Prosecution Insights
Last updated: October 02, 2026
Application No. 18/195,443

BATTERY CELL, BATTERY, APPARATUS, AND METHOD AND DEVICE FOR MANUFACTURING BATTERY CELL

Final Rejection §103
Filed
May 10, 2023
Priority
Jul 30, 2021 — continuation of PCTCN2021109919
Examiner
HANSEN, JARED A
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
2 (Final)
54%
Grant Probability
Moderate
3-4
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allowance Rate
60 granted / 111 resolved
-10.9% vs TC avg
Strong +49% interview lift
Without
With
+48.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
33 currently pending
Career history
159
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
57.7%
+17.7% vs TC avg
§102
17.4%
-22.6% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 111 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Interpretation Claim 17 the limitation “orthographic projection” is being interpreted as a two dimensional projection of the three dimensional structure on the end cap, following applicant’s arguments and reference to Instant Fig. 8, which shows a two dimensional projection of the three dimensional structure on the end cap, as Instant Fig. 4, the other Fig. referenced by applicant, does not. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-8, 10-12 and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ahn US20150295286A1 in view of Li CN106935931A (using machine English translation provided). Regarding claim 1, Ahn discloses a battery cell (Ahn, Fig. 2, 100), comprising: a casing (Ahn, Fig. 2, 15 and 20) having an accommodating space (Ahn, Fig. 2, AL), the casing including a housing (Ahn, Fig. 2, 15) and an end cap (Ahn, Fig. 2, 20) comprising electrode terminals (Ahn, Fig. 2, 21 and 22), an electrode assembly (Ahn, Fig. 2, 10) accommodated in the accommodating space (Ahn, Fig. 2, 10, AL), the electrode assembly comprising electrode plates (Ahn, Fig. 2, 11-13), and a heat-conducting structure (Ahn, Fig. 2, 65) to be directly connected to the electrode plates (Ahn, Fig. 2, 11-13) and the casing (Ahn, Fig. 2, 15 and 20) to conduct heat from the electrode assembly to the casing (Ahn, [0052]), wherein the heat-conducting structure (Ahn, Fig. 2, 65) is a solid structure (Ahn, [0056]) spaced apart from the electrical terminals (Ahn, Fig. 2, 21 and 22). While Ahn discloses the solid structure made of a thermal grease (Ahn, [0052]), Ahn does not disclose the solid structure made of silicone grease, silicone, or an adhesive. Li teaches in the battery art is it well known wherein heat-conducting structure is a solid structure (Li, thermal interface material) spaced apart from the electrical terminals (Li, Fig. 5, electrical terminals), the solid structure made of silicone grease or an adhesive (Li, [0080]). Therefore it would be obvious to the skilled artisan before the effective filing date of the claimed invention to modify the device taught by Ahn wherein the thermal grease is an art known effective material such as a silicone grease or an adhesive, as taught by Li, thereby rapidly transferring the heat generated and dissipating it (Li, [0015]). Regarding claim 2, Ahn in view of Li also teaches wherein the heat-conducting structure is connected to the electrode plates (Ahn, Fig. 2, 11-13 and 65) and is exposed from (not enclosed by) an end surface of the electrode assembly (Ahn, Fig. 2, 11-13 and exposed end of 65 not enclosed by 11-13). Regarding claim 3, Ahn in view of Li additionally teaches wherein the casing is provided with a first accommodating portion (Ahn, Fig. 2, first accommodating portion), and the heat-conducting structure extends into the first accommodating portion (Ahn, Fig. 2, first accommodating portion, 65). PNG media_image1.png 698 1100 media_image1.png Greyscale Regarding claim 4, Ahn in view of Li further teaches wherein the heat-conducting structure comprises a first portion (Ahn, Fig. 2, first portion) and a second portion (Ahn, Fig. 2, second portion) connected to each other (Ahn, Fig. 2, first and second portions), and PNG media_image2.png 439 1280 media_image2.png Greyscale the first portion is in the first accommodating portion (Ahn, Fig. 2, first portion, first accommodating portion), the second portion is between the first portion and the electrode assembly (Ahn, Fig. 2, first portion, second portion, 10), and an area of the second portion (Ahn, Fig. 2, second portion, large dashed line) is greater than an area of the first portion (Ahn, Fig. 2, first portion, small dashed line inside large dashed line). Regarding claim 5, Ahn in view of Li also teaches wherein the first accommodating portion is a first through hole (Ahn, Fig. 2, first accommodating portion, 27), the battery cell further comprises a cap (Ahn, Fig. 2, 29), and the cap seals the first through hole (Ahn, [0033]). Regarding claim 6, Ahn in view of Li additionally teaches wherein the battery cell further comprises an insulating structure (Ahn, Fig. 2, 61 and 62), the insulating structure being arranged between the casing and the electrode assembly to isolate the electrode assembly from the casing (Ahn, [0041]), PNG media_image3.png 712 1075 media_image3.png Greyscale the insulating structure (Ahn, Fig. 2, 61 and 62) is provided with a first recess at an edge (Ahn, Fig. 2, first recess), one end of the heat-conducting structure (Ahn, Fig. 2, 65) is configured to be connected to the electrode plates (Ahn, Fig. 2, 11-13), and the other end thereof is configured to pass through the first recess (Ahn, Fig. 2, first recess) to be connected to the casing (Ahn, Fig. 2, 15 and 20). Regarding claim 7, Ahn as modified by Li further teaches wherein the insulating structure (Ahn, Fig. 2, 61 and 62) is provided with a second through hole (Ahn, Fig. 2, second through hole), one end of the heat-conducting structure (Ahn, Fig. 2, 65) is configured to be connected to the electrode plates (Ahn, Fig. 2, 11-13), and the other end thereof is configured to pass through the second through hole (Ahn, Fig. 2, second through hole) to be connected to the casing (Ahn, Fig. 2, 15 and 20) and PNG media_image4.png 698 1049 media_image4.png Greyscale a surface of the insulating structure (Ahn, Fig. 2, 61 and 62) facing the electrode assembly (Ahn, Fig. 2, 11-13) is provided with a second recess (Ahn, Fig. 2, second recess) that communicates with the second through hole (Ahn, Fig. 2, second through hole), and the heat-conducting structure (Ahn, Fig. 2, 65) extends into the second recess (Ahn, Fig. 2, second recess). Regarding claim 8, Ahn as modified by Li also teaches wherein a boss (Ahn, Fig. 2, boss) is provided at an end of the insulating structure (Ahn, Fig. 2, 61 and 62), the boss abuts against the electrode assembly (Ahn, Fig. 2, 11-13), and the second through hole (Ahn, Fig. 2, second through hole) and the second recess (Ahn, Fig. 2, second recess) are provided in the boss (Ahn, Fig. 2, boss), and PNG media_image5.png 698 1036 media_image5.png Greyscale a bulge (Ahn, Fig. 2, bulge) that bulges in a direction away from the electrode assembly (Ahn, Fig. 2, 11-13) is provided in a middle portion of the insulating structure (Ahn, Fig. 2, 61 and 62), a barrier (Ahn, Fig. 2, barrier) is provided in the bulge (Ahn, Fig. 2, bulge), and the barrier (Ahn, Fig. 2, barrier) extends to an end surface of the electrode assembly (Ahn, Fig. 2, 11-13) opposite to the bulge (Ahn, Fig. 2, bulge), satisfying the functional claim limitation, to avoid contact between the heat-conducting structure (Ahn, Fig. 2, 65) and tabs of the electrode assembly (Ahn, Fig. 2, 51 and 52). Regarding claim 10, Ahn in view of Li further teaches wherein the battery cell comprises a plurality of the electrode assemblies (Ahn, Fig. 2, plurality of 10 comprising plurality of 11-13), and the heat-conducting structure is connected to electrode plates of the plurality of electrode assemblies (Ahn, Fig. 2, plurality of 10 comprising plurality of 11-13, 65). Regarding claim 11, Ahn in view of Li also teaches wherein the casing is provided with a pressure relief structure (Ahn, Fig. 2, 24 and 25), and the heat-conducting structure (Ahn, Fig. 2, 65) and the pressure relief structure are spaced apart from each other (Ahn, Fig. 2, 24 and 25). Regarding claim 12, Ahn in view of Li additionally teaches a battery (Ahn, [0011]), comprising the battery cell according to claim 1 (see claim 1 above). Regarding claim 17, Ahn in view of Li further teaches wherein an orthographic projection (two dimensional projection of the three dimensional structure) of the electrical terminals (Ahn, Fig. 2, 21 and 22) on the end cap (Ahn, Fig. 2, 20) and an orthographic projection (two dimensional projection of the three dimensional structure) of the heat-conducting structure (Ahn, Fig. 2, 65) on the end cap (Ahn, Fig. 2, 20) are separated (a distinction is made) from each other, following Instant Fig. 8, 122 and 31/32, see claim interpretation above. The examiner notes the distinction is made between them as they correspond to different structures in the orthographic projection. Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ahn US20150295286A1 in view of Li CN106935931A (using machine English translation provided) and further in view of Xiao CN209843907U (cited in IDS filed 10 May 2023; published 24 December 2019; using US20210028425A1 as English translation). Regarding claim 9, Ahn in view of Li does not teach wherein the heat-conducting structure has a greater heat conductivity coefficient than the insulating structure. Xiao teaches wherein the heat-conducting structure has a greater heat conductivity coefficient than the insulating structure (Xiao, [0071], “a thermal conductivity of the insulation thermal-dissipation member 15 is larger than a thermal conductivity of the insulation body 16”). Therefore it would be obvious to the skilled artisan before the effective filing date of the claimed invention to modify the device taught by modified Ahn by forming the heat-conducting structure to have a greater heat conductivity coefficient than the insulating structure as taught by Xiao, thereby the generated heat will be conducted to the casing (Xiao, [0072]). Claim(s) 13-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ahn US20150295286A1 in view of Li CN106935931A (using machine English translation provided) and further in view of Oki JP2012204038A (using machine English translation provided). Regarding claim 13, Ahn in view of Li does not teach wherein the battery further comprises a thermal management structure attached to the casing. Oki teaches a battery further comprises a thermal management structure (Oki, Fig. 4, 12) attached to the casing (Oki, Fig. 4, 60) and is provided corresponding to a heat-conducting structure (Oki, [0037], Fig. 4, 10 and 11). Therefore it would be obvious to the skilled artisan before the effective filing date of the claimed invention to add the thermal management structure of Oki to modified Ahn thereby heat generated is efficiently released into the outside (Oki, [0037]). Regarding claim 14, Ahn in view of Li as modified above by Oki further teaches wherein the thermal management structure (Oki, Fig. 4, 12) is provided corresponding to the heat-conducting structure (Oki, [0037], Fig. 4, 10 and 11). Claim(s) 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee KR20150037335A (using machine English translation provided) in view of Ahn US20150295286A1. Regarding claim 15, Lee discloses an apparatus (Lee, [0057]), comprising a battery cell configured to provide electric energy or serve as an energy storage unit (Lee, [0057]). The battery cell comprising a heat-conducting structure (Lee, [0051], thermal conductive medium) and the solid structure made of silicone, or an adhesive (Lee, [0051]). Lee does not disclose the battery cell, comprising: a casing having an accommodating space, the casing including a housing and an end cap comprising electrode terminals; an electrode assembly accommodated in the accommodating space, the electrode assembly comprising electrode plates; and a heat-conducting structure to be directly connected to the electrode plates and the casing to conduct heat from the electrode assembly to the casing. Ahn teaches a battery cell (Ahn, Fig. 2, 100), comprising: a casing (Ahn, Fig. 2, 15 and 20) having an accommodating space (Ahn, Fig. 2, AL), the casing including a housing (Ahn, Fig. 2, 15) and an end cap (Ahn, Fig. 2, 20) comprising electrode terminals (Ahn, Fig. 2, 21 and 22), an electrode assembly (Ahn, Fig. 2, 10) accommodated in the accommodating space (Ahn, Fig. 2, 10, AL), the electrode assembly comprising electrode plates (Ahn, Fig. 2, 11-13), and a heat-conducting structure (Ahn, Fig. 2, 65) to be directly connected to the electrode plates (Ahn, Fig. 2, 11-13) and the casing (Ahn, Fig. 2, 15 and 20) to conduct heat from the electrode assembly to the casing (Ahn, [0052]), wherein the heat-conducting structure (Ahn, Fig. 2, 65) is a solid structure (Ahn, [0056]) spaced apart from the electrical terminals (Ahn, Fig. 2, 21 and 22). Therefore it would be obvious to the skilled artisan before the effective filing date of the claimed invention to add the battery cell of Ahn to the device disclose by Lee thereby the performance, battery life, and safety may be improved (Ahn, [0073]). Response to Arguments Applicant’s arguments, see pp. 5-6, filed 20 May 2026, with respect to the objection of the drawings and 112 rejection of claims 4 and 6-8 have been fully considered and are persuasive. The objection of the drawings and 112 rejection of claims 4 and 6-8 has been withdrawn as it has been overcome by applicant’s arguments and amendment. The examiner notes that the Figs are being interpreted according to applicant’s arguments. Applicant’s arguments with respect to claim(s) 1 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JARED HANSEN whose telephone number is (571)272-4590. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tiffany Legette can be reached at 571-270-7078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JARED HANSEN/Examiner, Art Unit 1723 /TIFFANY LEGETTE/Supervisory Patent Examiner, Art Unit 1723
Read full office action

Prosecution Timeline

May 10, 2023
Application Filed
Feb 24, 2026
Non-Final Rejection mailed — §103
May 20, 2026
Response Filed
Aug 25, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12700603
SYSTEMS FOR CONVERTING AND STORING ENERGY
5y 3m to grant Granted Aug 04, 2026
Patent 12658536
Electrode Lead Made of Dissimilar Metals and Method of Manufacturing the Same
3y 10m to grant Granted Jun 16, 2026
Patent 12651772
ELECTROLYTE ADDITIVE, ELECTROLYTE FOR BATTERIES INCLUDING ELECTROLYTE ADDITIVE, AND SECONDARY BATTERY INCLUDING ELECTROLYTE
3y 5m to grant Granted Jun 09, 2026
Patent 12646761
BATTERY PACK
5y 5m to grant Granted Jun 02, 2026
Patent 12620634
PREDICTIVE THERMAL MODELS FOR CURRENT AND POWER CAPABILITY ESTIMATION
4y 11m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
54%
Grant Probability
99%
With Interview (+48.6%)
3y 9m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 111 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month