Prosecution Insights
Last updated: April 19, 2026
Application No. 18/106,136

Ultra-Wideband Low Latency Multicore to Multicore Free-Space Optical Communications Using Parabolic Mirrors

Final Rejection §103
Filed
Feb 06, 2023
Examiner
CHIEM, DINH D
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Panduit Corp.
OA Round
4 (Final)
72%
Grant Probability
Favorable
5-6
OA Rounds
3y 0m
To Grant
90%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
388 granted / 535 resolved
+4.5% vs TC avg
Strong +18% interview lift
Without
With
+17.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
46 currently pending
Career history
581
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
35.7%
-4.3% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 535 resolved cases

Office Action

§103
DETAILED ACTION This office action is in response to applicant’s remarks filed on September 4, 2025. Claims 1, 3, 5, and 7 are under consideration. Response to Arguments Applicant's arguments filed on September 4, 2025 have been fully considered but they are not persuasive. Applicant argues the rejection over Sengupta in view of Kalman and in further in view of Keeler is improper in that the rejection rationale is hindsight reasoning. In particular, Keeler does not explicitly teach—a lateral alignment of the multicore fiber is achieved using the central core and the angular alignment is achieved using the one or more of the surrounding cores—as recited in claim 1. Keeler teaches aligning the two multicore fibers using microlens 620 formed on lens assembly 600 shown in Fig. 6C. Keeler teaches each lens in the subarray can be arranged to optically couple with a core and each subarray is arranged to optically couple with a single fiber, in which a plurality of fibers is arranged as a cable (Col. 5, lines 14-20). The embodiment in Figs. 6A-6D provides an embodiment of a microlens assembly wherein each core is spatially isolated from its neighbors, the micro lenses working with small gaps in the collimated space, and providing rotational alignment as provided by connectors and the associated coupler or coupling structures. Since the individual cores are meticulously aligned with the individual microlenses to the micrometer (Col. 5, line 43 - Col. 6, line 31) in combination with the teaching of rotational alignment, it would have been obvious to one having ordinary skill in the art at the effective filing date of the invention to understand the alignment process is with respect to the coupling of the respective surrounding cores. Furthermore, the coupler 960 in Figs. 9A show adjusters 963 vary the collimating gaps between the two multicore fibers 920, 920’. This translational movement is in the z direction, or along the optical axis. It would have been obvious to one having ordinary skill in the art at the effective filing date of the invention to recognize the optical axis is firstly aligned (e.g., the center cores are aligned) prior to the translational movement in the z direction for adjusting the collimating gap. Therefore, the examiner considers the exact description matching the claim language (e.g., lateral alignment of the multicore fiber is achieved using the central core and the angular alignment is achieved using the one or more of the surround cores) is not necessary for one having ordinary skill in the art to understand the basic procedural orders of aligning two multicore optical fibers. For the reasons above, the examiner considers the rejection over Sengupta in view of Kalman and in further in view of Keeler teach the broadly recited limitations of claim 1 and the rejection is proper. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over Sengupta (US 2015/0050019 A1, herein “Sengupta”) in view of the Kalman et al. (US 2021/0320726 A1, herein “Kalman”) and in further view of Keeler et al (US 10,234,632 B1, hereinafter “Keeler”). Regarding claim 1, Sengupta discloses a low latency free-space optical data communication channel comprising: at least two opposing parabolic mirrors (430-1 and 430-2 of Fig. 20 or 130D-1, 130D-2 of Fig. 6) for transmitting an optical communication signal in the form of a parallel beam across a free-space channel wherein the input and output of the collimators are multicore optical fibers (450-1 and 450-2 of fig. 20), multiple cores of said multicore optical fibers are positioned at the focal points of the at least two opposing parabolic mirrors, and the at least two opposing parabolic mirrors image the optical communications signal in each core of the multiple cores of the multicore fibers into corresponding cores of opposing multicore fibers forming at least one optical communication channel. The examiner notes Fig. 20 shows the multicore optical fibers and the transmitting elements are holographic Bragging grating reflector. However, Sengupta teaches the concave mirror and holographic Bragg grating reflectors are interchangeable (Para [0010]). Sengupta does not teach using parabolic mirrors to separate light into different channels of a multi-core fiber. Kalman teaches using multiple parabolic reflectors (Figure 7b and Figure 9b) to separate light into different channels of a multicore fiber medium (waveguide cores 721 surrounded by waveguide cladding 723, Figure 7b; Para [0098]). It would have been obvious to one ordinary skill in the art before the effective filing date of the claimed invention to modify the teachings of Kalman using parabolic reflectors in order to separate light into different channels of a multi-core fiber. This allows the light channel to be isolated within an integrated systems hence increasing the density of channels for transmission within the device. Sengupta in view of Kalman does not teach the multicore optical fiber is a seven-core multicore fiber with one central core and six surrounding cores, and further wherein a lateral alignment of the multicore fiber is achieved using the central core and the angular alignment is achieved using the one or more of the surrounding cores. Keeler teaches aligning first multicore fiber (MCF) to second MCF in Fig. 1. The first MCF and second MCF have 7 cores – 1 central core and 6 surrounding cores. Regarding the limitation "angular alignment" as described in applicant’s Specification paragraph [0023] which indicates the cores of the two opposing fibers are rotated to produce angular alignment of the cores. The rotation of the cores allows the cores to be "angularly aligned" which allows the opposing outer fibers to be in alignment and coupled to each other. Keeler teaches a similar device wherein various cores are aligned to each other. In order for the light of the opposing fibers to couple, some degree of angular alignment must take place otherwise the device will not couple lights as desired and shown. Since the applicant has not specified the degree of "angular alignment" the examiner considers the prior as shown in Figure 1 of Keeler to meet the newly claimed limitations (Keeler: Col. 13, lines31-47). It would have been obvious to one having ordinary skill in art to recognize efficient coupling of 7-cores multicore fibers as taught by Keeler would be adopted in the invention of Sengupta in view of Kalman, which have multicore fibers for input and output. One would be motivated employ the alignment steps of Keeler to increase coupling efficiency and reduce coupling loss in multicore fibers. Regarding claim 7, Sengupta discloses the same multicore fiber in a free space optical data communication channel as recited in claim 1. Therefore, the examiner considers the multicore fiber of Sengupta would be capable of receiving visible light to 1650 nm at any frequency from lasers or LEDS in copropagating or counter propagation directions enable data rates of 100’s of Tbps without chromatic dispersion or absorption typically occurring in optical fiber. Claims 3-5 are rejected under 35 U.S.C. 103 as being unpatentable over Sengupta / Kalman in view of Keeler, and further in view of Le Taillandier De Gabory et al. (US 2019/0140418 A1, hereinafter “Gabory”). Regarding claim 3, Sengupta/Kalman in view of Keeler disclose the invention of claim 1, but do not teach the power monitoring for surrounding cores are done by tapping into a power of that channel using an optical splitter with less than 30% tapped power and allowing greater than 70% channel power. Gabory teaches the multicore fiber in the optical amplifier (100) has a power tapping element (180) for power monitoring of the individual cores (channels) (Fig. 2). Gabory further teaches the splitters in alternative embodiment has variable splitting ratio in order to improve the precision of the output power and the reduction of the difference between cores. The splitting rations can be tuned by the control circuit (232) which improves the quality of the transmitting signal (Para [0072]). It would have been obvious to one having ordinary skill in the art to recognize the variable power monitoring element of Gabory would be modifiable to the multicore fiber of Sengupta/Kalman in view of Keeler for monitoring the power of individual cores or channels. One would be motivated to employ the variable power monitoring element of Gabory to ensure sufficient power is remaining in the channel for a strong transmitting signal. Regarding claims 4 and 5, Sengupta/Kalman in view Keeler and in further of Gabory do not teach at least a three-core multicore fiber with one central core and at least two surrounding cores is used, and a lateral and angular alignment of multicore fiber is achieved using one or more of the surrounding cores. However, the examiner considers the limitation of using at least one central core and at least two surround cores is intended use. The multicore as disclosed by Sengupta/Kalman in view of Keeler and in further view Gabory is structurally the same as the multicore core fiber as broadly recited and the multicore of Sengupta/Kalman in view of Keeler and in further view Gabory is capable of functioning as recited. Therefore, the examiner considers the intended use limitations of claim 4 is satisfied. See MPEP § 2111.02 (II). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Erin D Chiem whose telephone number is (571)272-3102. The examiner can normally be reached 10 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas A. Hollweg can be reached at (571) 270-1739. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIN D CHIEM/Examiner, Art Unit 2874 /THOMAS A HOLLWEG/Supervisory Patent Examiner, Art Unit 2874
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Prosecution Timeline

Feb 06, 2023
Application Filed
Jun 15, 2024
Non-Final Rejection — §103
Sep 24, 2024
Response Filed
Dec 14, 2024
Final Rejection — §103
May 20, 2025
Request for Continued Examination
May 21, 2025
Response after Non-Final Action
May 31, 2025
Non-Final Rejection — §103
Sep 04, 2025
Response Filed
Dec 23, 2025
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
72%
Grant Probability
90%
With Interview (+17.5%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 535 resolved cases by this examiner. Grant probability derived from career allow rate.

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