Prosecution Insights
Last updated: April 19, 2026
Application No. 18/115,893

Method And Apparatus For Lean Protocol Stack In Mobile Communications

Non-Final OA §103
Filed
Mar 01, 2023
Examiner
CUNNINGHAM, KEVIN M
Art Unit
2461
Tech Center
2400 — Computer Networks
Assignee
MediaTek Inc.
OA Round
3 (Non-Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
2y 9m
To Grant
84%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
413 granted / 577 resolved
+13.6% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
57 currently pending
Career history
634
Total Applications
across all art units

Statute-Specific Performance

§101
2.9%
-37.1% vs TC avg
§103
58.0%
+18.0% vs TC avg
§102
13.3%
-26.7% vs TC avg
§112
21.9%
-18.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 577 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3, 6-17, 19 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Noh et al (US 2022/0232655, hereinafter Noh), in view of Tong et al (US 2024/0022927, hereinafter Tong), in view of Lee et al (US 2022/0303808, hereinafter Lee) and in view of Kim et al (US 2020/017003, hereinafter Kim). Regarding claim 1, Noh discloses a method, comprising: communicating, by a processor of an apparatus, with a network node of a wireless network by utilizing a lean protocol stack (processor, Para [0402], communicating between communication nodes using protocol stack, Para [0294], the stack can be divided into a user plane and control plane stack, Para [0295], thereby a more efficient or “lean” protocol stack), wherein the utilizing of the lean protocol stack comprises one or more of: performing a split-stack operation (the protocol stack is divided into a user plane protocol stack and a control plane protocol stack, Para [0295]); but does not disclose performing data concatenation and performing uplink (UL) scheduling optimization. Tong discloses UE protocol stack capable of performing dynamic scheduling of uplink transmissions, Para [0460] with usage of two-stage DCI, Para [0825]. Lee discloses control plane and user plane protocol stacks, where RLC layer can perform data concatenation, Para [0064]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Tong and Lee in the system of Noh in order to increase efficiency of DCI scheduling and lower power consumption; and does not explicitly disclose processing a first flow through a thin pipe, wherein the thin pipe includes some or all of packet data convergence protocol (PDCP), radio link control (RLC), medium access control (MAC), physical (PHY) layer functionalities and processing one or more second flows of high-throughput data through one or more fat pipes, wherein each fat pipe includes at least one of upper layer 2 (L2) lower L2, and PHY layer functionalities. Kim discloses receiving signals over different bearers (pipes), Para [0059]/Fig. 2c, both pipes have MAC layer functionality or lower layer 2, Fig. 2c and one bearer is used for low data throughput (thin pipe) and another bearer for high data throughput (fat pipe), table 2. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Kim in the system of Noh in view of Tong and Lee in order to better manage bearers and improve user experience. Regarding claim 17, Noh discloses an apparatus (communication node, Para [0402]), comprising: a transceiver configured to communicate wirelessly (transceiver performing communication, Para [0402]); and a processor communicatively coupled to the transceiver, the processor configured to communicate, via the transceiver, with a network node of a wireless network by utilizing a lean protocol stack (communicating between communication nodes using protocol stack, Para [0294], the stack can be divided into a user plane and control plane stack, Para [0295], thereby a more efficient or “lean” protocol stack), wherein the utilizing of the lean protocol stack comprises one or more of: performing a split-stack operation (the protocol stack is divided into a user plane protocol stack and a control plane protocol stack, Para [0295]); but does not disclose performing data concatenation and performing uplink (UL) scheduling optimization. Tong discloses UE protocol stack capable of performing dynamic scheduling of uplink transmissions, Para [0460] with usage of two-stage DCI, Para [0825]. Lee discloses control plane and user plane protocol stacks, where RLC layer can perform data concatenation, Para [0064]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Tong and Lee in the system of Noh in order to increase efficiency of DCI scheduling and lower power consumption; and does not explicitly disclose processing a first flow through a thin pipe, wherein the thin pipe includes some or all of packet data convergence protocol (PDCP), radio link control (RLC), medium access control (MAC), physical (PHY) layer functionalities and processing one or more second flows of high-throughput data through one or more fat pipes, wherein each fat pipe includes at least one of upper layer 2 (L2) lower L2, and PHY layer functionalities. Kim discloses receiving signals over different bearers (pipes), Para [0059]/Fig. 2c, both pipes have MAC layer functionality or lower layer 2, Fig. 2c and one bearer is used for low data throughput (thin pipe) and another bearer for high data throughput (fat pipe), table 2. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Kim in the system of Noh in view of Tong and Lee in order to better manage bearers and improve user experience. Regarding claim 3, Noh discloses the method of claim 2, but not wherein the first flow comprises a flow of low-throughput data, control information, or both, and wherein each of the one or more second flows comprises a flow of high-throughput data, information, or both. Kim discloses one bearer is used for low throughput data and another bearer used for low-throughput data, table 2. Regarding claims 6 and 19, Noh discloses the method/apparatus of claim 1, wherein the performing of the data concatenation comprises concatenating layer 2 (L2) data to form a plurality of data chunks of a fixed chunk size such that L2 processing of data is at a per-chunk basis (data concatenation is optional). Regarding claim 7, Noh discloses the method of claim 6, wherein each of a buffer status report (BSR) and a grant size is a multiple of the chunk size (optional limitation). Regarding claim 8, Noh discloses the method of claim 6, wherein each header at a Packet Data Convergence Protocol (PDCP) layer, a Radio Link Control (RLC) layer and a Medium Access Control (MAC) layer is associated with a respective data chunk of the plurality of data chunks (optional limitation). Regarding claim 9, Noh discloses the method of claim 6, wherein the performing of the data concatenation further comprises performing logical channel prioritization (LCP) within each of the one or more data chunks of the plurality of data chunks (optional limitation). Regarding claim 10, Noh discloses the method of claim 6, wherein the performing of the data concatenation further comprises performing logical channel prioritization (LCP) across multiple data chunks of the plurality of data chunks carried in a transport block (TB) (optional limitation). Regarding claim 11, Noh discloses the method of claim 6, wherein the chunk size is mapped to a codeblock (CB) size or a CB group (CBG) size (optional limitation). Regarding claim 12, Noh discloses the method of claim 11, wherein the performing of the data concatenation further comprises performing integrity protection at a chunk level, a CB level or a CBG level (optional limitation). Regarding claims 13 and 20, Noh discloses the method/apparatus of claim 1/17, wherein the performing of the UL scheduling optimization comprises utilizing two levels of UL downlink control information (DCI) such that a grant size adaptation deadline is decoupled from a scheduling deadline (the UL scheduling optimization is optional). Regarding claim 14, Noh discloses the method of claim 13, wherein the performing of the UL scheduling optimization further comprises applying a slower deadline in determining an UL transport block (TB) size (optional limitation). Regarding claim 15, Noh discloses the method of claim 14, wherein the performing of the UL scheduling optimization further comprises applying a faster deadline in scheduling an UL transmission (optional limitation). Regarding claim 16, Noh discloses the method of claim 14, wherein the slower deadline is also utilized in reconfiguring a data chunk size (optional limitation). Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Noh, in view of Tong, in view of Lee, in view of Kim and in view of Sun (US 2024/0022649, hereinafter Sun). Regarding claim 4, Noh discloses the method of claim 2, but not wherein the thin pipe includes some or all of New Radio (NR) functionality (new radio communication, Para [0003], obvious to one of ordinary skill the split stack would have some or all NR functionality), and wherein each of the one or more fat pipes includes reduced functionality compared to the thin pipe. Sun discloses the user plane in 5G protocol stack can have a more simplified architecture with the processing functions of each protocol layer being reduced, Para [0090], where data is transmitted in the fat pipe. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Sun in the system of Noh in view of Tong, Lee and Kim in order to simplify the processing flow and improve network efficiency. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Noh, in view of Tong, in view of Lee, in view of Kim and in view of Grobicki (US 5,471,474, hereinafter Grobicki). Regarding claim 5, Noh discloses the method of claim 2, but not wherein the performing of the split-stack operation further comprises applying data concatenation in the fat pipe. Grobicki discloses concatenation of data packets allows for higher throughput of data, C: 3 R: 56-60, where fat pipe is used for higher throughput. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Grobicki in the system of Noh in view of Tong, Lee and Kim in order to reduce packet overhead and allow for high throughput. Response to Arguments Applicant's arguments filed 12/2/2025 have been fully considered but they are not persuasive. Applicant amends the limitations in the claim and argues the references do not disclose the amended limitations. The limitation requires the lean protocol stack to comprise at least two of the three options. Applicant amends the split-stack operation to include a first flow through thin pipe and second flow through a fat pipe with specific layer functionality. Applicant argues Stephens and the other references do not disclose the amended limitation. In response, arguments are moot, as a new reference is being used in the current office action to disclose the amended limitations. Further argument is moot regardless. The claim requires at least two options of operations: split-stack, data concatenation and UL scheduling optimization. Even if the specific limitation for split stack operation further comprising the first flow in a thin pipe and second flow in a fat pipe, was not disclosed, the other two options would still be disclosed by the references. Applicant has no argument against the Tong and Lee references. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN CUNNINGHAM whose telephone number is (571) 272-1765. The examiner can normally be reached Monday through Thursday 7:30-18:00 (EST). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy Vu can be reached on (571) 272-3155. The fax number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEVIN M CUNNINGHAM/Primary Examiner, Art Unit 2461
Read full office action

Prosecution Timeline

Mar 01, 2023
Application Filed
Aug 18, 2023
Response after Non-Final Action
Jul 14, 2025
Non-Final Rejection — §103
Jul 28, 2025
Interview Requested
Aug 07, 2025
Applicant Interview (Telephonic)
Aug 07, 2025
Examiner Interview Summary
Aug 22, 2025
Response Filed
Sep 02, 2025
Final Rejection — §103
Dec 02, 2025
Request for Continued Examination
Dec 11, 2025
Response after Non-Final Action
Jan 26, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
84%
With Interview (+12.2%)
2y 9m
Median Time to Grant
High
PTA Risk
Based on 577 resolved cases by this examiner. Grant probability derived from career allow rate.

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