Prosecution Insights
Last updated: April 19, 2026
Application No. 18/167,138

SEMICONDUCTOR STRUCTURE AND METHOD FOR PREPARING SEMICONDUCTOR STRUCTURE

Final Rejection §102§103
Filed
Feb 10, 2023
Examiner
PAGE, STEVEN MITCHELL CHR
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Changxin Memory Technologies Inc.
OA Round
2 (Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
2y 4m
To Grant
92%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
359 granted / 433 resolved
+14.9% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
33 currently pending
Career history
466
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
38.4%
-1.6% vs TC avg
§102
36.1%
-3.9% vs TC avg
§112
21.5%
-18.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 433 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-10 in the reply filed on 08/14/2025 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6 and 8-10 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CHOI et al. (US 20200365537 A1, hereinafter Choi) With regards to claim 1, Choi discloses a semiconductor structure, comprising: a plurality of bit line stack structures, (bit line BL including dielectric 120, as is consistent with the Specification) wherein the plurality of bit line stack structures are disposed on a substrate; (substrate 102) wherein each of the plurality of bit line stack structures comprises a bit line insulating layer, (insulating layer 120, 152, and 164) a bit line (bit line 114) and a bit line contact plug (direct contact DC) which are sequentially stacked onto one another from top to bottom. (See FIG. 2) a plurality of storage contact structures, (bit contact BC and landing pad LP) wherein each of the plurality of storage contact structures is disposed between a pair of bit line stack structures of the plurality of bit line stack structures, (See FIG. 2) each of the plurality of storage contact structures comprises a storage node plug (bit contact BC) and a contact pad (landing pad LP) disposed above the storage node plug, and a topmost surface of the contact pad is lower than a topmost surface of the bit line insulating layers; (see at least FIG. 2, where the bit contacts BC are between adjacent bit lines BL and have a top surface directly under dielectric 152 lower than a topmost surface of the dielectric 164 of the bit line stack) and a plurality of capacitor structures, (capacitors CAP) wherein a part of a bottom surface of a lower electrode (lower electrode 30) of each of the plurality of capacitor structures is supported on the top surface of a respective one of the plurality of storage contact structures, and another part of the bottom surface of the lower electrode is supported on the top surface of a respective one of the plurality of bit line stack structures, (see FIG. 2, where a portion of the lower electrode 30 is supported by the landing pad LP and the other portion of the electrode is supported by the bit line BL/dielectric 120 via the dielectric 152) a bottommost surface of a lower electrode of each of the plurality of capacitor structures is lower than the topmost surface of the bit line insulating layer. (see FIG. 2, showing the bottommost portion of the lower electrode 30 lower than a topmost surface of dielectric 164, see also response to arguments) With regards to claim 3, Choi discloses the semiconductor structure of claim 1, wherein the contact pad is connected to the storage node plug by a pad adhesion layer. (barrier layer 150) With regards to claim 4, Choi discloses the semiconductor structure of claim 1, wherein the bit line is connected to the bit line contact plug by a bit line adhesion layer. (second conductive layer 112/110) With regards to claim 5, Choi discloses the semiconductor structure of claim 1, wherein a top surface of the storage node plug is higher than a bottom surface of the bit line insulating layer; (see FIG. 2, showing the landing pad LP having an upper surface being higher) wherein a bottom surface of the storage node plug is higher than a bottom surface of the bit line contact plug. (see FIG. 2, showing the landing pad LP having a bottom surface being higher) With regards to claim 6, Choi discloses the semiconductor structure of claim 1, wherein an area of a top surface of the lower electrode is less than an area of the bottom surface of the lower electrode. (see FIG. 2, where the bottom surface of the electrode 30 has a greater area, as the bottom surface fractures into two portions which add up to a greater area) With regards to claim 8, Choi discloses the semiconductor structure of claim 1, wherein a longitudinal cross section of each of the plurality of storage contact structures is T-shaped. (see FIG. 2, showing the “T” shape) With regards to claim 9, Choi discloses the semiconductor structure of claim 1, wherein each of the plurality of capacitor structures is a columnar capacitor or a cup-shaped capacitor. (see FIG. 2, showing the columnar shape) With regards to claim 10, Choi discloses the semiconductor structure of claim 1, wherein a contact area of the lower electrode and the top surface of the respective one of the plurality of storage contact structures is greater than a contact area of the lower electrode and the top surface of the respective one of the plurality of bit line stack structures. (see FIG. 2, showing the greater contact area of the LP and lower electrode 30 than the lower electrode 30 and the bit line 114/120) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over CHOI et al. (US 20200365537 A1, hereinafter Choi) With regards to claim 7, Choi discloses the semiconductor structure of claim 1. However, Choi does not explicitly teach wherein a cross section of a lower part of the lower electrode is gradually increased from top to bottom. Choi generally teaches a change in the shape of the electrode from top to bottom, where it should be noted that the court held that the configuration of the claimed [device] was a matter of choice which a person of ordinary skill in the art would have found obvious absent persuasive evidence that the particular configuration of the claimed [device] was significant.). (See MPEP 2144.04 IV B. Changes in shape) In the instant case, the current device would not perform differently with the relative dimensions than the prior art device, and thus is not patentably distinct. Therefore, it would have been obvious to one of ordinary skill in the art to modify the device of Choi to have the shape as recited in the above recited claim. Response to Arguments Applicant's arguments filed 11/21/2025 have been fully considered but they are not persuasive. Examiner notes that interpreting the insulating layer 120, 152, and 164 as part of the bit line insulating structure meets all of the limitations of at least claim 1, and the claims are broad enough to support this interpretation. Therefore, Choi discloses or teaches all of the limitations of at least claims 1-10, and thus claims 1-10 are properly rejected under 35 USC 102/103. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. KIM et al (US 20220406791 A1) – landing pad LP with direct contact on bit line cap. MOON et al. (US 20220173107 A1) – direct contact of the landing pad to the bit line cap Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEVEN M Page whose telephone number is (571)272-3249. The examiner can normally be reached M-F: 10:00AM-6:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine S. Kim can be reached at 571-272-8548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEVEN M PAGE/Primary Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Feb 10, 2023
Application Filed
Aug 22, 2025
Non-Final Rejection — §102, §103
Nov 21, 2025
Response Filed
Dec 31, 2025
Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604513
SEMICONDUCTOR DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12581643
SEMICONDUCTOR MEMORY DEVICE AND METHOD FOR FABRICATING THE SAME
2y 5m to grant Granted Mar 17, 2026
Patent 12575089
MEMORY DEVICE WITH TAPERED BIT LINE CONTACT
2y 5m to grant Granted Mar 10, 2026
Patent 12568611
MEMORY DEVICE WITH CELL PADS HAVING DIAGONAL SIDEWALLS
2y 5m to grant Granted Mar 03, 2026
Patent 12568845
CHIP SCALE SEMICONDUCTOR PACKAGE HAVING BACK SIDE METAL LAYER AND RAISED FRONT SIDE PAD AND METHOD OF MAKING THE SAME
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
92%
With Interview (+8.6%)
2y 4m
Median Time to Grant
Moderate
PTA Risk
Based on 433 resolved cases by this examiner. Grant probability derived from career allow rate.

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