Prosecution Insights
Last updated: July 17, 2026
Application No. 18/169,996

METHOD FOR MANUFACTURING SEMICONDUCTOR STRUCTURE AND SEMICONDUCTOR STRUCTURE

Final Rejection §103§112
Filed
Feb 16, 2023
Priority
Sep 07, 2022 — CN 202211091286.X
Examiner
MULERO FLORES, ERIC MANUEL
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Changxin Memory Technologies Inc.
OA Round
3 (Final)
86%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
57 granted / 66 resolved
+18.4% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
30 currently pending
Career history
99
Total Applications
across all art units

Statute-Specific Performance

§103
91.2%
+51.2% vs TC avg
§102
4.0%
-36.0% vs TC avg
§112
3.7%
-36.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 66 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicant’s amendments filed 4/24/2026 have been entered and considered. The amendment to claims 1 has been acknowledged. Response to Arguments Applicant’s arguments with respect to claim 1 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicant’s arguments regarding the 35 U.S.C. 112 rejection of claim 10 are persuasive and the rejection has been withdrawn. However, the examiner notes that the use of “metal film” is indefinite, as indicated below. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1 and 7-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites “a metal” that becomes “a metal layer” after reverse sputtering and then recites “the metal” deposited only at the bottom of the contact hole as “a metal film”. The claim appears to use “a metal” and “a metal film” to refer to the same element in the manufacturing method. Furthermore, the claim recites “depositing the metal only at the bottom of the contact hole”. The bottom of the contact hole can refer to only the bottom surface or up to a particular height along the sidewalls of the contact hole, which is indefinite. For purposes of examination, the bottom of the contact hole will be considered to be a lower region of the contact hole, similar to how is shown in applicant’s disclosure. Claims 7-14 are rejected based on their dependency on claim 1. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 7-9, 11 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. US 20180090583 A1 (hereinafter referred to as Choi), in view of Grunow et al. US 20060024939 A1 (hereinafter referred to as Grunow). Regarding claim 1, Choi teaches A method for manufacturing a semiconductor structure, comprising: providing a substrate (structure including “interlayer insulating film 136, the blocking insulating film 134, and the intergate insulating film 132” on “source/drain region 120” in the “substrate 110”, para. 0037 and 0064 FIG. 10A), and forming contact holes in the substrate (“contact hole CH” para. 0064); depositing a metal at a bottom of each contact hole (“first metal film 140” para. 0067 FIG. 11A-11B), and performing a reverse sputtering treatment to form a metal layer (“first metal film 140 may be partially distributed on the side wall of the recessed region 120R using the re-sputtering process, thus forming the second metal film 140′ extended on the side wall of the recessed region 120R” para. 0070); in the reverse sputtering treatment, metal atoms or metal ions are sputtered onto at least a part of a side wall of each contact hole (“first metal film 140 may be partially distributed on the side wall of the recessed region 120R using the re-sputtering process, thus forming the second metal film 140′ extended on the side wall of the recessed region 120R”); and performing an annealing treatment, to cause the substrate reacts with the metal layer to form a metal silicide layer (“a metal silicide film 145 may be formed on the bottom surface and the side wall of the recessed region 120R using a thermal treatment process”, such as through a laser anneal process. The “second metal film 140’” reacts with the material of “source/drain region 120” in the substrate, para. 0075-0076); wherein the depositing the metal at the bottom of the contact hole, and performing the reverse sputtering treatment to form the metal layer, comprises: depositing the metal only at the bottom of the contact hole to form a metal film (“first metal film 140” is only on the “recessed region 120R” of “source/drain region 120”, which is at the bottom of the “contact hole CH”, para. 0067-0068); and after the metal film is formed, performing the reverse sputtering treatment to the metal film (“first metal film 140 may be partially distributed on the side wall of the recessed region 120R using the re-sputtering process, thus forming the second metal film 140′ extended on the side wall of the recessed region 120R”); wherein the reverse sputtering treatment comprises a first reverse sputtering treatment (“first metal film 140” is redistributed into “second metal film 140’” by a first re-sputtering process, para.0070). However, Choi fails to teach wherein the reverse sputtering treatment comprises a first reverse sputtering treatment and a second reverse sputtering treatment which are performed in sequence; and a bias power of the second reverse sputtering treatment is greater than that of the first reverse sputtering treatment. Nevertheless, Grunow teaches wherein the reverse sputtering treatment comprises a first reverse sputtering treatment (small resputtering component during low AC bias power deposition of “seed layer 126”, para. 0019 FIG. 1B) and a second reverse sputtering treatment (resputtering of material during high AC bias power deposition of more “seed layer 126” material, para. 0020 FIG. 1C) which are performed in sequence (“the low AC bias step is performed before the high AC bias step” para. 0029); and a bias power of the second reverse sputtering treatment is greater than that of the first reverse sputtering treatment (low AC bias power step is at 0-600W and high AC bias power step is at 300-1200w, para. 0019-0020). Choi and Grunow teach the deposition of metal into a hole and the use of reverse sputtering to obtain hole sidewall coverage. In Grunow, the low AC bias step deposits some “seed layer 126” on the bottom and sidewalls of the trench and the high AC bias step helps obtain improved sidewall coverage of the trench but may expose the bottoms and corners of the trench (para. 0020). A subsequent zero AC bias power step then covers portions that have been excessively reverse sputtered and achieves a “seed layer 126” with adequate coverage on the whole trench (para. 0021 FIG. 1D). One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that the low AC and high AC power steps of deposition and resputtering can be applied to the alloy in Choi to obtain a more uniform coverage of the alloy at the bottom of “hole 24”. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method taught in Choi with the reverse sputtering treatment from Grunow. The first and second reverse sputtering steps, followed by a deposition step, achieve improved coverage of metal material along the bottom and sidewalls of the contact hole. Regarding claim 7, Choi, modified by Grunow, teaches the method for manufacturing the semiconductor structure of claim 1, wherein the bias power of the first reverse sputtering treatment is 100-200 W (low AC bias power step is at 0-600W, para. 0019), and the bias power of the second reverse sputtering treatment is 200-300 W (high AC bias power step is at 300-1200W, para. 0020). Regarding claim 8, Choi, modified by Grunow, teaches the method for manufacturing the semiconductor structure of claim 1, wherein after the first reverse sputtering treatment and before the second reverse sputtering treatment, the method further comprises: forming a first repairing layer on a surface of the metal film (the examiner understands that the first repairing layer is the sputtered and deposited “second metal layer film 140’”after applying the first low AC bias power step taught in Grunow to the first deposited “first metal film 140”, analogous to how the “thin seed layer 126” is formed in FIG. 1A of Grunow., para. 0019). Regarding claim 9, Choi, modified by Grunow, teaches the method for manufacturing the semiconductor structure of claim 8, wherein after the second reverse sputtering treatment, the method further comprises: forming a second repairing layer which covers the first repairing layer, wherein the metal film, the first repairing layer and the second repairing layer form the metal layer (the examiner understands that the second repairing layer is the sputtered and deposited done to “second metal film 140’” after applying the high AC bias power step from Grunow, analogous to the further “seed layer 126” material formed in FIG. 1C in Grunow). Regarding claim 11, Choi, modified by Grunow, teaches the method for manufacturing the semiconductor structure of claim 1 but fails to teach wherein before the annealing treatment, the method further comprises: forming a barrier layer on the side wall of each contact hole and a surface of the metal layer (“conductive barrier film 150 may be formed to conformally cover an exposed surface of the second metal film 140′ and the internal wall of the contact hole CH” before “metal silicide 145” is formed by annealing, para. 0074-0076 FIG. 13A-13B). Regarding claim 14, Choi, modified by Grunow, teaches the method for manufacturing the semiconductor structure of claim 1, wherein after the annealing treatment, the method further comprises: forming a contact layer filled in each contact hole (“contact plug 160” made from “conductive film 160P” para. 0080-0081 FIG. 15A-16), with the contact layer covering the metal silicide layer (“contact plug 160” fills the “contact hole CH” such that it covers “metal silicide film 145”, para. 0078-0080 FIG. 16). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Choi, modified by Grunow, in view of Gregoire US20130065392A1 (hereinafter referred to as Gregoire). Choi, modified by Grunow, teaches semiconductor structure of claim 5, wherein the substrate comprises a stack of a silicon substrate (SiGe “source/drain regions 120” and silicon “substrate 110” para. 0023 and 0033) and a dielectric layer (““interlayer insulating film 136, the blocking insulating film 134, and the intergate insulating film 132” para. 0064); each contact hole passes through the dielectric layer and extends into the silicon substrate (“contact hole CH penetrating through the interlayer insulating film 136, the blocking insulating film 134, and the intergate insulating film 132 may be formed in order to allow portions of the source/drain regions 120 to be exposed”, para. 00642 FIG. 11A). However, Choi, modified by Grunow, fail to teach a ratio of a thickness of the metal film to a depth of the contact hole in the silicon substrate is 1/3-3/7. Nevertheless, Gregoire teaches in para. 0007 that “the quality of the ohmic contact especially depends on the nickel silicide volume between the silicon and the metal contact”; larger volumes and surfaces areas lead to greater ohmic contact (para. 0009 and 0048). Silicon is sputtered onto the “lateral wall 38” (para. 0042). The examiner understands that the amount of silicon on the “lateral sidewall 38” depends on the amount that “silicon layer 16” is etched; if more of “silicon layer 16” is etched”, more can be sputtered onto “lateral sidewall 38” of “hole 24”. The examiner further understands that the more silicon there is available, the greater the amount of silicide can be formed after depositing “nickel and platinum alloy” and annealing. This means that the depth of “hole 24” in “silicon layer 16” is a result effective variable: the more silicon is etched and reverse sputtered, the more silicide can be formed in “hole 24”. The “first metal film 140” comprises nickel (Choi para. 0068). One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that the depth of “contact hole CH” can be set based on the desired amount of silicide to be formed as is done for “hole 24” in “silicon layer 16” of Gregoire. Even though the “thickness t0” of the first deposited “first metal film 140” is not specified, it is understood the claimed range of ratios can be met depending on the desired depth of the “recessed region 120R” in “contact hole CH”. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention that the depth of the contact hole is a result effective variable that helps determine the amount of possible silicide to be formed. Greater hole depths provide more reverse sputtered silicon on the sidewalls of the hole. Claims 12 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Choi, modified by Grunow, as applied to claim 1 above, in view of Sakurai et al. US 20010052648 A1 (hereinafter referred to as Sakurai), further in view of Cabral, Jr. et al US 20040123922 A1 (hereinafter referred to as Cabral). Choi, modified by Grunow, teaches the method for manufacturing the semiconductor structure of claim 1 but fails to teach wherein the annealing treatment comprises first annealing treatment and second annealing treatment; the first annealing treatment is performed to the metal layer to form an initial metal silicide layer, and the second annealing treatment is performed to the initial metal silicide layer to form the metal silicide layer; and a temperature of the first annealing treatment is smaller than that of the second annealing treatment. Nevertheless, Sakurai teaches wherein the annealing treatment comprises first annealing treatment (“first annealing is performed” after depositing “metal layer 7”, para. 0075 FIG. 10) and second annealing treatment (“second annealing is performed” para. 0076); the first annealing treatment is performed to the metal layer to form an initial metal silicide layer (the first annealing “causes reaction between Si and Co in regions where metal layer 7 is in contact with gate electrode layer 6 and source/drain regions 4 so that CoSi layers 7aand 7b are formed′” para. 0076), and the second annealing treatment is performed to the initial metal silicide layer to form the metal silicide layer (“second annealing is performed. This changes the composition of CoSi layers 7aand 7b so that silicide layers 7aand 7b made of CoSi.sub.2 are formed” para. 0076); and a temperature of the first annealing treatment is smaller than that of the second annealing treatment (“first annealing is performed at a relatively low temperature for a short time, and the second annealing is performed at a relatively high temperature for a short time” para. 0077). Choi, modified by Grunow, and Sakurai teach the formation of silicide layers at the bottoms of contact structures. The second anneal in Sakurai modifies the “silicide layers 7a and 7b” of CoSi into CoSi.sub.2.). As evidenced in para. 0024 of Kawamura US 20060125022 A1, CoSi.sub2 has a lower resistance than CoSi. Furthermore, Cabral teaches a case where the metal precursor is Nickel and that “low temperature anneals form metal rich silicide phases” and “when a metal rich phase is produced a second higher temperature anneal is required to form the low resistivity Ni monosilicide.” (Cabral para. 0046). Second annealing processes for cobalt silicide and nickel silicide modify the composition of the silicide layer, reducing the resistivity. One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that the second anneal process at a higher temperature improves the performance of the conductive contact structure. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method taught between Choi and Grunow with the elevated second anneal temperature taught in Sakurai and Cabral. Performing the second annealing treatment at a higher temperature than the first anneal modifies the composition of the silicide layer into one of lower resistivity. Regarding claim 13, Choi, modified by Grunow, Sakurai, and Cabral, teach the method for manufacturing the semiconductor structure of claim 12, wherein after the first annealing treatment and before the second annealing treatment, the method further comprises: removing unreacted metal layer (“The unreacted portions of the metal layer 7 are removed by mixed acid. Thereafter, second annealing is performed.” Sakurai para. 0076 FIG. 11). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC MULERO FLORES whose telephone number is (571)270-0070. The examiner can normally be reached Mon-Fri 8am-5pm (typically). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julio Maldonado can be reached at (571)272-1864. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC MANUEL MULERO FLORES/ Examiner, Art Unit 2898 /JULIO J MALDONADO/Supervisory Patent Examiner, Art Unit 2898
Read full office action

Prosecution Timeline

Feb 16, 2023
Application Filed
Sep 24, 2025
Non-Final Rejection mailed — §103, §112
Dec 05, 2025
Response Filed
Feb 02, 2026
Non-Final Rejection mailed — §103, §112
Apr 24, 2026
Response Filed
Jun 29, 2026
Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

4-5
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+16.2%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 66 resolved cases by this examiner. Grant probability derived from career allowance rate.

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