Prosecution Insights
Last updated: April 19, 2026
Application No. 18/120,866

SEMICONDUCTOR PACKAGE

Non-Final OA §102§103
Filed
Mar 13, 2023
Examiner
HARRISTON, WILLIAM A
Art Unit
2899
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
98%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allow Rate
941 granted / 1054 resolved
+21.3% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
19 currently pending
Career history
1073
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
48.0%
+8.0% vs TC avg
§102
43.5%
+3.5% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1054 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). Information Disclosure Statement The information disclosure statement filed on 03/13/2023 and 12/15/2025 have been considered. Drawings The drawings filed on 03/132/2023 are acceptable. Specification The abstract of the disclosure and the specification filed on 03/13/2023 are acceptable. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, 10-15, and 17 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Tai (US 2021/0118806). PNG media_image1.png 456 754 media_image1.png Greyscale Regarding claim 1, Tai (US 2021/0118806) discloses: A semiconductor package, comprising: a substrate (carrier 11, ¶0020) having a first surface (111) and a second surface that are opposite to each other (112); a redistribution layer (carrier 10 including redistribution layer 10r, ¶0017) provided on the first surface (111) of the substrate (11), the redistribution layer having a third (102) surface and a fourth surface (101, ¶0017) that are opposite to each other, the third surface (102) of the redistribution layer facing the first surface (111) of the substrate (11); a semiconductor chip (electronic component 13, ¶0024) provided between the substrate (11) and the redistribution layer (10), the semiconductor chip (13) being spaced apart from the first surface (111) of the substrate (10) and electrically connected (at least through conductive pillars 13p, ¶0024) to the third surface (102) of the redistribution layer (10); a connection structure (11p, ¶0020) provided between the substrate (11) and the redistribution layer (10) and horizontally spaced apart from the semiconductor chip (13), the connection structure being configured to electrically connect the substrate and the redistribution layer (¶0020); and a first dielectric layer (package body 16, ¶0025) provided between the substrate (11) and the redistribution layer (10), wherein the semiconductor chip (13) and the connection structure (11p) are provided in the first dielectric layer (16). Regarding claim 2, Tai further discloses: wherein the substrate (11) is a printed circuit board (“carrier 11 is a circuit layer”, ¶0020). Regarding claim 10, Tai further discloses: wherein a lateral surface of the substrate (11) is exposed without being covered with the first dielectric layer (16). Regarding claim 11, Tai further discloses: wherein a lateral surface of the substrate (11), a lateral surface of the first dielectric layer (16), and a lateral surface of the redistribution layer (10) are aligned with each other along a direction perpendicular to the first surface of the substrate (11). Regarding claim 12, Tai further discloses; wherein the semiconductor chip (13) is configured to electrically connect to the substrate (11) through the redistribution layer (10) and the connection structure (11p). Regarding claim 13, Tai does further discloses: at least one first upper semiconductor chip (12a, ¶0022) on the fourth surface (101) of the redistribution layer (10), wherein the at least one first upper semiconductor chip (12a) is configured to electrically connect to the fourth surface of the redistribution layer (¶0022). Regarding claim 14, the prior art does not disclose “wherein the redistribution layer comprises a third dielectric layer and a plurality of redistribution patterns in or on the third dielectric layer, the at least one first upper semiconductor chip comprises a plurality of first upper chip pads, the plurality of first upper chip pads are configured to electrically connect to first redistribution patterns, among the plurality of redistribution patterns, and the first redistribution patterns are adjacent to the fourth surface of the redistribution layer” in combination with the remaining claimed features. Regarding claim 15, Tai further discloses: an upper semiconductor package (12a, ¶0022 discloses the additional 12a can be a package) provided on the fourth surface of the redistribution layer; and a plurality of connection bumps between the redistribution layer and the upper semiconductor package (¶0022, figure 1), wherein the connection bumps and the at least one first upper semiconductor chip (12a) are horizontally spaced apart from each other between the redistribution layer and the upper semiconductor package, wherein the connection bumps are configured to electrically connect the upper semiconductor package and the redistribution layer (¶0022). Regarding claim 17, Tai further discloses: an upper semiconductor package (12a, ¶0022) provided on the fourth surface of the redistribution layer; and a plurality of connection bumps between the redistribution layer and the upper semiconductor package, wherein the connection bumps are configured to electrically connect the upper semiconductor package and the redistribution layer (¶0022). Regarding claim 21, Tai discloses: A semiconductor package, comprising: a substrate (11); a redistribution layer (10) provided on the substrate (11); a dielectric layer (16) provided between the substrate (11) and the redistribution layer (10), and comprising: a semiconductor chip (13); a plurality of connection structures (11p) spaced apart from each other, and from the semiconductor chip, the plurality of connection structures being configured to electrically connect the substrate and the redistribution layer (¶0020). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tai. Regarding claim 9, Tai does not disclose “wherein the first dielectric layer comprising a dielectric film comprising a thermosetting resin” . However, ¶0018 and 0025 disclose an Ajinmoto Build-up film (thermosetting resin) as one of several preferred materials for executing a dielectric layer in the disclosed device. It would have been obvious to one of ordinary skill in the art at the time the claimed invention was made to provide a thermosetting resin as claimed, since it has been held by the courts that selection of a prior art material on the basis of its suitability for its intended purpose is within the level of ordinary skill. In re Leshing, 125 USPQ 416 (CCPA 1960) and Sinclair & Carroll Co. v. Interchemical Corp., 65 USPQ 297 (1945). Claim(s) 18 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen (US 2018/028888) in view of Tai. PNG media_image2.png 364 680 media_image2.png Greyscale Regarding claim 18, Chen (US 2018/0288886) discloses: A semiconductor package comprising: a substrate (insulating substrate 20, ¶0030) comprising a first surface (20a) and a second surface (20b) that are opposite to each other; a redistribution layer (24, ¶0041) provided on the first surface (20a) of the substrate (20), the redistribution layer (24) having a third surface and a fourth surface that are opposite to each other, the third surface of the redistribution layer facing the first surface of the substrate; and wherein the substrate (20) is a printed circuit board (insulating substrate 20 includes circuit layers 211 and 212, ¶0030), and wherein the substrate (20) comprises: a wiring dielectric layer (20, ¶0030); a plurality of upper wiring patterns (211, ¶0030) exposed on surface in the wiring dielectric layer (20) and adjacent to the first surface (20a) of the substrate (20); a plurality of lower wiring patterns (212,¶030) exposed on surface (20b) on the wiring dielectric layer (20) and adjacent to the second surface (20b) of the substrate; and a mask layer (surrounding conductive elements 270, figure 2d, ¶0050)adjacent to the second surface of the substrate and adjacent to the plurality of lower wiring patterns. Chen does not disclose “at least one sub-semiconductor chip provided on the fourth surface of the redistribution layer”. In a similar device, however, Tai discloses a semiconductor package comprising a substrate (11) comprising a first surface (111) and a second surface (112) that are opposite to each other; a redistribution layer (10) provided on the first surface (111) of the substrate (10), the redistribution layer (10) having a third surface (102) and a fourth surface (101) that are opposite to each other, the third surface (102) of the redistribution layer facing the first surface (111) of the substrate (11) and at least one sub-semiconductor chip (12b, ¶022) provided on the fourth surface (101) of the redistribution layer (10). Tai discloses that a structure as taught provides a package with increased functionality (¶0022). Therefore, it would have been obvious to one having skill in the art before the effective filing date of the claimed invention to modify the device of Chen including providing at least one sub-semiconductor chip provided on the fourth surface of the redistribution layer in order to provide the advantages as taught by Tai. Regarding claim 19, Tai further discloses: wherein the redistribution layer (24) comprises: a redistribution dielectric layer, a plurality of redistribution patterns provided in the redistribution dielectric layer, and a plurality of redistribution vias provided in the redistribution dielectric layer and connected to the redistribution patterns, and wherein first redistribution vias, among the plurality of redistribution vias, are connected to the plurality of upper wiring patterns (211) of the substrate (20, figure 2b). Allowable Subject Matter Claims 3-8, 16 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 3, Tai does not disclose ”wherein the substrate comprises a second dielectric layer and a plurality of upper wiring patterns buried in the second dielectric layer, the plurality of upper wiring patterns being adjacent to the first surface of the substrate, and the connection structure is connected to a first upper wiring pattern among the plurality of upper wiring patterns” in combination with the remaining claimed features. Regarding claim 6, the prior art does not disclose “wherein the redistribution layer comprises a third dielectric layer, a plurality of redistribution patterns in the third dielectric layer, and a plurality of redistribution vias in the third dielectric layer, the plurality of redistribution vias being connected to the redistribution patterns, and at least one of the redistribution vias penetrates a portion of the first dielectric layer and is connected to the connection structure.” In combination with the remaining claimed features. Regarding claim 16, the prior art does not disclose “wherein the upper semiconductor package comprises; an upper substrate; at least one second upper semiconductor chip provided on the upper substrate; and an upper mold layer provided on the upper substrate and the at least one second upper semiconductor chip, wherein the connection bumps are configured to electrically connect to substrate pads of the upper substrate” in combination with the remaining claimed features. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILLIAM A HARRISTON whose telephone number is (571)270-3897. The examiner can normally be reached Mon-Fri, 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dale Page can be reached at 571 270 7877. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILLIAM A HARRISTON/ Primary Examiner, Art Unit 2899
Read full office action

Prosecution Timeline

Mar 13, 2023
Application Filed
Jan 10, 2026
Non-Final Rejection — §102, §103
Feb 19, 2026
Interview Requested

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604721
REVERSE EMBEDDED POWER STRUCTURE FOR GRAPHICAL PROCESSING UNIT CHIPS AND SYSTEM-ON-CHIP DEVICE PACKAGES
2y 5m to grant Granted Apr 14, 2026
Patent 12604757
SEMICONDUCTOR PACKAGE
2y 5m to grant Granted Apr 14, 2026
Patent 12604734
INTEGRATED CIRCUIT PACKAGES AND METHODS
2y 5m to grant Granted Apr 14, 2026
Patent 12598776
NANOSHEET EPITAXY WITH FULL BOTTOM ISOLATION
2y 5m to grant Granted Apr 07, 2026
Patent 12593695
STRUCTURE AND PROCESS FOR WARPAGE REDUCTION
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
98%
With Interview (+8.2%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1054 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month