Prosecution Insights
Last updated: May 29, 2026
Application No. 18/181,830

ELECTRODE ASSEMBLY, BATTERY, BATTERY MODULE, BATTERY PACK, AND ELECTRIC APPARATUS

Non-Final OA §103
Filed
Mar 10, 2023
Priority
Jun 24, 2021 — CN 202110704373.7 +2 more
Examiner
CORNO JR, JAMES ANTHONY JOHN
Art Unit
1722
Tech Center
1700 — Chemical & Materials Engineering
Assignee
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED
OA Round
1 (Non-Final)
37%
Grant Probability
At Risk
1-2
OA Rounds
0m
Est. Remaining
77%
With Interview

Examiner Intelligence

Grants only 37% of cases
37%
Career Allowance Rate
50 granted / 134 resolved
-27.7% vs TC avg
Strong +40% interview lift
Without
With
+39.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
26 currently pending
Career history
182
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
94.8%
+54.8% vs TC avg
§102
2.2%
-37.8% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 134 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huh et al. (US 2014/0255778 A1) in view of Tanaka et al. (US 2012/0058375 A1). Regarding claim 1, Huh discloses an electrode assembly comprising a first electrode plate (anode 200) comprising a first current collector (60) comprising a body portion coated with a first active material layer (70) and a tab extending in a first direction (to the right) from the body portion; a second electrode plate (cathode 100) comprising a second current collector (30) comprising a body portion coated with a second active material layer (10) and a tab (20) extending in the first direction from the body portion; and an insulating coating (40) on the end of the second active material layer (Huh Fig. 7 and [0050]). PNG media_image1.png 729 1363 media_image1.png Greyscale Huh teaches that the insulating coating should be 10-90% of the length of the tab (Huh Claim 10), which overlaps the range of the instant claim. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to select any value within the range of Huh, including values within the range of the instant claim. Huh does not teach that the insulating coating is ceramic. Tanaka teaches that using a ceramic insulating layer for such a coating reduces the risk of delamination during manufacturing (Tanaka [0016]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to use the ceramic coating of Tanaka in the battery of Huh in order to reduce risk of delamination. Regarding claim 2, Tanaka teaches that the insulating layer should be 3 to 15 µm thick (Tanaka [0068]), which falls within the range of the instant claim. Regarding claim 3, the second active material layer comprises a substrate region (the main body of the active material layer) and a thinned region (inclined portion) with a decreased thickness provided with the coating (Huh Fig. 7 and [0036]). Regarding claim 4, the coating layer has a uniform height that is at most the height of the main body of the active material layer (Huh Figs. 4-7), so at every point on the inclined portion, the total thickness of the inclined portion plus the coating layer is less than the thickness of the substrate layer. The difference is therefore negative, which is less than 3 µm. Regarding claim 5, the coating thickness on the inclined region goes from 0 to T while the thickness of the inclined region goes from T to 0 (Huh Figs. 4-7), and y/x is between 0.1 and 0.9 (Huh Claim 10), so a point in the coated portion of the inclined region can be selected to satisfy any value within the ranges of the instant claim. Regarding claim 6, the thinned region is close to the tab (Huh Fig. 7). Regarding claim 7, the first and second tabs are on the same side (Huh. Fig. 1). Regarding claim 8, modified Huh does not teach that the first and second tabs are on two sides of the electrode assembly. Tanaka teaches that wound electrodes may be made such that the first and second tabs are on opposite ends of the electrode assembly (Tanaka Figs. 2 and 3). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to use any conventional configuration, including with tabs on opposite ends of the electrode assembly, for the battery of modified Huh. Regarding claim 9, modified Huh does not teach that the first active material layer is also coated with a ceramic coating. Tanaka teaches that either or both of the positive or negative electrode may be provided with the coating to prevent short circuits (Tanaka Claim 1 and [0003]-[0004]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to provide the coating on either or both electrodes as necessary to prevent short circuits. Regarding claim 10, Huh does not teach that the thinned portion and insulating coating are provided near the opposite tab. Huh teaches that short circuits may occur at both ends (Huh Fig. 1), and Tanaka teaches that the coatings may be provided at both ends to prevent short circuits (Tanaka Fig. 5). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to provide the inclined portion and coating at both ends of the electrode of Huh to prevent short circuits at both ends. Regarding claim 11, the ceramic coating includes a ceramic material (gamma alumina) and a binder (Tanaka [0060]). Regarding claim 12, modified Huh does not teach that the first active material layer is the positive electrode. Tanaka teaches that either or both of the positive or negative electrode may be provided with the coating to prevent short circuits (Tanaka Claim 1 and [0003]-[0004]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to provide the coating on either or both electrodes as necessary to prevent short circuits. Regarding claim 13, the electrode assembly is included in a battery (Huh [0001]). Claim(s) 14-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huh in view of Tanaka as applied to claim 13 above, and further in view of Iwasaki et al. (US 2018/0083269 A1). Regarding claim 14, modified Huh does not teach that the battery is included in a battery module. Iwasaki teaches that such batteries are preferably assembled in a battery module for use in electric vehicles (Iwasaki [0236] and [0243]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to arrange the batteries of Huh into a battery module for use in an electric vehicle. Regarding claim 15, Iwasaki teaches that such battery modules are preferably assembled in a battery pack for use in electric vehicles (Iwasaki [0236] and [0243]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to arrange the batteries of Huh into a battery module for use in an electric vehicle. Regarding claim 16, the battery pack is a power source for an electric vehicle (Iwasaki [0243]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES A CORNO JR whose telephone number is (571)270-0745. The examiner can normally be reached M-F 9:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Niki Bakhtiari can be reached at (571) 272-3433. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.A.C/ Examiner, Art Unit 1722 /NIKI BAKHTIARI/ Supervisory Patent Examiner, Art Unit 1722
Read full office action

Prosecution Timeline

Mar 10, 2023
Application Filed
Apr 02, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Patent 12640361
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
37%
Grant Probability
77%
With Interview (+39.9%)
3y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 134 resolved cases by this examiner. Grant probability derived from career allowance rate.

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