Prosecution Insights
Last updated: April 19, 2026
Application No. 18/191,164

PARAFFIN-EMBEDDED BLOCK PREPARATION DEVICE

Final Rejection §103§112
Filed
Mar 28, 2023
Examiner
LE, AUSTIN Q
Art Unit
1796
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Jokoh Co. Ltd.
OA Round
2 (Final)
49%
Grant Probability
Moderate
3-4
OA Rounds
3y 8m
To Grant
83%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allow Rate
74 granted / 152 resolved
-16.3% vs TC avg
Strong +34% interview lift
Without
With
+34.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
57 currently pending
Career history
209
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
51.5%
+11.5% vs TC avg
§102
19.6%
-20.4% vs TC avg
§112
25.5%
-14.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 152 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendments and remarks, filed on 12/5/2025, has been entered. The claim amendments overcome the previous prior art rejection, and a new prior art rejection is applied to address the claim amendments. Claim Status Claim 1-9 are pending and being examined. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation "a paraffin-filled bottle" in line 22. Specifically, the amendment recites “the first paraffin-filled bottle holding portion comprises a paraffin-filled bottle…” and later recites “the second paraffin-filled bottle holding portion comprises a paraffin-filled bottle…”. The limitation is unclear if the Applicant is claiming an additional or the same “paraffin-filled bottle” for the first paraffin-filled bottle holding portion and the second paraffin-filled bottle holding portion. Specifically, the Applicant claims in line 6 that “a paraffin-filled bottle holding portion provided with a paraffin-filled bottle”, thus it is unclear as to which paraffin bottle the first and second paraffin-filled bottle holding portions are directed to. For the prosecution, the Examiner interprets that the paraffin-filled bottle in line 22 is a different bottle and suggests the Applicant recites “the first paraffin-filled bottle holding portion comprises a first paraffin-filled bottle…the second paraffin-filled bottle holding portion comprises a second paraffin-filled bottle…”. If Applicant amends the claim, the Examiner notes that “the paraffin-filled bottle” limitations recited by the control unit in the last clause will require clarification as well. Claims 2-9 are rejected by virtue of dependency on claim 1. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Ulbrich et al (US 20100216222 A1; hereinafter “Ulbrich”; already of record on IDS filed 3/4/2024) in view of Lihl et al (US 20050118670 A1; hereinafter “Lihl”). Regarding claim 1, Ulbrich teaches a paraffin-embedded block preparation device (Ulbrich; Abstract) comprising: a holding portion configured to hold a cassette holder including a cassette and a specimen vertically (Ulbrich; Fig. 2, 3; para [55]; a transport device 4 can hold a plurality of cassettes 5); a chemical liquid bottle holding portion provided with a plurality of chemical liquid bottles filled with a chemical liquid (Ulbrich; Fig. 1; para [58]; the four partial containers 11 a, 11 b, 11 c and 11 d can be filled with liquid 12 independently from one another; the examiner interprets the chemical liquid bottle holding portion to be the opening which holds the liquid and sector pieces); a paraffin-filled bottle holding portion provided with a paraffin-filled bottle filled with liquid paraffin (Ulbrich; Fig. 1; para [58]; The liquid container 15 serves for paraffining the samples and can be filled with a liquid 16); a head including a cassette holder gripper configured to grip the cassette holder (Ulbrich; Fig. 1; para [58]; a coupling element 20 with which a transport device 4 can be coupled); a first conveying unit configured to move the head in a horizontal direction or a vertical direction (Ulbrich; Fig. 1; para [58]; the transport apparatus 6 is designed in the form of a rail system and has a rail 18); and a control unit including a processor and a storage configured to control the head and the first conveying unit (Ulbrich; para [30, 57]; The control unit could be designed such that depending on the determined information on the cassettes or the respective transport device/sector pieces the sequence of operations or a processing order of the individual transport devices/sector pieces…the tissue infiltration device 1 comprises a control device 10 by means of which the transport apparatus 6 can be controlled; examiner notes that the control unit comprises the “storage” as it would be required to perform sequences of operation), wherein the holding portion includes a first holding portion and a second holding portion (Ulbrich; Fig. 1; para [60]; the transport device 4 can hold several sector pieces 23; Ulbrich teaches a plurality of transport devices as seen in Fig. 1, thus the first holding portion is interpreted as one transport device 4 and the second holding portion is interpreted as a different transport device 4), the first holding portion and the second holding portion respectively holds a first cassette holder and a second cassette holder, each of which is the cassette holder (Ulbrich; Fig. 5, 6; para [60, 61]; the transport device 4 can hold several sector pieces 23…A sector piece 23 can hold a plurality of cassettes 5; Ulbrich teaches each transport device would hold their respective cassette holder), the chemical liquid bottle holding portion includes a first chemical liquid bottle holding portion and a second chemical liquid bottle holding portion (Ulbrich; Fig. 1; para [58]; The liquid container 11 has four partial containers 11 a, 11 b, 11 c and 11 d which are separated from one another by partitions 17; examiner interprets the first chemical liquid bottle holding portion to be one of the partial containers, and the second chemical liquid bottle holding portion to be a different partial container separated by the partition), the paraffin-filled bottle holding portion includes a first paraffin-filled bottle holding portion comprises a paraffin-filled bottle configured to receive only the first cassette holder (Ulbrich; Fig. 1; para [58]; The liquid container 15 serves for paraffining the samples and can be filled with a liquid 16 suitable for this), and the control unit causes the cassette holder gripper to grip the first cassette holder and inserts the first cassette holder individually into the chemical liquid bottle provided to the first chemical liquid bottle holding portion and the paraffin-filled bottle provided to the first paraffin-filled bottle holding portion (Ulbrich; Fig. 1; para [28]; the tissue infiltration device has a control device with which the transport apparatus and/or components of the tissue infiltration device can be controlled…The control device could be designed such that for each transport device or, respectively, for each sector piece an individual sequence of operations can be realized). Ulbrich does not teach the paraffin-filled bottle holding portion includes a second paraffin-filled bottle holding portion, the second paraffin-filled bottle holding portion comprises a paraffin-filled bottle configured to receive only the second cassette holder, the control unit causes the cassette holder gripper to grip the second cassette holder and inserts the second cassette holder into the chemical liquid bottle provided to the second chemical liquid bottle holding portion and the paraffin-filled bottle provided to the second paraffin-filled bottle holding portion, such that the first and second cassette holders are processed independently from each other. However, Lihl teaches an analogous art of a device for tissue processing (Lihl; Abstract) comprising a paraffin-filled bottle holding portion includes a first paraffin-filled bottle holding portion comprises a paraffin-filled bottle configured to receive only a first cassette holder, and a second paraffin-filled bottle holding portion comprises a paraffin-filled bottle configured to receive only a second cassette holder (Lihl; Fig. 2, 7; para [27, 32]; Several cassettes (50) are used in a common holder (40), which is lowered into or lifted out of the various process chambers by means of the transport mechanism (6)…A fourth process chamber (14) that is filled with wax is provided for in position P4. A fifth process chamber (15) that is also filled with wax is provided for in position P5). It would have been obvious to one of ordinary skill in the art before the effective filing date to have modified the paraffin-filled bottle holding portion of Ulbrich to comprise the second paraffin-filled bottle holding portion as taught by Lihl, because Lihl teaches that two wax baths (wax-filled process chambers) are commonly used, because the wax in the fourth process chamber (14), which is the first wax bath, generally becomes contaminated by solvent residue (Lihl; para [32]). Regarding claim 9, modified Ulbrich teaches the paraffin-embedded block preparation device according to claim 1, wherein the control unit causes the cassette holder gripper to grip the cassette holder and moves the cassette holder up and down inside the chemical liquid bottle (Ulbrich; Fig. 1, 5; para [63]; The sector piece 23 has a coupling element 33, with which the sector piece 23 can be gripped by the coupling element 20 of the transport apparatus 6. Accordingly, the sector piece 23 can be separately transported by the transport apparatus 6). Claims 2-5 are rejected under 35 U.S.C. 103 as being unpatentable over Ulbrich in view of Lihl, and in further view of Marsch (US 20200166439 A1; hereinafter “Marsch”; already of record). Regarding claim 2, modified Ulbrich teaches the paraffin-embedded block preparation device according to claim 1, wherein the chemical liquid bottle includes a first chemical liquid bottle (Ulbrich; Fig. 1; para [58]; the four partial containers 11 a, 11 b, 11 c and 11 d can be filled with liquid 12 independently from one another) and a second chemical liquid bottle (Ulbrich; Fig. 1; para [58]; The liquid container 11 has four partial containers 11 a, 11 b, 11 c and 11 d which are separated from one another by partitions 17), the first chemical liquid bottle holding portion and the second chemical liquid bottle holding portion are respectively provided with the first chemical liquid bottle and the second chemical liquid bottle (Ulbrich; Fig. 1, 6; examiner interprets the first chemical liquid bottle holding portion to be the position where the first sector piece is positioned within the chemical liquid bottle holding portion, and the second chemical liquid bottle holding portion to be the second sector piece positioned within the chemical liquid bottle holding portion), and the control unit inserts the first cassette holder into the first chemical liquid bottle provided to the first chemical liquid bottle holding portion, determines whether a predetermined period of time has elapsed after insertion of the first cassette holder into the first chemical liquid bottle, and when the predetermined period of time has elapsed, takes out the first cassette holder from the first chemical liquid bottle and inserts the first cassette holder into the second chemical liquid bottle provided to the first chemical liquid bottle holding portion, and inserts the second cassette holder into the first chemical liquid bottle provided to the second chemical liquid bottle holding portion, determines whether a predetermined period of time has elapsed after insertion of the second cassette holder into the first chemical liquid bottle, and when the predetermined period of time has elapsed, takes out the second cassette holder from the first chemical liquid bottle and inserts the second cassette holder into the second chemical liquid bottle provided to the second chemical liquid bottle holding portion (Ulbrich; para [6]; the transport of a transport device with cassettes and hence with samples from an input station, at which a transport device is transferred to the tissue infiltration device, to the first liquid container of the sequence and into the same, the removal from the liquid container after a predeterminable reaction time, the transport of a transport device to the next liquid container and into the same etc., and, finally the transport to an output or transfer station, at which a processed transport device can be output or removed from the tissue infiltration device). Ulbrich does not teach the first chemical liquid bottle filled with formalin and the second chemical liquid bottle filled with ethanol. However, Marsch teaches an analogous art of preparing a tissue sample (Marsch; Abstract) comprising a first chemical liquid filled with formalin (Marsch; para [69]; In a first step, first dispensing vessel 10 a, which is filled e.g. with an aqueous formalin solution) and a second chemical liquid filled with ethanol (Marsch; para [70]; second dispensing vessel 10 b, which is filled e.g. with ethanol). Examiner further finds that the prior art contained the first chemical liquid and the second chemical liquid which differed from the claimed the liquid in the first chemical liquid bottle and the second chemical liquid bottle filled by the substitution of component(s) (i.e., the first chemical liquid and the second chemical liquid) with other component(s) (i.e., formalin and ethanol, respectively), and the substituted components and their functions were known in the art as above set forth. An ordinarily skilled artisan at the time of invention could have substituted one known element with another (i.e., the first chemical liquid and the second chemical liquid), and the results of the substitution (i.e., the first chemical liquid bottle filled with formalin and the second chemical liquid bottle filled with ethanol) would have been predictable. Therefore, pursuant to MPEP §2143 (I), Examiner concludes that it would have been obvious to an ordinarily skilled artisan at the time of invention to substitute the first chemical liquid and the second chemical liquid of with the first chemical liquid bottle filled with formalin and the second chemical liquid bottle filled with ethanol of Marsch, since the result would have been predictable. Regarding claim 3, modified Ulbrich teaches the paraffin-embedded block preparation device according to claim 2, wherein the chemical liquid bottle includes a third chemical liquid bottle (Ulbrich; Fig. 1; para [58]; The liquid container 11 has four partial containers 11 a, 11 b, 11 c and 11 d which are separated from one another by partitions 17), the first chemical liquid bottle holding portion and the second chemical liquid bottle holding portion are each provided with the third chemical liquid bottle (Ulbrich; Fig. 1, 6; examiner interprets the first chemical liquid bottle holding portion to be the position where the first sector piece is positioned within the chemical liquid bottle holding portion, and the second chemical liquid bottle holding portion to be the second sector piece positioned within the chemical liquid bottle holding portion), and the control unit inserts the first cassette holder into the second chemical liquid bottle provided to the first chemical liquid bottle holding portion, determines whether a predetermined period of time has elapsed after insertion of the first cassette holder into the second chemical liquid bottle, and when the predetermined period of time has elapsed, takes out the first cassette holder from the second chemical liquid bottle and inserts the first cassette holder into the third chemical liquid bottle provided to the first chemical liquid bottle holding portion, and inserts the second cassette holder into the second chemical liquid bottle provided to the second chemical liquid bottle holding portion, determines whether a predetermined period of time has elapsed after insertion of the second cassette holder into the second chemical liquid bottle, and when the predetermined period of time has elapsed, takes out the second cassette holder from the second chemical liquid bottle and inserts the second cassette holder into the third chemical liquid bottle provided to the second chemical liquid bottle holding portion (Ulbrich; para [6]; the transport of a transport device with cassettes and hence with samples from an input station, at which a transport device is transferred to the tissue infiltration device, to the first liquid container of the sequence and into the same, the removal from the liquid container after a predeterminable reaction time, the transport of a transport device to the next liquid container and into the same etc., and, finally the transport to an output or transfer station, at which a processed transport device can be output or removed from the tissue infiltration device). Ulbrich does not teach the third chemical liquid bottle filled with xylene. However, Marsch teaches an analogous art of preparing a tissue sample (Marsch; Abstract) comprising a third chemical liquid filled with xylene (Marsch; para [72]; third dispensing vessel 10 c, which is filled e.g. with xylene). Examiner further finds that the prior art contained the third chemical liquid which differed from the claimed the liquid in the third chemical liquid bottle filled by the substitution of component(s) (i.e., the third chemical liquid) with other component(s) (i.e., xylene), and the substituted components and their functions were known in the art as above set forth. An ordinarily skilled artisan at the time of invention could have substituted one known element with another (i.e., the third chemical liquid), and the results of the substitution (i.e., the third chemical liquid bottle filled with xylene) would have been predictable. Therefore, pursuant to MPEP §2143 (I), Examiner concludes that it would have been obvious to an ordinarily skilled artisan at the time of invention to substitute the third chemical liquid of with the third chemical liquid bottle filled with xylene of Marsch, since the result would have been predictable. Regarding claim 4, modified Ulbrich teaches the paraffin-embedded block preparation device according to claim 2, wherein the control unit inserts the first cassette holder into the first chemical liquid bottle provided to the first chemical liquid bottle holding portion, determines whether the predetermined period of time has elapsed after insertion of the first cassette holder into the first chemical liquid bottle, and inserts the second cassette holder into the first chemical liquid bottle provided to the second chemical liquid bottle holding portion until the predetermined period of time has elapsed (Ulbrich; para [6]; the transport of a transport device with cassettes and hence with samples from an input station, at which a transport device is transferred to the tissue infiltration device, to the first liquid container of the sequence and into the same, the removal from the liquid container after a predeterminable reaction time, the transport of a transport device to the next liquid container and into the same etc., and, finally the transport to an output or transfer station, at which a processed transport device can be output or removed from the tissue infiltration device). Regarding claim 5, modified Ulbrich teaches the paraffin-embedded block preparation device according to claim 1, comprising: a placement portion on which the cassette holder is placed horizontally (Ulbrich; Fig. 3, 5; cassettes are contained in the transport device as seen in Fig. 3 and 5); a second conveying unit configured to move the placement portion in the horizontal direction (Ulbrich; Fig. 1; para [58]; On the rail 18, a transport arm 19 is movably guided), wherein the head changes a position and orientation of the cassette holder gripper from a state in which the cassette holder gripper holds the cassette holder vertically to a state in which the cassette holder gripper holds the cassette holder horizontally (Ulbrich; Fig. 3; para [63]; the sector piece 23 has a coupling element 33, with which the sector piece 23 can be gripped by the coupling element 20 of the transport apparatus 6. Accordingly, the sector piece 23 can be separately transported by the transport apparatus 6). Modified Ulbrich does not teach a paraffin discharge unit including a nozzle configured to discharge paraffin; a cooling unit including a cooling mechanism and a flat surface portion on which the cassette holder is placed horizontally, and the control unit changes the position and orientation of the cassette holder gripper to horizontally place the cassette holder held vertically, controls the head and the first conveying unit to place the cassette holder on the placement portion, and controls the paraffin discharge unit and the second conveying unit to move the placement portion in the horizontal direction and dispose the placement portion below the nozzle to discharge paraffin from the nozzle in a state in which the cassette holder is disposed below the nozzle, and moves the placement portion from below the nozzle in the horizontal direction to place the cassette holder on the flat surface portion. However, Marsch teaches an analogous art of preparing a tissue sample (Marsch; Abstract) comprising a paraffin discharge unit including a nozzle configured to discharge paraffin (Marsch; para [75]; In a fourth working phase, control is then applied to fourth dispensing vessel 10 d, which is filled with liquid wax (paraffin)); a cooling unit including a cooling mechanism and a flat surface portion on which the cassette holder is placed horizontally (Marsch; para [77]; a cooling system (not shown), for example a ventilation system, is switched on, with the result that the wax present in container 4 solidifies into a wax block 27). It would have been obvious to one of ordinary skill in the art before the effective filing date to have modified the paraffin-embedded block preparation device of Ulbrich to comprise the paraffin discharge unit as taught by Marsch, because Marsch teaches that the dispensing vessel forces the correct quantity of liquid wax (Marsch; para [75]). Further, it would have been obvius to one of ordinary skill in the art before the effective filing date to have modified the paraffin discharge unit to comprise the cooling unit as taught by Marsch, because Marsch teaches that the container is cooled in order to solidify which indicates that the sample complete and processed (Marsch; para [77]). Thus, modified Ulbrich teaches the control unit changes the position and orientation of the cassette holder gripper to horizontally place the cassette holder held vertically, controls the head and the first conveying unit to place the cassette holder on the placement portion (Ulbrich; para [56]; The tissue infiltration device 1 has a storage unit 9, in which transport devices 4 can be intermediately stored in the tissue infiltration device 1 under predeterminable conditions), and controls the paraffin discharge unit and the second conveying unit to move the placement portion in the horizontal direction and dispose the placement portion below the nozzle to discharge paraffin from the nozzle in a state in which the cassette holder is disposed below the nozzle, and moves the placement portion from below the nozzle in the horizontal direction to place the cassette holder on the flat surface portion (Marsch; Fig. 3; para [19]; a dispensing apparatus having a control unit which dispenses a new liquid into the container). Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Ulbrich in view of Lihl in view of Marsch, and in further view of Leighton et al (WO 1999044063 A2; hereinafter “Leighton”; already of record). Regarding claim 6, modified Ulbrich teaches the paraffin-embedded block preparation device according to claim 5. Modified Ulbrich does not teach the paraffin-embedded block preparation device comprising a vibration table that is capable of translational motion at least in the horizontal direction and is provided below the nozzle in the vertical direction, wherein the control unit controls the second conveying unit, the paraffin discharge unit, and the vibration table to place the cassette holder placed on the placement portion on the vibration table and vibrate the vibration table while discharging paraffin from the nozzle. However, Leighton teaches an analogous art of an array-based technology (Leighton; Abstract) comprising a vibration table that is capable of translational motion at least in the horizontal direction (Leighton; Fig. 14; page 14, para 3; a stage having a x-drive 102). It would have been obvious to one of ordinary skill in the art before the effective filing date to have modified the paraffin-embedded block prepration device to comprise the vibration table as taught by Leighton, because Leighton teaches that the table moves the tissue sample in position for preparation (Leighton; page 14, para 6). Thus modified Ulbrich teaches the vibration table is provided below the nozzle in the vertical direction (Leighton; Fig. 14; Marsch; para [75]; In a fourth working phase, control is then applied to fourth dispensing vessel 10 d, which is filled with liquid wax (paraffin)) wherein the control unit controls the second conveying unit, the paraffin discharge unit, and the vibration table to place the cassette holder placed on the placement portion on the vibration table and vibrate the vibration table while discharging paraffin from the nozzle (Ulbrich; Fig. 1; para [58]; On the rail 18, a transport arm 19 is movably guided; Marsch; Fig. 3; para [19]; a dispensing apparatus having a control unit which dispenses a new liquid into the container). Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Ulbrich in view of Lihl, and in further view of Minuti et al (US 20190033179 A1; hereinafter “Minuti”; already of record). Regarding claim 7, modified Ulbrich teaches the paraffin-embedded block preparation device according to claim 1, wherein the chemical liquid bottle includes a bottle body a cross-sectional shape of which along a plane orthogonal to a center axis is polygonal (Ulbrich; para [58]; the liquid container 11 has four partial containers 11 a). Modified Ulbrich does not teach a lid covering an opening portion of the bottle body, the head includes a lid gripper configured to grip the lid and rotatably provided, the chemical liquid bottle holding portion includes a plate-shaped portion in which a plurality of holes having a shape corresponding to an outer shape of the chemical liquid bottle are formed, the plate-shaped portion extends along the horizontal direction, the bottle body is inserted into the holes, the bottle body and the lid are screwed together, and the control unit controls the lid gripper to rotate the lid gripper in a state in which the lid gripper grips the lid to remove the lid from the bottle body. However, Minuti teaches an analogous art of a tissue processor (Minuti; Abstract) comprising a chemical liquid bottle includes a bottle body a cross-sectional shape of which along a plane orthogonal to a center axis is polygonal (Minuti; para [48]; plurality of (independent) containers) a lid covering an opening portion of the bottle body (Minuti; para [69]; each of the containers may comprise a lid 16, 17 for sealingly closing the respective container), the head includes a lid gripper configured to grip the lid and rotatably provided (Minuti; para [53]; The robotic arm 9 may further comprise a handling means 10 for handling and gripping, in particular for holding and releasing, a tissue carrier), the chemical liquid bottle holding portion includes a plate-shaped portion in which a plurality of holes having a shape corresponding to an outer shape of the chemical liquid bottle are formed, the plate-shaped portion extends along the horizontal direction, the bottle body is inserted into the holes (Minuti; Fig. 1; para [50]; a housing 8 for housing at least the containers, preferably in a lower part of the housing 8; the examiner notes that the containers are fixed to the housing which comprises the plate-shaped portion in which a plurality of holes having a shape corresponding to an outer shape of the chemical liquid bottle because the containers fit within the housing), the bottle body and the lid are screwed together , and the control unit controls the lid gripper to rotate the lid gripper in a state in which the lid gripper grips the lid to remove the lid from the bottle body (Minuti; para [29]; Each of the containers may comprise a lid (or a cover) for sealingly closing the respective container, the lid being designed such that the robotic arm can access the container via the lid for placing a tissue carrier in the container). It would have been obvious to one of ordinary skill in the art before the effective filing date to have modified the paraffin-embedded block preparation device of modified Ulbrich to comprise the lid as taught by Minuti, because Minuti teaches the lid avoids fumes and reagents from evaporating (Minuti; para [29]). Allowable Subject Matter Claim 8 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: Ulbrich in view of Minuti fails to disclose “a tentative lid placement portion on which a tentative lid is placed, wherein the control unit places the lid removed from the bottle body on the lid placement portion and covers the bottle body from which the lid is removed with the tentative lid placed on the tentative lid placement portion”. Modified Ulbrich teaches a lid placement portion on which the lid is placed (Minuti; para [29]; the containers may comprise a lid (or a cover) for sealingly closing the respective container). However, the lid as taught by Minuti is not removable and has an access/opening for the cassettes. Further, modified Ulbrich does not teach an alternate/tentative lid to be temporarily used. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Response to Arguments Applicant’s arguments filed, 12/5/2025, have been considered and some of the arguments are found to be persuasive. However, those arguments are directed towards the claim amendments. The examiner notes that the previous prior art rejection is withdrawn and a new prior art rejection is applied to address the claim amendments. The non-persuasive arguments are addressed below. In the Applicant’s arguments, on 9-10, the Applicant argues that Ulbrich does not teach the control unit grip individual cassette holders. The examiner respectfully disagrees. The cassette holder is interpreted as the sector which holds the plurality of cassettes. The Applicant is claiming “a cassette holder” and not the cassette itself, thus Ulbrich teaches that the gripper transports single sectors. Specifically, the Applicant does not structurally define the “cassette holder”. In the Applicant’s arguments, on pp 11-12, the arguments regarding the dependent claims merely refer back to the teachings of the references not meeting independent claim 1. However, the arguments regarding claim 1 are addressed above and a new prior art is applied to address the claim amendments. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Austin Q Le whose telephone number is (571)272-7556. The examiner can normally be reached Monday - Friday 9am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Duane Smith can be reached at (571)272-1116. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /A.Q.L./Examiner, Art Unit 1796 /DUANE SMITH/ Supervisory Patent Examiner, Art Unit 1759
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Prosecution Timeline

Mar 28, 2023
Application Filed
Sep 25, 2025
Non-Final Rejection — §103, §112
Dec 05, 2025
Response Filed
Mar 09, 2026
Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
49%
Grant Probability
83%
With Interview (+34.5%)
3y 8m
Median Time to Grant
Moderate
PTA Risk
Based on 152 resolved cases by this examiner. Grant probability derived from career allow rate.

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