Prosecution Insights
Last updated: October 02, 2026
Application No. 18/131,267

SEMICONDUCTOR SUBSTRATE WITH PASSIVATED FULL DEEP-TRENCH ISOLATION

Final Rejection §103
Filed
Apr 05, 2023
Priority
Dec 23, 2020 — divisional of 11/670,662
Examiner
NARAGHI, ALI
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
OmniVision Technologies Inc.
OA Round
2 (Final)
86%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
678 granted / 785 resolved
+18.4% vs TC avg
Moderate +5% lift
Without
With
+5.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
29 currently pending
Career history
820
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
63.8%
+23.8% vs TC avg
§102
18.1%
-21.9% vs TC avg
§112
13.1%
-26.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 785 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7,9,13-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tsai et al (US Pub No. 20200020725), in view of Chen et al (US Pub No. 20180166475). With respect to claim 7, Tsai et al discloses an image sensor (Fig.3) including a semiconductor substrate (210) having a first surface (next to 230) and a second surface that is opposite the first surface (next to 214), the image sensor comprising: a pixel array (Fig.3) having a plurality of pixels (220) disposed on the semiconductor substrate (Fig.3);a plurality of trenches in the semiconductor substrate arranged within the pixel array separating adjacent pixels (270,290), each of the plurality of trenches extending from the first surface (Fig.3) into the semiconductor substrate forming a first opening proximate to the first surface (Fig.3) and a second opening proximate to the second surface (Fig.3); and a first material layer (284) disposed on the second surface (Fig.3), the first material layer continuously lining the second surface (Fig.3) and extending through the second opening to line(Fig.3) a plurality of sidewall surfaces of the plurality of trenches (Fig.3). However, Tsai et al does not explicitly disclose wherein the first opening has a width greater than that of the second opening. On the other hand, Chen et al discloses wherein the first opening (103 surface 130, FIg.3H) has a width greater than that of the second opening (near 102b). It would have been obvious to one of ordinary skill in the art at the time of the filing of the invention to modify Tsai et al according to the teachings of the Chen et al such that the first opening has a width greater than that of the second opening, in order to etch the trench from the first surface; thereby increasing the process speed by maximizing the process on the first surface. With respect to claim 9, Tsai et al in view of Chen et al discloses wherein the plurality of sidewall surfaces are formed from the first surface of the semiconductor substrate (Chen et al Fig.3A-3C) and a distance that each of the plurality of trenches extends into the semiconductor substrate is equal to a substrate thickness of the semiconductor substrate (Tsai et al, Fig.3). With respect to claim 13, Tsai et al discloses wherein the first material layer (214) is in contact with a dielectric layer (230, para 15) disposed on the first surface (Fig.3). With respect to claim 14, Tsai et al discloses further comprising a circuit layer that includes a multi- layer interconnection structure embedded in the dielectric layer (230,para 15) . Claim(s) 8,10-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tsai et al (US Pub No. 20200020725), in view of Chen et al (US Pub No. 20180166475), in view of Chaing et al (US Pub No. 20170133414). With respect to claim 8, the arts cited above do not explicitly disclose wherein the first material layer is a high-K dielectric material layer. On the other hand, Chiang et al discloses wherein the first material layer is a high-K dielectric material layer (107,Fig.10, para 20). It would have been obvious to one of ordinary skill in the art at the time of the filing of the invention to modify the arts cited above according to the Chiang et al such that the first material is made from high dielectric layer in order to decrease the cross talk between pixels; therefore, improving the picture quality. With respect to claim 10, Chen et al discloses wherein each of the trenches having a width (Fig.1I) decreasing with an increasing distance from the first surface toward the second surface (Fig.1I); however, the arts cited above do not explicitly disclose wherein the plurality of trenches is interconnected forming a trench grid separating the plurality of pixels. On the other hand, Chiang et al discloses wherein the plurality of trenches (108,110,Fig.1) is interconnected forming a trench grid (Fig.1) separating the plurality of pixels (104). It would have been obvious to one of ordinary skill in the art at the time of the filing of the invention to modify the arts cited above according to the teachings of the Chiang et al such that isolation trenches make a grid structure to completely isolate the pixels from one another to decrease crosstalk between the pixels. With respect to claim 11, the arts cited above do not explicitly disclose further comprising a second material layer disposed on the first material layer, the second material layer continuously lining the second surface and the plurality of sidewall surfaces of the plurality of trenches. On the other hand, Chiang et al discloses a second material layer (109) disposed on the first material layer (107), the second material layer continuously lining the second surface and the plurality of sidewall surfaces of the plurality of trenches(Fig.11). It would have been obvious to one of ordinary skill in the art at the time of the filing of the invention to modify the arts cited above according to the teachings Chiang et al such that a second material layer disposed on the first material layer, the second material layer continuously lining the second surface and the plurality of sidewall surfaces of the plurality of trenches, in order to decrease diffusion of the trench material into the substrate; therefore, decreasing device defect. With respect to claim 12, Chiang et al discloses the second material layer having a different material composition than that of the first material layer (Para 20). Response to Arguments Applicant's arguments filed on 07/09/2026 have been fully considered but they are not persuasive. Reference Chen et al is used to show the size of the first opening, maybe greater than the second opening. Liners106, passivation material 150 are immaterial here. Applicant is stating that this modification require substantial reengineering of the trench. All this modification would do is start forming the trench from the front of the substrate instead of the back of the substrate. These two references are from the same field of the invention, and the motivations are from themselves. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALI N NARAGHI whose telephone number is (571)270-5720. The examiner can normally be reached 10am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marlon Fletcher can be reached at 571-272-2063. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALI NARAGHI/Primary Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Apr 05, 2023
Application Filed
Apr 09, 2026
Non-Final Rejection mailed — §103
Jul 09, 2026
Response Filed
Sep 18, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
86%
Grant Probability
92%
With Interview (+5.1%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 785 resolved cases by this examiner. Grant probability derived from career allowance rate.

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