Office Action Predictor
Application No. 18/168,115

SUBSTRATE PROCESSING APPARATUS, METHOD OF MANUFACTURING SEMICONDUCTOR DEVICE, AND RECORDING MEDIUM

Non-Final OA §103
Filed
Feb 13, 2023
Examiner
BACHNER, ROBERT G
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Kokusai Electric Corporation
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
99%
With Interview

Examiner Intelligence

88%
Career Allow Rate
735 granted / 836 resolved
Without
With
+13.2%
Interview Lift
avg trend
2y 6m
Avg Prosecution
34 pending
870
Total Applications
career history

Statute-Specific Performance

§101
4.7%
-35.3% vs TC avg
§103
53.2%
+13.2% vs TC avg
§102
18.8%
-21.2% vs TC avg
§112
14.9%
-25.1% vs TC avg
Black line = Tech Center average estimate • Based on career data

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 9 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Hirochi (U.S. Patent Application Publication No. 2019/0295873). Regarding claim 1. Hirochi discloses: A substrate processing apparatus, comprising: a process chamber (201)in which a substrate(200) is processed; a microwave oscillator(655) configured to supply microwaves to the process chamber; and a controller ([0038])configured to be capable of controlling the microwave oscillator to perform([0051]-[0066]): a heating process in which the substrate is heated with a first microwave, among the supplied microwaves, supplied to the substrate at a first microwave power so that a process of supplying the first microwave during a supply time and a process of stopping the supply of the first microwave during a stop time, which is shorter than the supply time, are performed a predetermined number of times or for a first predetermined time; and ([0063]) a modifying process([0065]) in which the substrate is supplied with a second microwave, among the supplied microwaves, at a second microwave power, which is higher than the first microwave power, for a second predetermined time while maintaining the second microwave power. ([0065]) Hirochi does not disclose the recited features of that the stop time is shorter than the supply time. However, Hirochi does disclose that the microwaves are supplied based on the sensed temperatures for the benefit of heating the substrate to desired temperatures to obtain desired properties. [0038]. As such, it would have been obvious to control the microwave oscillator as recited for the obvious benefits of obtaining a desired wafer property based on the sensed temperatures. Thus, the features of claim 1 would have been obvious prior to the effective filing date of this application. Regarding claim 9. Hirochi discloses: A method of manufacturing a semiconductor device, comprising: loading a substrate into a process chamber(201) of a substrate(200) processing apparatus; heating the substrate with a first microwave(655), among microwaves supplied to the process chamber, supplied at a first microwave power by performing a process of supplying the first microwave during a supply time and a process of stopping the supply of the first microwave during a stop time, which is shorter than the supply time, a predetermined number of times or for a first predetermined time; and[0038] ([0051]-[0066]):) modifying ([0063]-[0065])the substrate by supplying a second microwave, among the supplied microwaves, at a second microwave power, which is higher than the first microwave power, to the substrate for a second predetermined time while maintaining the second microwave power. Hirochi does not disclose the recited features of that the stop time is shorter than the supply time. However, Hirochi does disclose that the microwaves are supplied based on the sensed temperatures for the benefit of heating the substrate to desired temperatures to obtain desired properties. [0038]. As such, it would have been obvious to control the microwave oscillator as recited for the obvious benefits of obtaining a desired wafer property based on the sensed temperatures. Thus, the features of claim 9 would have been obvious prior to the effective filing date of this application. Regarding claim 15. Hirochi discloses: A non-transitory computer-readable recording medium storing a program that causes, by a computer, a substrate processing apparatus to perform a process ([0052]) comprising: loading a substrate (200)into a process chamber (201)of the substrate processing apparatus(100); heating the substrate with a first microwave, among microwaves supplied to the process chamber, supplied at a first microwave power by performing a process of supplying the first microwave during a supply time and a process of stopping the supply of the first microwave during a stop time, which is shorter than the supply time, a predetermined number of times or for a first predetermined time; and [0038] ([0051]-[0066]):) modifying the substrate by supplying a second microwave, among the supplied microwaves, at a second microwave power, which is higher than the first microwave power, to the substrate for a second predetermined time while maintaining the second microwave power([0063]-[0065]). Hirochi does not disclose the recited features of that the stop time is shorter than the supply time. However, Hirochi does disclose that the microwaves are supplied based on the sensed temperatures for the benefit of heating the substrate to desired temperatures to obtain desired properties. [0038]. As such, it would have been obvious to control the microwave oscillator as recited for the obvious benefits of obtaining a desired wafer property based on the sensed temperatures. Thus, the features of claim 15 would have been obvious prior to the effective filing date of this application. Claims 2-8, 10-14 and 16-20 are rejected under 35 U.S.C. 103 as being unpatentable over Hirochi (U.S. Patent Application Publication No. 2019/0295873) in view of Sasaki (U.S. Patent Application Publication NO. 2020/0013646). Regarding claim 2. Hirochi discloses all of the features of claim 1 Hirochi does not disclose: The substrate processing apparatus of claim 1, wherein the first microwave power is between 2000 W and 4000 W. However, Hirochi discloses that the power supplied to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0098]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 3. Hirochi discloses all of the features of claim 1 Hirochi does not disclose: The substrate processing apparatus of claim 2, wherein the second microwave power is between 4000 W and 12000 W. However, Hirochi discloses that the power supplied to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0098]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 4. Hirochi discloses all of the features of claim 1 Hirochi does not disclose: The substrate processing apparatus of claim 1, wherein the supply time is 5 to 20 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0096]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0096]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 5. Hirochi discloses all of the features of claim 1 Hirochi does not disclose: The substrate processing apparatus of claim 1, wherein the stop time is 1 to 5 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0082] [0096]. It would have been obvious to select the broadly recited range for the first microwave power, and stop times for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range and stopping for the recited time at [0082], [0086], [0088], [0096]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 6. Hirochi discloses all of the features of claim 1 Hirochi does not disclose: The substrate processing apparatus of claim 1, wherein the second predetermined time for which the modifying process is performed is 60 seconds to 1800 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0082] [0096]. It would have been obvious to select the broadly recited range for the first microwave power, and stop times for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range and time frame and stopping for the recited time at [0082], [0086], [0088], [0096]-[0099], [0107]-[0109] for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 7. Hirochi discloses The substrate processing apparatus of claim 1, wherein an amorphous silicon film is formed on the substrate. ([0056]) Regarding claim 8. Hirochi discloses The substrate processing apparatus of claim 1, wherein the microwave oscillator(655) is installed at a side surface of the process chamber. (201) Regarding claim 10 Hirochi discloses all of the features of claim 9 Hirochi does not disclose: . The method of claim 9, wherein the first microwave power is between 2000 W and 4000 W. However, Hirochi discloses that the power supplied to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0098]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 11. Hirochi discloses all of the features of claim 10 Hirochi does not disclose: The method of claim 10, wherein the second microwave power is between 4000W and 12000 W. However, Hirochi discloses that the power supplied to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0098]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 12. Hirochi discloses all of the features of claim 9 Hirochi does not disclose: The method of claim 9, wherein the supply time is 5 to 20 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0096]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0096]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 13. Hirochi discloses all of the features of claim 9 Hirochi does not disclose: The method of claim 9, wherein the stop time is 1 to 5 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0082] [0096]. It would have been obvious to select the broadly recited range for the first microwave power, and stop times for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range and stopping for the recited time at [0082], [0086], [0088], [0096]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 14. Hirochi discloses all of the features of claim 9 Hirochi does not disclose: The method of claim 9, wherein the second predetermined time for which the modifying is performed is 60 seconds to 1800 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0082] [0096]. It would have been obvious to select the broadly recited range for the first microwave power, and stop times for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range and time frame and stopping for the recited time at [0082], [0086], [0088], [0096]-[0099], [0107]-[0109] for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 16. Hirochi discloses all of the features of claim 15 Hirochi does not disclose: The non-transitory computer-readable recording medium of claim 15, wherein the first microwave power is between 2000 W and 4000 W.However, Hirochi discloses that the power supplied to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0098]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 17. Hirochi discloses all of the features of claim 15 Hirochi does not disclose: The non-transitory computer-readable recording medium of claim 16, wherein the second microwave power is between 4000 W and 12000 W. However, Hirochi discloses that the power supplied to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0098]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 18. Hirochi discloses all of the features of claim 15 Hirochi does not disclose: The non-transitory computer-readable recording medium of claim 15, wherein the supply time is 5 to 20 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0096]. It would have been obvious to select the broadly recited range for the first microwave power for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range at [0096]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 19. Hirochi discloses all of the features of claim 15 Hirochi does not disclose: The non-transitory computer-readable recording medium of claim 15, wherein the stop time is 1 to 5 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0082] [0096]. It would have been obvious to select the broadly recited range for the first microwave power, and stop times for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range and stopping for the recited time at [0082], [0086], [0088], [0096]-[0099], for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Regarding claim 20. Hirochi discloses all of the features of claim 15 Hirochi does not disclose: The non-transitory computer-readable recording medium of claim 15, wherein the second predetermined time for which the modifying is performed is 60 seconds to 1800 seconds. However, Hirochi discloses that the power supplied and duration of supply to the electromagnetic wave supply may be adjusted to heat the device to a desired temperature with desired electrical properties. See [0063], [0082] [0096]. It would have been obvious to select the broadly recited range for the first microwave power, and stop times for the obvious benefit of heating the substrate to a desired temperature within a desired time frame, and to reduce the influence of hot spots. [0063]. Furthermore, in related art, Sasaki discloses powering the microwaves within the recited range and time frame and stopping for the recited time at [0082], [0086], [0088], [0096]-[0099], [0107]-[0109] for the obvious benefit of obtaining a wafer having a desired property and obtaining a material having a desired property. As such, the features recited would have been obvious prior to the effective filing date of this application. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT G BACHNER whose telephone number is (571)270-3888. The examiner can normally be reached on Monday-Friday, 10-6 EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ajay Ojha can be reached at (571)273-8936. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT G BACHNER/Primary Examiner, Art Unit 2898
Read full office action

Prosecution Timeline

Feb 13, 2023
Application Filed
Nov 21, 2025
Non-Final Rejection — §103
Mar 30, 2026
Response Filed

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
99%
With Interview (+13.2%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 836 resolved cases by this examiner