Prosecution Insights
Last updated: October 02, 2026
Application No. 18/196,904

NEGATIVE ELECTRODE SHEET OF SODIUM-ION BATTERY, ELECTROCHEMICAL APPARATUS AND ELECTRONIC DEVICE

Non-Final OA §103§112
Filed
May 12, 2023
Priority
Jun 26, 2021 — CN 202110742798.7 +1 more
Examiner
TALBOT, BRIAN K
Art Unit
1712
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
3 (Non-Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
699 granted / 1182 resolved
-5.9% vs TC avg
Strong +31% interview lift
Without
With
+30.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
45 currently pending
Career history
1240
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
64.3%
+24.3% vs TC avg
§102
10.7%
-29.3% vs TC avg
§112
21.1%
-18.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1182 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 6/8/26 has been entered. The amendment filed 6/8/26 has been considered and entered. Claims 1-10 remain in the application for prosecution thereof. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 2, the condition (4) renders the claim unclear and confusing as the range recited includes thickness outside the claimed range already recited in claim 1 (1 < thickness < 7). The (0.3 < thickness < 1) and (7 < thickness < 10). Clarification is requested. Claim Rejections - 35 USC § 103 Claims 1-3 and 7-10 are rejected under 35 U.S.C. 103 as being unpatentable over EP 3343679 in combination with CN 2014050056. EP 3343679 teaches a carbonaceous material for sodium ion secondary battery negative electrode whereby the negative electrode includes a natural carbon material and a binder applied to a negative electrode collector whereby the thickness is 10 microns (abstract, [0008]-[0011,[0032]). EP 3343679 fails to teach the claimed thickness of the carbon layer to be within a range of 1 micron to 7 microns. CN 2014050056 teaches a pole piece whereby an anode active slurry is applied to a coating thickness of 5-20 microns [0007] or 4 microns [0012]. Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified EP 3343679 anode layer to have a thickness within the range of 1-7 microns as evidenced by CN 2014050056 with the expectation of similar success. Regarding claim 2, EP 3343679 teaches condition (1) a natural carbon [0011], condition (4) a thickness of 0.3 to 10 microns [0032] and conditions (2) and (3) of 90% mass ratio [0032]. CN 2014050056 teaches 5-20 microns or 4 microns which meets the limitation of within a range of 1-7 microns. Regarding claim 3, EP 3343679 teaches condition (6) a metal plate or carbon collector [0032]. Regarding claim 7, EP 3343679 teaches the polymer binder to include carboxymethyl cellulose (CMC) or styrene butadiene rubber (SBR) [0032]. Regarding claims 8 and 10, EP 3343679 teaches an electrochemical apparatus or electronic device (battery) which includes a positive electrode sheet, a negative electrode sheet and an electrolyte solution [0032]-[0036]. Regarding claim 9, EP 3343679 teaches a positive electrode sheet comprising a positive electrode current collector and positive electrode active material on the current collector including a sodium transition metal oxide [0034]-[0035]. Claims 4-5 are rejected under 35 U.S.C. 103 as being unpatentable over EP 3343679 in combination with CN 2014050056 in combination with CN 108336301. Features detailed above concerning the teachings of EP 3343679 in combination with CN 2014050056are incorporated here. EP 3343679 in combination with CN 2014050056 fails to teach the negative electrode sheet to include a sodium metal layer thereon. CN 108336301 teaches a high-performance negative electrode for sodium ion battery whereby a negative electrode material is coated with a layer of metal sodium by PVD (abstract). Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified EP 3343679 in combination with CN 2014050056 negative electrode material to include a layer of metal sodium thereon as evidenced by CN 108336301 with the expectation of reducing loss of sodium ions as well as Kulun efficiency is improved. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over EP 3343679 in combination with CN 2014050056 in combination with CN 110100331. Features detailed above concerning the teachings of EP 3343679 in combination with CN 2014050056 are incorporated here. EP 3343679 fails to teach the carbon material to have an oxygen-containing group selected from carboxyl group, hydroxyl group and ether groups. CN 110100331 teaches the carbon material for battery anodes including oxygen containing functional groups (abstract). Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified EP 3343679 in combination with CN 2014050056 negative anode battery to include oxygen or carboxyl groups as evidenced by CN 110100331 with the advantages of providing long cycling performance. Response to Amendment Applicants’ arguments with respect to claims 1-10 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicant argued EP 3343679 teaches claimed thickness of 10 microns but not the newly claimed thickness of 9.2 or less. CN 2014050056 teaches this as detailed above with thickness of 4 microns recited [0012]. With regards to unexpected results argued in the latest response filed 5/7/26, CN 2014050056 teaches a thickness of 4 microns which is fully within the claimed range and the Examiner takes the position would encompasses similar advantages of specific capacity associated therewith absent a showing to the contrary. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIAN K TALBOT whose telephone number is (571)272-1428. The examiner can normally be reached Monday -Friday 7-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MICHAEL CLEVELAND can be reached at 571-272-1418. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRIAN K TALBOT/Primary Examiner, Art Unit 1712
Read full office action

Prosecution Timeline

May 12, 2023
Application Filed
Nov 21, 2025
Non-Final Rejection mailed — §103, §112
Feb 18, 2026
Response Filed
Mar 11, 2026
Final Rejection mailed — §103, §112
May 07, 2026
Response after Non-Final Action
Jun 08, 2026
Request for Continued Examination
Jun 09, 2026
Response after Non-Final Action
Aug 27, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12750964
METHOD OF MANUFACTURING A DISPLAY MODULE
1y 10m to grant Granted Sep 29, 2026
Patent 12742243
METHOD OF COATING METALLIC COMPONENT OF A ROLLING-ELEMENT BEARING OR A PLAIN BEARING
6y 11m to grant Granted Sep 22, 2026
Patent 12692623
METHOD OF PROCESSING SUBSTRATE, METHOD OF MANUFACTURING SEMICONDUCTOR DEVICE, RECORDING MEDIUM, AND SUBSTRATE PROCESSING APPARATUS
3y 10m to grant Granted Jul 28, 2026
Patent 12695120
LITHIUM-ION BATTERY
3y 1m to grant Granted Jul 28, 2026
Patent 12689055
ELECTRODE PLATE, ELECTRODE ASSEMBLY CONTAINING SAME, AND BATTERY
3y 6m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
90%
With Interview (+30.9%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1182 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month