021/0143319) in view of Ren et al. (CN 101817559) (see English Translation). Sangle teaches a physical vapor deposition process of piezoelectric films (title) over large area semiconductor wafers (0015) using a gas source and a power source (0019). However, the reference fails to teach the claimed precursors. Ren teaches a preparation method of piezoelectric thick film such as potassium sodium niobate (title) in which niobium chloride, ammonia gas, and sodium and potassium metal (0007). It would have been obvious to utilize the claimed precursors to form the piezoelectric film depending on the desired materials of said film in Sangle with the expectation of success because Ren teaches of using the precursors to form potassium sodium niobate piezoelectric film. Regarding claim 2, Sangle teaches physical vapor deposition (title). Regarding claim 6, Sangle teaches a 13 inch diameter target (0023). Regarding claim 7, the applicant requires a specific thickness uniformity. It is noted that Sangle teaches thicknesses in the nm range (0030-0032). Since Sangle teaches a 13 inch diameter target (0023), 10% would be 1.3 inches. Given Sangle’s thickness range, one skilled in the art could safely assume that the uniformity of Sangle would be within the claimed range. Regarding claims 8-9, Sangle teaches lead yttrium niobate lead titanate (claim 4). Regarding claim 10, the applicant requires a specific material. Sangle teaches lead yttrium niobate lead titanate (claim 4). To utilize another Group 3 metal would have been obvious in the absence of a showing of unexpected results. In independent claim 16, the applicant requires zones. It is noted that Sangle teaches of introducing a gas 104 into the chamber 102 having a reaction zone (0019 and Figure 1). Regarding claim 17, Sangle teaches niobium chloride (0007). Regarding claim 18, Sangle teaches sodium and potassium (0007). Regarding claim 19, Sangle teaches ammonia (0007). Regarding claim 20, Sangle teaches a heater (0019). Allowable Subject Matter Claims 3-5 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. It is well known to have a diffraction rocking curve of 2.4o FWHM as noted in Heiba et al. (2017/0098757) and a d33 more than 100 as noted in Benedict et al. (2019/0189904). However, the prior art references fail to the claimed characteristics. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRET CHEN whose telephone number is (571)272-1417. The examiner can normally be reached M-F 8:30-8:30 MT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gordon Baldwin can be reached at (571) 272-5166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRET P CHEN/Primary Examiner, Art Unit 1718 07/29/2026
Read full office action

Prosecution Timeline

Dec 16, 2022
Application Filed
Aug 04, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12741913
DISPERSION OF FILAMENTS
2y 11m to grant Granted Sep 22, 2026
Patent 12740350
SUBSTRATE PROCESSING METHOD
3y 4m to grant Granted Sep 15, 2026
Patent 12735787
GROUP 2 METAL CONTAINING FILM FORMING COMPOSITIONS AND VAPOR DEPOSITION OF THE FILMS USING THE SAME
2y 8m to grant Granted Sep 15, 2026
Patent 12724349
MONODISPERSE GRANULAR FILM, METHOD FOR FORMING THE MONODISPERSE GRANULAR FILM, SOLAR CELL, METHOD FOR PREPARING THE SOLAR CELL, AND PHOTOVOLTAIC MODULE
2y 7m to grant Granted Sep 01, 2026
Patent 12716127
APPARATUS AND METHOD FOR PRODUCING DOPED DIAMOND LAYERS
2y 5m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+16.4%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1154 resolved cases by this examiner. Grant probability derived from career allowance rate.

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