Prosecution Insights
Last updated: April 19, 2026
Application No. 18/116,839

PERPENDICULAR SHAPE ANISOTROPY DESIGN WITH REDUCED AEX

Non-Final OA §102
Filed
Mar 02, 2023
Examiner
MILLER, JAMI VALENTINE
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
95%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 95% — above average
95%
Career Allow Rate
1011 granted / 1067 resolved
+26.8% vs TC avg
Minimal +4% lift
Without
With
+3.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
23 currently pending
Career history
1090
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
27.2%
-12.8% vs TC avg
§102
45.6%
+5.6% vs TC avg
§112
24.4%
-15.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1067 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-20 are pending in this application. Information Disclosure Statement Acknowledgment is made that the information disclosure statement has been received and considered by the examiner. If the applicant is aware of any prior art or any other co-pending applications not already of record, he/she is reminded of his/her duty under 37 CFR 1.56 to disclose the same. Drawings There are no objections or rejections to the drawings. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim 1 are rejected under pre-AIA 35 U.S.C. 102(a)(1) as being anticipated by Sonobe et al. (US Patent Application Publication No 2020/0144482) hereinafter referred to as Sonobe. Per Claim 1 Sonobe discloses a memory device, comprising a magnetic tunnel junction (MTJ) structure (including 13, 14, and 15) comprising perpendicular shape anisotropy (see figure 1 and [0044]), and the MTJ structure further comprising: a first reference layer (13) comprising a first (bottom) side and a second (top) side that is opposite to the first side of the first reference layer; a non-magnetic spacer (14) comprising a first (bottom) side and a second (top) side, the first side of the non-magnetic spacer being on the second side of the first reference layer; (as shown in figure 1) and free layer (15) comprising a first (bottom) side and a second (top) side, the first side of the free layer being on the second side of the non-magnetic spacer, (as shown in figure 2A) the free layer further comprising an exchange energy Aex having a range of 0.5 to 1.0 merg/cm inclusive (as described in [0062] exchange energy is 1 merg /cm) Claims 1-3, 5-8, 10-12, 14, 16-18 and 20 are rejected under pre-AIA 35 U.S.C. 102(a)(1) as being anticipated by Eparkov et al. (Chinese Publication No CN 106876581 A, published June 20, 2017, English translation provided) hereinafter referred to as Eparkov. Per Claim 1 Eparkov discloses a memory device, comprising a magnetic tunnel junction (MTJ) structure (including 120/170, 140/160, and 130/164) comprising perpendicular shape anisotropy (see figures 1 and 7 and [0044]), and the MTJ structure further comprising: a first reference layer (140/160) comprising a first (bottom) side and a second (top) side that is opposite to the first side of the first reference layer; a non-magnetic spacer (130/164) comprising a first (bottom) side and a second (top) side, the first side of the non-magnetic spacer being on the second side of the first reference layer; (as shown in figure 1; The examiner notes that the term "on" includes "directly on" (no intermediate materials, elements or space disposed therebetween) and "indirectly on" (intermediate materials, elements or space disposed therebetween)) and free layer (120/170) comprising a first (bottom) side and a second (top) side, the first side of the free layer being on the second side of the non-magnetic spacer, (as shown in figure 1) the free layer further comprising an exchange energy Aex having a range of 0.5 to 1.0 merg/cm inclusive (as described in page 3, 4th paragraph, exchange energy (stiffness) is 2 merg /cm) Per Claim 2 Eparkov discloses the device of claim 1 including where a ratio of a thickness of the MTJ structure to a critical dimension of the MTJ structure is between 0.5 and 5.0 inclusive. (described in page 7 paragraphs 5-6 which states that the ratio of the critical dimension is greater than one) Per Claim 3 Eparkov discloses the device of claim 2 including where the critical dimension of the MTJ structure ranges from 3-20 nm inclusive. (described in page 7 paragraphs 5-6 which states that the critical dimension is between 2nm and 20nm) Per Claim 5 Eparkov discloses the device of claim 1 including where the free layer further comprises Fe-X, Co-X, CoFe-X and CoFeB-X in which X comprises at least one diluent element. (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy) Per Claim 6 Eparkov discloses the device of claim 5 including where at least one diluent element comprises fluorine (F), strontium (Sr), nickel (Ni), rubidium (Rb), potassium (K), helium (He), platinum (Pt), iridium (Ir), manganese (Mn), ruthenium (Ru), beryllium (Be), niobium (Nb), tungsten (W), and molybdenum (Mo), or a combination thereof. (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy) Per Claim 7 Eparkov discloses the device of claim 5 including where the free layer further comprises alternating layers comprising non-dilution elements and dilution elements in which layers comprising non- dilution layers are formed from Fe, Co, CoFe and/or CoFeB, and layers comprising dilution layers are formed from Fe-X, Co-X, CoFe-X and CoFeB-X in which X comprises at least one diluent element selected from a group comprising fluorine (F), strontium (Sr), nickel (Ni), rubidium (Rb), potassium (K), helium (He), platinum (Pt), iridium (Ir), manganese (Mn), ruthenium (Ru), beryllium (Be), niobium (Nb), tungsten (W), and molybdenum (Mo), and a combination thereof. (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy). Per Claim 8 Eparkov discloses the device of claim 1 including a second reference layer (180) comprising a first (bottom) side and a second (top) side that is opposite to the first side of the second reference layer, the first side of the second reference layer being on the second side of the free layer. (see figure 7) Per Claim 10 Eparkov discloses a memory device, comprising a magnetic tunnel junction (MTJ) structure (including 120/170, 140/160, and 130/164) comprising perpendicular shape anisotropy (see figures 1 and 7 and [0044]), and the MTJ structure further comprising: a reference layer (140/160) comprising a first (bottom) side and a second (top) side that is opposite to the first side of the reference layer; a non-magnetic spacer (130/164) comprising a first (bottom) side and a second (top) side, the first side of the non-magnetic spacer being on the second side of the reference layer; (as shown in figure 1; The examiner notes that the term "on" includes "directly on" (no intermediate materials, elements or space disposed therebetween) and "indirectly on" (intermediate materials, elements or space disposed therebetween)) and a free layer (120/170) comprising a first (bottom) side and a second (top) side, the first side of the free layer being on the second side of the non-magnetic spacer, (as shown in figure 1) the free layer further comprising alternating layers comprising non-dilution elements and dilution elements, (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy) and an exchange energy Aex having a range of 0.5 to 1.0 merg/cm inclusive (as described in page 3, 4th paragraph, exchange energy (stiffness) is 2 merg /cm) Per Claim 11 Eparkov discloses the device of claim 10 including where layers comprising non-dilution layers are formed from Fe, Co, CoFe and/or CoFeB, and layers comprising dilution layers are formed from Fe-X, Co-X, CoFe-X and CoFeB-X in which X comprises at least one diluent element selected from a group comprising fluorine (F), strontium (Sr), nickel (Ni), rubidium (Rb), potassium (K), helium (He), platinum (Pt), iridium (Ir), manganese (Mn), ruthenium (Ru), beryllium (Be), niobium (Nb), tungsten (W), and molybdenum (Mo), and a combination thereof. (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy) Per Claim 12 Eparkov discloses the device of claim 10 including where a ratio of a thickness of the MTJ structure to a critical dimension of the MTJ structure is between 0.5 and 5.0 inclusive. (described in page 7 paragraphs 5-6 which states that the ratio of the critical dimension is greater than one and that the critical dimension is between 2nm and 20nm) Per Claim 14 Eparkov discloses a memory device, comprising a magnetic tunnel junction (MTJ) structure (including 120/170, 140/160, and 130/164) comprising perpendicular shape anisotropy (see figures 1 and 7 and [0044]), and the MTJ structure further comprising: a first reference layer (140/160) comprising a first (bottom) side and a second (top) side that is opposite to the first side of the first reference layer; a non-magnetic spacer (130/164) comprising a first (bottom) side and a second (top) side, the first side of the non-magnetic spacer being on the second side of the first reference layer; (as shown in figure 1; The examiner notes that the term "on" includes "directly on" (no intermediate materials, elements or space disposed therebetween) and "indirectly on" (intermediate materials, elements or space disposed therebetween)) and a free layer (120/170) comprising a first (bottom) side and a second (top) side, the first side of the free layer being on the second side of the non-magnetic spacer, (as shown in figure 1) the free layer further comprising an exchange energy Aex having a range of 0.5 to 1.0 merg/cm inclusive (as described in page 3, 4th paragraph, exchange energy (stiffness) is 2 merg /cm) and a second reference layer (180) comprising a first (bottom) side and a second (top) side that is opposite the first side of the second reference layer, the first side of the second reference layer being on the second side of the free layer. (see figure 7) Per Claim 16 Eparkov discloses the device of claim 14 including where the free layer further comprises Fe-X, Co-X, CoFe-X and CoFeB-X in which X comprises at least one diluent element. (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy) Per Claim 17 Eparkov discloses the device of claim 16 including where at least one diluent element comprises fluorine (F), strontium (Sr), nickel (Ni), rubidium (Rb), potassium (K), helium (He), platinum (Pt), iridium (Ir), manganese (Mn), ruthenium (Ru), beryllium (Be), niobium (Nb), tungsten (W), and molybdenum (Mo), or a combination thereof. (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy) Per Claim 18 Eparkov discloses a memory device, comprising a magnetic tunnel junction (MTJ) structure (including 120/170, 140/160, and 130/164) comprising perpendicular shape anisotropy (see figures 1 and 7 and [0044]), and the MTJ structure further comprising: a reference layer (140/160) comprising a first (bottom) side and a second (top) side that is opposite to the first side of the reference layer; a non-magnetic spacer (130/164) comprising a first (bottom) side and a second (top) side, the first side of the non-magnetic spacer being on the second side of the reference layer; (as shown in figure 1; The examiner notes that the term "on" includes "directly on" (no intermediate materials, elements or space disposed therebetween) and "indirectly on" (intermediate materials, elements or space disposed therebetween)) and a free layer (120/170) comprising a first (bottom) side and a second (top) side, the first side of the free layer being on the second side of the non-magnetic spacer, (as shown in figure 1) the free layer further comprising an exchange energy Aex having a range of 0.5 to 1.0 merg/cm inclusive (as described in page 3, 4th paragraph, exchange energy (stiffness) is 2 merg /cm) and a spin-orbit torque (SOT) line (PEL) on the second side of the free layer. (see 5 paragraph 1) Per Claim 20 Eparkov discloses the device of claim 18 including where the free layer further comprises Fe-X, Co-X, CoFe-X and CoFeB-X in which X comprises at least one diluent element comprising fluorine (F), strontium (Sr), nickel (Ni), rubidium (Rb), potassium (K), helium (He), platinum (Pt), iridium (Ir), manganese (Mn), ruthenium (Ru), beryllium (Be), niobium (Nb), tungsten (W), and molybdenum (Mo), or a combination thereof, and wherein the SOT line comprises alloys of two or more of tungsten (W), platinum (Pt), terbium (Tb), bismuth (Bi), selenium (Se), hafnium (Hf), zirconium (Zr), silver (Ag), gold (Au), and silicon (Si) materials. (see page 5 last paragraph which teaches Co/Pt layers and CoPt alloy) Allowable Subject Matter Claims 4, 9, 13, 15 and 19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Cited Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Applicants are directed to consider additional pertinent prior art included on the Notice of References Cited (PTOL 892) attached herewith. The Examiner has pointed out particular references contained in the prior art of record within the body of this action for the convenience of the Applicant. Although the specified citations are representative of the teachings in the art and are applied to the specific limitations within the individual claim, other passages and figures may apply. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMI VALENTINE MILLER whose telephone number is (571)272-9786. The examiner can normally be reached on Monday-Thursday 7am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eva Montalvo can be reached on (571) 270-3829. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Jami Valentine Miller/Primary Examiner, Art Unit 2818
Read full office action

Prosecution Timeline

Mar 02, 2023
Application Filed
Jan 07, 2026
Non-Final Rejection — §102
Mar 19, 2026
Applicant Interview (Telephonic)
Mar 19, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604509
HIGH VOLTAGE TRANSISTOR WITH A FIELD PLATE
2y 5m to grant Granted Apr 14, 2026
Patent 12601709
SEMICONDUCTOR DEVICE WITH SENSOR AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Apr 14, 2026
Patent 12598754
ELECTRONIC DEVICE HAVING STACKED STRUCTURES AND METHOD FOR MANUFACTURING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12593613
METHOD OF FABRICATING MEMORY DEVICE INCLUDING MAGNETIC TUNNEL JUNCTIONS WITH INSULATING SIDEWALLS
2y 5m to grant Granted Mar 31, 2026
Patent 12591026
TUNNEL MAGNETORESISTANCE ELEMENT TO DETECT OUT-OF-PLANE CHANGES IN A MAGNETIC FIELD INTENSITY OF A MAGNETIC FIELD
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
95%
Grant Probability
99%
With Interview (+3.9%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 1067 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month