Prosecution Insights
Last updated: April 19, 2026
Application No. 18/170,416

SEMICONDUCTOR STRUCTURE AND METHOD FOR FORMING THE SAME

Final Rejection §102§103
Filed
Feb 16, 2023
Examiner
MOVVA, AMAR
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
2 (Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
2y 11m
To Grant
94%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
606 granted / 764 resolved
+11.3% vs TC avg
Strong +15% interview lift
Without
With
+15.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
18 currently pending
Career history
782
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
48.0%
+8.0% vs TC avg
§102
33.6%
-6.4% vs TC avg
§112
13.8%
-26.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 764 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 10-13, 15 and 21-25 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Jung (US 2021/0043763). [claim 10] A semiconductor structure (fig. 8, 10), comprising: an isolation structure (122, 120a, fig. 10) formed over a substrate (103, fig. 10); a first fin structure (rightmost 106a, fig. 10) formed adjacent to the isolation structure; a dielectric wall (47a, 119a, fig. 10, [0046][0079]) extending above the isolation structure, wherein a bottom surface of the dielectric wall is lower than a top surface of the isolation structure (fig. 10); a plurality of first horizontal channels (10a/b/c of rightmost fin, fig. 8,10) formed over the first fin structure; a vertical channel layer comprising: a vertical channel (27, fig. 10, [0033]) formed adjacent to the dielectric wall, wherein the vertical channel is in direct contact with the dielectric wall (fig. 10), and the vertical channel extends from a position which is below a top surface of the first fin structure (fig. 10); and a layer portion (bottom portion of 118a, fig. 10) underlying the isolation structure; and a gate structure (49/49a, fig. 10, [0046]) surrounding the first horizontal channels and the vertical channel (fig. 10). [claim 11] The semiconductor structure as claimed in claim 10, further comprising: a second fin structure (second rightmost 106a, fig. 10) formed adjacent to the isolation structure; and a plurality of second horizontal channels (10a/b/c of second rightmost fin, fig. 8,10) formed over the second fin structure, wherein the dielectric wall is between the first horizontal channels and the second horizontal channels (fig. 10). [claim 12] The semiconductor structure as claimed in claim 10, further comprising: a sacrificial layer (top portion of 118a, fig. 10 could be a sacrificial layer) formed between and in direct contact with the first fin structure and the vertical channel. [claim 13] The semiconductor structure as claimed in claim 10, wherein a portion of the gate structure is lower than a top surface of the first fin structure (fig. 10). [claim 15] The semiconductor structure as claimed in claim 10, wherein each of the first horizontal channels has a first thickness, the vertical channel has a second thickness, and the first thickness is greater than or equal to the second thickness (fig. 10). [claim 21] A semiconductor structure (fig. 8, 10), comprising: a substrate (103, fig. 10) a first source/drain (S/D) structure (140a, fig. 10, [0083]) on the substrate ; a second S/D structure (the other of (140a, fig. 10, [0083]) on the substrate; a dielectric wall (47a_2, fig. 10, [0046][0079]) between the first S/D structure and the second S/D structure (47a_2, is between 140a in fig. 10 right diagram); a vertical layer (27, fig. 10, [0033]) having an upper surface contiguous with a bottommost surface portion of the dielectric wall nearest the substrate (upper surface of 27 is the exterior surface of 27 that extends from top to bottom which contacts/is contiguous with the bottom surface portion of 47a which extends from the bottom of 47a to the top of 10a, fig., 10), wherein the vertical layer (27, fig. 10) in contact with the first S/D structure and the second S/D structure (fig. 10); and a gate electrode layer (49/49a, fig. 10) overlying the vertical layer and the dielectric wall. [claim 22] The semiconductor structure as claimed in claim 21, further comprising: an interfacial layer (either 47a_1 or 118a, fig. 10) disposed between the vertical layer and the gate electrode layer (47a_1 is directly between 27 and gate electrode 49 while a portion of rightmost 118a is between a bottom recessed surface of the vertical layer 27 and a rightmost portion of the gate electrode 49, fig. 10) . [claim 23] The semiconductor structure as claimed in claim 22, further comprising: a gate dielectric layer (47a_1, fig. 10) disposed between the interfacial layer and the gate electrode layer. [claim 24] The semiconductor structure as claimed in claim 23, wherein the vertical layer is in contact with the interfacial layer and the gate dielectric layer (fig. 10). [claim 25] The semiconductor structure as claimed in claim 21, further comprising: a horizontal channel (10a/b/c of rightmost fin, fig. 8,10) contacting the first S/D structure, wherein the vertical layer is disposed between the dielectric wall and the horizontal channel (fig. 10). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-7 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jung (US 2021/0043763) in view of Collinge (US 2014/0332859). [claim 1] Jung discloses a semiconductor structure (fig. 8, 9, fig. 10 may also be used as an alternative to fig. 9), comprising: a plurality of first horizontal structures (10a/b/c of rightmost fin, fig. 8,9 optionally 10a/b/c of the leftmost fin may also be part of the first horizontal channels) formed over a substrate (103, fig. 9); a plurality of second horizontal structures (10a/b/c of second of rightmost fin, fig. 8,9) adjacent to the first horizontal structures; a dielectric wall (47a, 118a, 119a, fig. 9, [0046][0079]) formed between the first horizontal structures and the second horizontal nanostructures; a vertical structure (27, fig. 9, [0033] adjacent rightmost fin) between the dielectric wall and the first horizontal structures, wherein the vertical structure is in direct contact with the dielectric wall (fig. 9) and portion of the dielectric wall (portion of dielectric wall includes the whole of 118a,119a, and the portion 47a extending up until 12a1) nearest the substrate overlies the vertical structure; and a gate structure (49, fig. 9, [0046]) surrounding the first horizontal structures, the second horizontal structures and the vertical structure (fig. 9). Jung, however, does not expressly disclose that the structures are nanostructures. Collinge discloses a semiconductor structure (fig. 1) wherein the semiconductor structures (16, fig. 1, [0019]) surrounded by the gate structure (18, fig. 1, [0020]) are nanostructures [0019]. It would have been obvious to one or ordinary skill in the art before the time of filing to have made the semiconductor structures out of nanostructures in order to further miniaturize the device thereby aiding device integration. With this modification Jung discloses: [claim 2] The semiconductor structure as claimed in claim 1, wherein the vertical nanostructure is connected to the first horizontal nanostructures (portion of 27 is directly connected to the side of the horizontal nanostructures 10 a/b/c in fig. 9). [claim 3] The semiconductor structure as claimed in claim 1, wherein the vertical nanostructure is separated from the first horizontal nanostructures (top portion of 27 is separated from the first horizontal nanostructures 10 a/b/c in fig. 9). [claim 4] The semiconductor structure as claimed in claim 3, wherein the vertical nanostructure is separated from the first horizontal nanostructures by a portion of the gate structure (e.g. horizontal nanostructures 10a/b/c of leftmost fin would be separated from the vertical nanostructure 27 of the rightmost fin by gate electrode 49) . [claim 5] The semiconductor structure as claimed in claim 1, further comprising: an isolation structure (122, fig. 9, 10 [0077]) formed over the substrate, wherein a portion of the dielectric wall is lower than a top surface of the isolation structure (fig. 9). [claim 6] The semiconductor structure as claimed in claim 5, wherein a portion of the gate structure is lower than the top surface of the isolation structure (note that in alternative fig. 10 the gate 49 is below the isolation structure 122). [claim 7] The semiconductor structure as claimed in claim 1, further comprising: a first source/drain (S/D) structure (140a, fig. 9, [0083]) connected to the first horizontal nanostructures; and a spacer layer (12c1, fig. 9) adjacent to the first S/D structure, wherein a top surface of the spacer layer is lower than a top surface of the dielectric wall (fig. 9). [claim 9] The semiconductor structure as claimed in claim 1, wherein the first horizontal nanostructures and the vertical nanostructure are made of different materials (10a/b/c may be made of SiGe [0029] while 27 may be made of silicon [0064]). Claim(s) 8 and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jung (US 2021/0043763) or Jung (US 2021/0043763) in view of Collinge (US 2014/0332859). Jung or Jung/Collinge discloses the semiconductor device of claims 1 and 10 but do not expressly disclose that the first horizontal channel nanostructures and the vertical channel nanostructure form an E-shaped structure. Nevertheless it would have been obvious to have made the first horizontal channel nanostructures and the vertical channel nanostructure form an E-shaped structure, since it has been held that a particular shape configuration (E) was a matter of choice which a person of ordinary skill in the art before the time of filing would have found obvious absent evidence that the particular configuration was critical. In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966). Response to Arguments Applicant’s arguments have been considered but are moot because the new ground of rejection does not rely on any interpretation applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMAR MOVVA whose telephone number is (571)272-9009. The examiner can normally be reached Monday-Friday 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julio Maldonado can be reached at 571-272-1864. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMAR MOVVA/Primary Examiner, Art Unit 2898
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Prosecution Timeline

Feb 16, 2023
Application Filed
Sep 04, 2025
Non-Final Rejection — §102, §103
Dec 05, 2025
Response Filed
Feb 23, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
94%
With Interview (+15.1%)
2y 11m
Median Time to Grant
Moderate
PTA Risk
Based on 764 resolved cases by this examiner. Grant probability derived from career allow rate.

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