Prosecution Insights
Last updated: August 13, 2026
Application No. 18/168,699

SEMICONDUCTOR DEVICE INCLUDING FERROELECTRIC MATERIAL AND ELECTRONIC DEVICE INCLUDING THE SEMICONDUCTOR DEVICE

Non-Final OA §102§103
Filed
Feb 14, 2023
Priority
Feb 28, 2022 — RE 10-2022-0026304
Examiner
MARUF, SHEIKH
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
2 (Non-Final)
87%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
478 granted / 552 resolved
+18.6% vs TC avg
Moderate +9% lift
Without
With
+9.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
24 currently pending
Career history
588
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
71.6%
+31.6% vs TC avg
§102
14.0%
-26.0% vs TC avg
§112
7.7%
-32.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 552 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Arguments Applicant's arguments filed 01/02/2026 have been fully considered but they are not persuasive. The substrate may include various regions that have been suitably doped with impurities (e.g., p-type or n-type conductivity) as in Hou in paragraph [0052]. Concentration of the carriers (channel) can be controlled using charge trapping. So, the doping concentration within substrate can be manipulated as known to people skilled in the art. Also, using charge trapping majority carrier concertation in channel area can be controlled. So, the doping concentration can be suitably controlled to make it less than majority carrier concentration in the channel area. Hence, applicant’s argument is not persuasive and accordingly the office action is made final. Allowable Subject Matter Claim 15 allowed. Accordingly dependent claim 16-20 are allowable because of dependency from claim 15. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-14 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US PGpub: 2021/0358694 A1), herein after Lee, in view of HOU et al. (US PGpub: 2018/0151755 A1 A1), herein after HOU. Regarding claim 1, Lee teaches a semiconductor device comprising: a semiconductor substrate (FIG. 3, 400) including a dopant having a polarity (Paragraph [0078]); a channel layer (CR) on the semiconductor substrate and including majority carriers having a polarity opposite a polarity of the semiconductor substrate (Paragraph [0078]-[0079]); a ferroelectric layer (100) on the channel layer; and a gate (330 and 200 constitutes gate structure with gate electrode & gate dielectric) on the ferroelectric layer (100). Lee does not explicitly teach wherein a doping concentration of the semiconductor substrate is less than a concentration of the majority carriers of the channel layer. However, it is actually adjustable based on control voltage. HOU teaches a doping concentration of the semiconductor substrate is less than a concentration of the majority carriers of the channel layer (FIG. 21 and FIG. 22 description. explain how charge trapping works. Concentration of the carriers can be controlled using charge trapping) . Hence, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use Lee’s semiconductor device with other teaching from HOU so that high electron mobility (μ.sub.e) value, which is within a range of about 50-1000 cm.sup.2/V-sec or even higher. It is understood that the bulk silicon, when cut to a low thickness (e.g., about 2 nm) comparable with a typical thickness of a 2D material film, can have its mobility degraded drastically. Additional rejection (claim1): Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 1-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by MATSUURA et al. (Foreign Patent: JP2002-151599 A). a semiconductor device (Paragraph [0001]) comprising: a semiconductor substrate including a dopant having a polarity (A semiconductor substrate (1) having P-type impurities in Paragraph [0076] and FIGS. 1, 2, and 22); a channel layer on the semiconductor substrate and including majority carriers having a polarity opposite a polarity of the semiconductor substrate (A channel layer (5N), which is formed on the semiconductor substrate (1) and includes N-type impurities in Paragraph [0076] and FIGS. 1, 2, 19, and 22); a ferroelectric layer on the channel layer (A gate insulating film (3), which is a ferroelectric film formed on the channel layer (5N) in Paragraph [0075] and FIGS. 1, 2, and 22); and a gate on the ferroelectric layer (A gate electrode (4), which is formed on the gate insulating film (3) that is a ferroelectric film and is a metal film in Paragraph [0075] and FIGS. 1, 2, and 22); wherein a doping concentration of the semiconductor substrate is less than a concentration of the majority carriers of the channel layer (the impurity concentration of the N-type channel layer (5N) is equal to or higher than the impurity concentration of the semiconductor substrate (1) (i.e., the impurity concentration of the P-type well layer PWL) in Paragraph [0076] and FIGS. 1, 2, and 22) . Regarding claim 2, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the doping concentration of the semiconductor substrate is about 1016 to about 1019 cm-3. (HOU Paragraph [0034]-[0036]. Also, this range can be manipulated to fit the device requirements) Regarding claim 3, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the concentration of the majority carriers of the channel layer is about 1018 to about 1021 cm-3 (HOU Paragraph [0034]-[0036]. Also, this range can be manipulated to fit the device requirements). Regarding claim 4, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the channel layer has a thickness of about 5 nm or less (HOU Paragraph [0036]-[0037]). Claims 5 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US PGpub: 2021/0358694 A1), herein after Lee, in view of HOU et al. (US PGpub: 2018/0151755 A1), herein after HOU. Regarding claim 5, Lee teaches (in view of HOU) the semiconductor device of claim 1, the gate (330 and 200 constitutes gate structure with gate electrode & gate dielectric) directly contacts the ferroelectric layer (100), the ferroelectric layer is between the gate and the channel layer (CR), the semiconductor substrate includes a group IV semiconductor material (Paragraph [0052] on HOU et al). Alternatively, Van Houdt et al (US: 20190198638 ) teaches gate (104) directly contacts ferroelectric layer (102). Regarding claim 6, Lee teaches the semiconductor device of claim 1, wherein the channel layer includes an oxide semiconductor or a two-dimensional (2D) semiconductor material (HOU Paragraph [0036]). Regarding claim 7, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the dopant in the semiconductor substrate is a p-type dopant (HOU Paragraph [0035]). Regarding claim 8, Lee teaches the semiconductor device of claim 1, wherein the channel layer includes an oxide of at least one of In, Ga, Zn, and Sn (Claim 20). This well known in the industry as taught in Pillarisetty et al. (US 20200020805 A1) in Paragraph [0027]-[0031]. Regarding claim 9, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the channel layer includes graphene or transition metal dichalcogenide (TMD) (HOU Paragraph [0036]). Regarding claim 10, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the dopant in the semiconductor substrate is an n-type dopant (Paragraph [0034-[0036], [0052], [0078]). Regarding claim 11, Lee teaches (in view of HOU and known arts) the semiconductor device of claim 1, wherein the channel layer includes an oxide of at least one of Sn and Ni . (HOU Paragraph [0036]). This well known in the industry as taught in Pillarisetty et al. (US 20200020805 A1) in Paragraph [0027]-[0031] and also in Huang et al. (Paragraph [0048) Regarding claim 12, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the channel layer includes black phosphorous (HOU Paragraph [0036]). This well known in the industry as taught in Pillarisetty et al. (US 20200020805 A1) in Paragraph [0027]-[0031] and also in Huang et al .(Paragraph [0048) Regarding claim 13, Lee teaches (in view of HOU) the semiconductor device of claim 1, wherein the ferroelectric layer includes at least one of hafnium oxide, zirconium oxide, and hafnium-zirconium oxide (Paragraph [0056]). Regarding claim 14, Lee (in view of HOU) teaches the semiconductor device of claim 1, wherein the channel layer, the ferroelectric layer, and the gate sequentially surround the semiconductor substrate (FIG. 3). Claim 21 is rejected under 35 U.S.C. 103 as being unpatentable over MATSUURA, in view of HOU et al. (US PGpub: 2018/0151755 A1 A1), herein after HOU Regarding claim 21, MATSUURA teaches a semiconductor device comprising: a semiconductor substrate including a dopant having a polarity (A semiconductor substrate (1) having P-type impurities in Paragraph [0076] and FIGS. 1, 2, and 22); a channel layer on the semiconductor substrate and including majority carriers having a polarity opposite a polarity of the semiconductor substrate (A channel layer (5N), which is formed on the semiconductor substrate (1) and includes N-type impurities in Paragraph [0076] and FIGS. 1, 2, 19, and 22); a ferroelectric layer on the channel layer (A gate insulating film (3), which is a ferroelectric film formed on the channel layer (5N) in Paragraph [0075] and FIGS. 1, 2, and 22); and a gate on the ferroelectric layer (A gate electrode (4), which is formed on the gate insulating film (3) that is a ferroelectric film and is a metal film in Paragraph [0075] and FIGS. 1, 2, and 22); wherein a doping concentration of the semiconductor substrate is less than a concentration of the majority carriers of the channel layer (the impurity concentration of the N-type channel layer (5N) is equal to or higher than the impurity concentration of the semiconductor substrate (1) (i.e., the impurity concentration of the P-type well layer PWL) in Paragraph [0076] and FIGS. 1, 2, and 22) . wherein the channel layer has a thickness of about 5 nm or less, the semiconductor substrate includes a group IV semiconductor material, the dopant in the semiconductor substrate is a p-type dopant (Paragraph [0076] and FIGS. 1, 2, and 22), MATSUURA does not explicitly teach the channel layer includes an oxide of at least one of In, Ga, Zn, and Sn Lee teaches the channel layer includes an oxide of at least one of In, Ga, Zn, and Sn (Claim 20). HOU also teaches in Paragraph [0036]-[0037]), wherein the channel layer has a thickness of about 5 nm or less. Hence, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use MATSUURA’s semiconductor device with other teaching from Lee so that the device its mobility can be improved Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHEIKH MARUF whose telephone number is (571)270-1903. The examiner can normally be reached M-F, 8am-6pm EDT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chad Dicke can be reached at 571-270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHEIKH MARUF/Primary Examiner, Art Unit 2897
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Prosecution Timeline

Feb 14, 2023
Application Filed
Oct 02, 2025
Non-Final Rejection mailed — §102, §103
Jan 02, 2026
Response Filed
May 11, 2026
Final Rejection mailed — §102, §103
Jul 13, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
87%
Grant Probability
96%
With Interview (+9.2%)
2y 2m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 552 resolved cases by this examiner. Grant probability derived from career allowance rate.

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