Prosecution Insights
Last updated: October 24, 2026
Application No. 18/083,719

MASK, MASK ASSEMBLY HAVING THE SAME, AND SUBSTRATE TRANSFER APPARATUS

Final Rejection §102
Filed
Dec 19, 2022
Priority
Jan 13, 2022 — RE 10-2022-0005396
Examiner
PENCE, JETHRO M
Art Unit
1717
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Display Co., Ltd.
OA Round
2 (Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
706 granted / 892 resolved
+14.1% vs TC avg
Strong +25% interview lift
Without
With
+25.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
35 currently pending
Career history
952
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
41.2%
+1.2% vs TC avg
§102
21.9%
-18.1% vs TC avg
§112
34.7%
-5.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 892 resolved cases

Office Action

§102
DETAILED ACTION 1. The Amendment filed 07/15/2026 has been entered. Claims 1-8 & 10-17 in the application remain pending. Claims 1, 10, 13 & 17 were amended. Claims 18-20 were cancelled. 2. The text of those sections of Title 35, U.S.C. code not included in this action can be found in a prior Office Action. Notice of Pre-AIA or AIA Status 3. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections 4. Claim objections on claim 17 are rendered moot per amendments. Claim Rejections 5. The claim rejections under AIA 35 U.S.C. 102(a)(1) as anticipated by Han et al. (US 20150044930 A1) of claim 9 are withdrawn per cancellation of claim 9. Claim Rejections - 35 USC § 102 6. Claims 1-5, 9-17 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Han et al. (US 20150044930 A1). Regarding Claim 1: Han et al teach a mask comprised of a stage 201 (mask frame) with a hollow portion 204 (opening) [fig 1-3; para 65-70]. Han shows different perspective views of apparatus in fig 8, 15 and 16. Fig 8 is plan view of mask with stage (frame) which also includes groove 203 (accommodation structure). Mask sheet 723 as shown in fig 15 is capable of being disposed on top of stage as shown in figure 8. In this case, the openings of mask sheet 723 overlaps in alignment with the stage and grooves 203 which is partially shown in fig 16. The stage 201 has an accommodation groove 203 (accommodation structure) and the portion of stage 201 that has the accommodation groove 203 corresponds to the claimed 'accommodation space'. [fig 3; para 71]. A displacement sensor 300 (sensor) is accommodated in the accommodation groove 203 [para 71]. Regarding Claim 2: Han teaches sensor 300 accommodated in the accommodation groove 203 is a displacement sensor [para 71, 75-77] Regarding Claim 3: Han teaches sensor 300 can be an optical displacement sensor (camera) [para 75]. Regarding Claim 4 and 5: Han teaches a controller 500 (communication transceiver and driving circuit) that has an input and output unit to obtain information from sensor 300 which suggests the controller is connected to the sensor. [para65; 81-82] Regarding Claim 10: Han shows different perspective views of apparatus in fig 8, 15 and 16. Fig 8 is plan view of mask with stage (frame) which also includes groove 203 (accommodation structure). Mask sheet 723 as shown in fig 15 is capable of being disposed on top of stage as shown in figure 8. In this case, the openings of mask sheet 723 overlaps in alignment with the stage and grooves 203 which is partially shown in fig 16. Regarding Claim 11 and 12: Han teaches a mask frame 710 (cover) connected to stage 200 which covers the groove 203. The overlapping space between stage and frame (cover) corresponds to the claimed 'accommodation space'[fig 11]. Han teaches the mask is inside a chamber 100 and chamber can be connected to outside which is has atmospheric pressure [para 66]. Regarding Claim 13: Han et al teach a mask comprised of a stage 201 (frame) with a hollow portion 204 (opening) [fig 1-3; para 65-70]. The stage 201 has an accommodation groove 203 (accommodation structure) and the portion of stage 201 that has the accommodation groove 203 corresponds to the claimed 'accommodation space'. [fig 3; para 71]. A displacement sensor 300 (sensor) is accommodated in the accommodation groove 203 [para 71]. Han shows different perspective views of apparatus in fig 8, 15 and 16. Fig 8 is plan view of mask with stage (frame) which also includes groove 203 (accommodation structure). Mask sheet 723 as shown in fig 15 is capable of being disposed on top of stage as shown in figure 8. In this case, the openings of mask sheet 723 overlaps in alignment with the stage and grooves 203 which is partially shown in fig 16. The limitations regarding carrier substrate are shown below. PNG media_image1.png 418 686 media_image1.png Greyscale A mask frame 710 will be placed between stage 200 and mask 730 sheet which corresponds to the claimed 'substrate' [fig 11; para 133-136] Regarding Claim 14: Han teaches sensor 301 accommodated in the accommodation groove 203 is a displacement sensor [para 71, 75-77, 103] Regarding Claim 15: Han teaches a structure corresponds to the carrier substrate as shown in claim 13. The structure has a sensor 300, which can be an optical displacement sensor (camera) [para 75]. Regarding Claim 16: The limitation is shown below PNG media_image2.png 530 730 media_image2.png Greyscale Also, Han teaches the mask is inside a chamber 100 and chamber can be connected to outside which is has atmospheric pressure [para 66]. Regarding Claim 17: The limitation is shown below: PNG media_image3.png 594 772 media_image3.png Greyscale Allowable Subject Matter 7. Claims 6-8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 6 would be allowable because Han et al. fail to disclose or suggest a driving circuit being disposed on an accommodation structure that is separate from the accommodation structure where a first sensor is disposed. Claims 7 and 8 are dependent on claim 6. Response to Arguments 8. Applicant's arguments filed 07/15/2026 have been fully considered but they are not persuasive. Applicant’s principal arguments are: (a) Han fails to disclose the elements of claim 1. The seat portion 201 of the stage 200 in Han cannot correspond to the claimed mask frame. The Office Action maps Han's stage/seat portion 200/201 to the claimed frame, but Han expressly identifies element 200 as a "stage" arranged in chamber 100, with seat portion 201 supporting a measurement target 700. Han's displacement sensor 300 is likewise arranged on the stage 200 or seat portion 201 to measure a distance between the stage 200 and the measurement target 700. Thus, Han's element 200 is a support stage of the apparatus, not a mask frame of a mask. Thus, Han does not disclose an accommodation structure disposed on the mask frame and defining an accommodation space in which the sensor is disposed. (b) For at least the above reasons, claims 1-5, 10-12 are patentable over Han. Claims 13-17 are patentable over Han for similar reasons. 9. In response to applicant’s arguments, please consider the following comments. (a) Merriam-Webster defines frame as follows: something composed of parts fitted together and united; the underlying constructional system or structure that gives shape or strength. As already discussed above in detail in regards to claim 1, Han teaches a mask comprised of a stage 201 (mask frame) with a hollow portion 204 (opening) [fig 1-3; para 65-70]. Han shows different perspective views of apparatus in fig 8, 15 and 16. Fig 8 is plan view of mask with stage (frame) which also includes groove 203 (accommodation structure). Mask sheet 723 as shown in fig 15 is capable of being disposed on top of stage as shown in figure 8. In this case, the openings of mask sheet 723 overlaps in alignment with the stage and grooves 203 which is partially shown in fig 16. The stage 201 has an accommodation groove 203 (accommodation structure) and the portion of stage 201 that has the accommodation groove 203 corresponds to the claimed 'accommodation space'. [fig 3; para 71]. A displacement sensor 300 (sensor) is accommodated in the accommodation groove 203 [para 71]. That is, stage 201 (mask frame) with a hollow portion 204 (opening) with an accommodation groove 203 (accommodation structure) for displacement sensor 300 (sensor) would indeed qualify as parts fitted together and united wherein the underlying structure gives shape or strength. This is further exemplified by fig. 1-3, 8 & 15-16 which clearly show the claimed configuration and structure. Drawings and pictures can anticipate claims if they clearly show the structure which is claimed. In re Mraz, 455 F.2d 1069, 173 USPQ 25 (CCPA 1972). However, the picture must show all the claimed structural features and how they are put together. Jockmus v. Leviton, 28 F.2d 812 (2d Cir. 1928). The origin of the drawing is immaterial. For instance, drawings in a design patent can anticipate or make obvious the claimed invention as can drawings in utility patents. When the reference is a utility patent, it does not matter that the feature shown is unintended or unexplained in the specification. The drawings must be evaluated for what they reasonably disclose and suggest to one of ordinary skill in the art. In re Aslanian, 590 F.2d 911, 200 USPQ 500 (CCPA 1979). See MPEP § 2125. Further, Applicants arguments are not commensurate with the breadth of the currently amended claims. Applicant is reminded that the transition phase “comprising” is inclusive or open-ended and does not exclude additional, unrecited elements or method steps. See MPEP 2111.03. Thus, the apparatuses of Han can contain additional elements such as 710 and any other additional unrecited elements or structural features. (b) In view of the foregoing, Examiner respectfully contends the limitations of claim 1 are indeed satisfied. Claims 1-5, 10-12 are rejected at least based on their dependency from claim 1, as well as for their own rejections on the merits, respectively. Claims 13-17 are rejected over Han for similar reasons. Conclusion 10. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. 11. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jethro M Pence whose telephone number is (571)270-7423. The examiner can normally be reached M-TH 8:00 A.M. - 6:30 P.M.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dah-Wei D. Yuan can be reached on 571-272-1295. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Jethro M. Pence/ Primary Examiner Art Unit 1717
Read full office action

Prosecution Timeline

Dec 19, 2022
Application Filed
Apr 21, 2026
Non-Final Rejection mailed — §102
Jul 15, 2026
Response Filed
Oct 09, 2026
Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12766543
Slot Die Coater
4y 0m to grant Granted Oct 20, 2026
Patent 12766541
DISPENSING DEVICE FOR LITHIUM-ION BATTERY (LIB) SEPARATOR
3y 1m to grant Granted Oct 20, 2026
Patent 12766542
PROCESS FOR MANUFACTURING A STEEL STRIP FOR ELECTRICAL APPLICATIONS AND ASSOCIATED APPARATUS
2y 6m to grant Granted Oct 20, 2026
Patent 12758988
SHOWERHEAD HEATED BY CIRCULAR ARRAY
3y 4m to grant Granted Oct 13, 2026
Patent 12759004
PAINTING APPARATUS
2y 11m to grant Granted Oct 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+25.2%)
2y 6m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 892 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month