Prosecution Insights
Last updated: April 19, 2026
Application No. 18/166,764

GRAFT FOR BIOLOGICAL TUBE AND SYSTEM THEREOF

Non-Final OA §101§102§103
Filed
Feb 09, 2023
Examiner
HU, ANN M
Art Unit
3774
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
UNIVERSITY OF ULSAN FOUNDATION FOR INDUSTRY COOPERATION
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
3y 10m
To Grant
89%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
631 granted / 932 resolved
-2.3% vs TC avg
Strong +21% interview lift
Without
With
+20.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
55 currently pending
Career history
987
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
43.8%
+3.8% vs TC avg
§102
30.5%
-9.5% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 932 resolved cases

Office Action

§101 §102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I in the reply filed on 11/11/2025 is acknowledged. The requirement is deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Section 33(a) of the America Invents Act reads as follows: Notwithstanding any other provision of law, no patent may issue on a claim directed to or encompassing a human organism. Claim 1 and its dependent claims are rejected under 35 U.S.C. 101 and section 33(a) of the America Invents Act as being directed to or encompassing a human organism. See also Animals - Patentability, 1077 Off. Gaz. Pat. Office 24 (April 21, 1987) (indicating that human organisms are excluded from the scope of patentable subject matter under 35 U.S.C. 101). Claim 1 positively claims parts of the human body in the language “the graft is contracted to be adhered to outer peripheral surfaces of biological tubes when heat is applied to the graft in a state, in which portions of the biological tubes are inserted into the openings of the graft.” This issue is also found in the language of claims 11 and 13. It is recommended that the Applicant use functional language such as “configured to” or “configured for” to overcome the present rejection. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6, 9, and 11-14 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Clements et al. (Pub. No. US 2018/0064931 A1; hereinafter “Clements”). Clements discloses the following regarding claim 1: a graft for a biological tube, comprising: a graft (e.g., 100, 200) having a hollow of a specific length (e.g., Fig. 1), having openings at opposite ends along a lengthwise direction thereof (e.g., Fig. 1), and being contractible (paras. 0061-0063, 0111-0113), wherein the graft is contracted to be adhered to outer peripheral surfaces of biological tubes when heat is applied to the graft in a state (e.g., Fig. 1; paras. 0111-0113), in which portions of the biological tubes are inserted into the openings of the graft (e.g., Fig. 1; paras. 0061-0063). Clements discloses the following regarding claim 2: the graft of claim 1, comprising: a protrusion (e.g., 110) formed on an inner peripheral surface of the graft and protruding to a radially inner side (e.g., Fig. 1). Clements discloses the following regarding claim 3: the graft of claim 2, wherein the protrusion is curved toward a center of the graft at a specific curvature (e.g., Figs. 1, 2, 4B, 9B, 10A, 11A). Clements discloses the following regarding claim 4: the graft of claim 3, wherein the protrusion includes a sharp portion (para. 0108), a width of which becomes gradually smaller as it goes farther away from the graft (e.g., Figs. 1, 2, 4B, 9B, 10A, 11A). Clements discloses the following regarding claim 5: the graft of claim 1, wherein a diameter of the graft is larger than a diameter of the biological tube such that the biological tubes are inserted into the openings at a room temperature (Fig. 1; paras. 0061-0063, 0111-0113). Please note regarding claims 5, 9, and 14, the method of using or making a device is not considered germane to the patentability of the device itself. Method limitations in article claims are considered to the extent that they further define the structure of the claimed apparatus. As presently worded, the scope of the subject matter of these claims fails to structurally distinguish the present claim language over the prior art. Clements discloses the following regarding claim 6: the graft of claim 1, comprising: a film layer (interior-facing carrier layers) formed on an inner peripheral surface of the graft and being broken when heat is applied thereto (as the protrusions are heated and move out of their initial plane and into an activated position) (paras. 0099-0102, 0111-0113, 0157). Clements discloses the following regarding claim 9: the graft of claim 1, wherein a photo-reactive material is applied to the graft (paras. 0134, 0155), and the graft is contracted when a laser light irradiated from the laser light emitting part is applied to the photo-reactive material (paras. 0134, 0155). Clements discloses the following regarding claim 11: the graft of claim 9, wherein the photo-reactive material is formed in partial areas adhered to the biological tubes (paras. 0134, 0155). Clements discloses the following regarding claim 12: the graft of claim 9, wherein the photo- reactive material is formed in an entire area of the graft (paras. 0090, 0127, 0134, 0154-0155, 0159). Clements discloses the following regarding claim 13: the graft of claim 1, further comprising: grippers (interpreted as the proximal and distal-most ends of element 100) configured to grip opposite ends of the biological tubes along a lengthwise direction thereof (e.g., Fig. 1). Regarding claims 13 and 14, please note that the claims are directed to towards the invention of a graft device and not a system or a kit. Claim language directed towards separate and/or additional devices is not germane to patentability of the claimed apparatus. Clements discloses the following regarding claim 14: the graft of claim 9, wherein the laser light has a wavelength of 650 nm to 900 nm (paras. 0134, 0155). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Clements in view of Boden et al. (Pub. No.: US 2010/0166820 A1; hereinafter “Boden”). Clements discloses the limitations of the claimed invention, as described above. Clements further recites that its graft comprises drugs positioned between an inner-most film layer and the outer-most peripheral surface of the graft (paras. 0025, 0094, 0173). However, it does not explicitly recite that the drug is a chemical for restraining tissue fibrosis. Boden teaches that it is well known in the art that grafts comprise chemical drug agents that inhibit tissue fibrosis (paras. 0072-0073, 0077-0078), for the purpose of promoting proper healing at the implantation site. It would have been obvious to one having ordinary skill in the art to modify the graft of Clements to comprise the type of drug taught by Boden, in order to promote proper healing at the implantation site. Such a modification would be made with a reasonable expectation of success. Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Clements in view of Chiattello et al. (Pub. No.: US 2018/0028431 A1; hereinafter “Chiattello”). Clements discloses the limitations of the claimed invention, as described above. However, it does not explicitly recite that the photo-reactive material is photo-reactive metallic nano particles. Chiattello teaches that it is well known in the art that grafts comprise photo-reactive metallic nano particles (paras. 0095-0099, 0161), for the purpose of utilizing the materials’ antimicrobial properties. It would have been obvious to one having ordinary skill in the art to modify the graft of Clements to comprise photo-reactive metallic nano particles as taught by Chiattello, in order to utilize the materials’ antimicrobial properties. Such a modification would be made with a reasonable expectation of success. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ann Hu whose telephone number is (571) 272-6652. The examiner can normally be reached on Monday-Friday (9:00 am-5:30 pm EST). If attempts to reach the examiner by telephone are unsuccessful, please contact the examiner’s supervisor, Jerrah Edwards, at (408) 918-7557. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANN HU/Primary Examiner, Art Unit 3774
Read full office action

Prosecution Timeline

Feb 09, 2023
Application Filed
Nov 28, 2025
Non-Final Rejection — §101, §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12551339
EXPANDABLE IMPLANTABLE CONDUIT
2y 5m to grant Granted Feb 17, 2026
Patent 12533249
ACUTE AND CHRONIC DEVICES FOR MODIFYING FLOW IN BODY LUMENS AND METHODS OF USE THEREOF
2y 5m to grant Granted Jan 27, 2026
Patent 12521241
TRANSCATHETER VALVE PROSTHESIS HAVING AN EXTERNAL SKIRT FOR SEALING AND PREVENTING PARAVALVULAR LEAKAGE
2y 5m to grant Granted Jan 13, 2026
Patent 12514701
Low Profile Expandable Heart Valve
2y 5m to grant Granted Jan 06, 2026
Patent 12502273
PERIVALVULAR SEALING FOR TRANSCATHETER HEART VALVE
2y 5m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
89%
With Interview (+20.9%)
3y 10m
Median Time to Grant
Low
PTA Risk
Based on 932 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month