Prosecution Insights
Last updated: October 27, 2026
Application No. 18/198,711

LITHIUM ION SECONDARY BATTERY AND SEPARATION MEMBRANE

Non-Final OA §102§103
Filed
May 17, 2023
Priority
Nov 18, 2020 — nonprovisional of PCTJP2020043042 +1 more
Examiner
CULLEN, SEAN P
Art Unit
1725
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
3 (Non-Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
867 granted / 1253 resolved
+4.2% vs TC avg
Strong +28% interview lift
Without
With
+28.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
68 currently pending
Career history
1312
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
39.8%
-0.2% vs TC avg
§102
21.2%
-18.8% vs TC avg
§112
35.6%
-4.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1253 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 24 September 2026 has been entered. Status of Claims and Other Notes Claims 1, 3–6, and 8–18 are pending. Claims 2, 7, and 19 are canceled. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The paragraph numbers cited in this Office Action in reference to the instant application are referring to the paragraph numbering of the PG-Pub of the instant application. See US 2023/0291074 A1. Information Disclosure Statement The information disclosure statement (IDS) submitted on 20 July 2026 was filed after the mailing date of the final Office Action on 25 June 2026. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 Claims 6, 8, 9, 17, and 18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yoon et al. (US 2012/0015228 A1, hereinafter Yoon). Regarding claim 6, Yoon discloses a separation membrane comprising at least one resin selected from the group consisting of a resin including at least one monomer unit having a (meth)acryloyl group, and a resin including at least one monomer unit having a fluorine containing olefin (see polyvinylidene fluoride, [0059]), wherein the separation membrane further comprises a porous body (see non-woven fabric, [0059]), and wherein the porous body is impregnated with the at least one resin (see polyvinylidene fluoride, [0059]), the at least one resin being present within pores of the porous body is retained in the porous body (FIG. 1, [0059]). Regarding claim 8, Yoon discloses all the claim limitations as set forth above and further discloses a separation membrane: wherein the porous body is made of a polymer (see polyethylene terephthalate, [0058]). Regarding claims 9 and 17, Yoon discloses all the claim limitations as set forth above and further discloses a separation membrane, further comprising: inorganic oxide particles retained in the porous body (see Al2O3 particles, [0060]). Regarding claim 18, Yoon discloses all the claim limitations as set forth above and further discloses a separation membrane: wherein the separation membrane comprises the at least one resin on a surface of the porous body (see polyvinylidene fluoride, [0060]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 3–6, and 8–18 are rejected under 35 U.S.C. 103 as being unpatentable over Chang et al. (US 2019/0214685 A1, hereinafter Chang) in view of Yoon (US 2012/0015228 A1). Regarding claims 1, 3, 4, and 16, Chang discloses a lithium ion secondary battery (FIG. 2B, [0044]) comprising: a positive electrode mixture layer (15, [0033]); a negative electrode mixture layer (12', [0044]), and a separation membrane (13, 16, 17, 20) located between the positive electrode mixture layer (15) and the negative electrode mixture layer (12', [0047]), wherein the positive electrode mixture layer (15) comprises a positive electrode active material, a first lithium salt, and a first solvent (see cathode, [0033]), wherein the negative electrode mixture layer (12') comprises a negative electrode active material (12a), a second lithium salt (12b), and a second solvent (12b, [0072]), wherein the separation membrane (13, 16, 17, 20) comprises at least one resin selected from the group consisting of a resin comprising, as a monomer unit, at least one monomer having a (meth)acryloyl group , and a resin comprising, as a monomer unit, at least one olefin comprising fluorine ([0039], [0051], [0059], [0135], [0146]). Chang does not explicitly disclose: wherein the separation membrane further comprises a porous body, and wherein the porous body is impregnated with the at least one resin, the at least one resin being present within pores of the porous body is retained in the porous body; wherein the porous body is made of a polymer; inorganic oxide particles retained in the porous body; and wherein the separation membrane comprises the at least one resin on a surface of the porous body Yoon discloses a separation membrane comprising at least one resin selected from the group consisting of a resin including at least one monomer unit having a (meth)acryloyl group, and a resin including at least one monomer unit having a fluorine containing olefin (see polyvinylidene fluoride, [0059]), wherein the separation membrane further comprises a porous body (see non-woven fabric, [0059]), and wherein the porous body is impregnated with the at least one resin (see polyvinylidene fluoride, [0059]), the at least one resin being present within pores of the porous body is retained in the porous body (FIG. 1, [0059]); wherein the porous body is made of a polymer (see polyethylene terephthalate, [0058]); inorganic oxide particles retained in the porous body (see Al2O3 particles, [0060]); wherein the separation membrane comprises the at least one resin on a surface of the porous body (see polyvinylidene fluoride, [0060]) to improve the safety of the lithium ion secondary battery (see thermal runaway, [0019]). Chang and Yoon are analogous because they are directed to separation membranes for lithium ion secondary batteries. Therefore, it would have been obvious to one of ordinary skill in the art at the effective filing date of the invention to make the separation membrane of Chang with the resin of Yoon in order to improve the safety of the lithium ion secondary battery. Regarding claim 5, modified Chang discloses all the claim limitations as set forth above and further discloses a lithium ion secondary battery: wherein the separation membrane (13, 16, 17, 20) further comprises a third lithium salt (20) and a third solvent (20, [0040]). Regarding claim 11, modified Chang discloses all the claim limitations as set forth above and further discloses a lithium ion secondary battery: wherein the second solvent (see ether, [0141]) is similar to the first solvent (see ether, [0144]). Regarding claim 12, modified Chang discloses all the claim limitations as set forth above and further discloses a lithium ion secondary battery: wherein the second solvent (see ether, [0141]) is different from the first solvent (see PY13FSI, [0144]). Regarding claim 13, modified Chang discloses all the claim limitations as set forth above and further discloses a lithium ion secondary battery: wherein the first solvent is ethylene carbonate, propylene carbonate, vinylene carbonate, vinyl ethylene carbonate, fluoroethylene carbonate, difluoroethylene carbonate, dimethyl carbonate, diethyl carbonate, ethyl methyl carbonate, γ-butyrolactone, γ-valerolactone, δ-valerolactone, ε-caprolactone, γ-hexanolactone, tetrahydrofuran, 1,3-dioxane, dimethoxyethane, diethoxyethane, methoxyethoxyethane, glyme, diglyme, triglyme, tetraglyme, phosphoric acid triester; acetonitrile, benzonitrile, adiponitrile, glutaronitrile, dimethylsulfone, diethylsulfone, sulfolane, propanesultone, or a combination of two or more thereof (see organic solvents, [0086]–[0096]). Regarding claim 14, modified Chang discloses all the claim limitations as set forth above and further discloses a lithium ion secondary battery: wherein the second solvent is ethylene carbonate, propylene carbonate, vinylene carbonate, vinyl ethylene carbonate, fluoroethylene carbonate, difluoroethylene carbonate, dimethyl carbonate, diethyl carbonate, ethyl methyl carbonate, γ-butyrolactone, γ-valerolactone, δ-valerolactone, ε-caprolactone, γ-hexanolactone, tetrahydrofuran, 1,3-dioxane, dimethoxyethane, diethoxyethane, methoxyethoxyethane, glyme, diglyme, triglyme, tetraglyme, phosphoric acid triester; acetonitrile, benzonitrile, adiponitrile, glutaronitrile, dimethylsulfone, diethylsulfone, sulfolane, propanesultone, or a combination of two or more thereof (see organic solvents, [0086]–[0096]). Regarding claim 15, modified Chang discloses all the claim limitations as set forth above and further discloses a lithium ion secondary battery: wherein the first solvent and the second solvent are each independently ethylene carbonate, propylene carbonate, vinylene carbonate, vinyl ethylene carbonate, fluoroethylene carbonate, difluoroethylene carbonate, dimethyl carbonate, diethyl carbonate, ethyl methyl carbonate, γ-butyrolactone, γ-valerolactone, δ-valerolactone, ε-caprolactone, γ-hexanolactone, tetrahydrofuran, 1,3-dioxane, dimethoxyethane, diethoxyethane, methoxyethoxyethane, glyme, diglyme, triglyme, tetraglyme, phosphoric acid triester; acetonitrile, benzonitrile, adiponitrile, glutaronitrile, dimethylsulfone, diethylsulfone, sulfolane, propanesultone, or a combination of two or more thereof (see organic solvents, [0086]–[0096]). Regarding claims 6, 8, 9, 17, and 18, Chang discloses a separation membrane (13, 16, 17, 20) comprising: at least one resin selected from the group consisting of a resin comprising, as a monomer unit, at least one monomer having a (meth)acryloyl group, and a resin comprising, as a monomer unit, at least one olefin comprising fluorine ([0039], [0051], [0059], [0135], [0146]). Chang does not explicitly disclose: wherein the separation membrane further comprises a porous body, and wherein the porous body is impregnated with the at least one resin, the at least one resin being present within pores of the porous body is retained in the porous body; wherein the porous body is made of a polymer; inorganic oxide particles retained in the porous body; and wherein the separation membrane comprises the at least one resin on a surface of the porous body Yoon discloses a separation membrane comprising at least one resin selected from the group consisting of a resin including at least one monomer unit having a (meth)acryloyl group, and a resin including at least one monomer unit having a fluorine containing olefin (see polyvinylidene fluoride, [0059]), wherein the separation membrane further comprises a porous body (see non-woven fabric, [0059]), and wherein the porous body is impregnated with the at least one resin (see polyvinylidene fluoride, [0059]), the at least one resin being present within pores of the porous body is retained in the porous body (FIG. 1, [0059]); wherein the porous body is made of a polymer (see polyethylene terephthalate, [0058]); inorganic oxide particles retained in the porous body (see Al2O3 particles, [0060]); wherein the separation membrane comprises the at least one resin on a surface of the porous body (see polyvinylidene fluoride, [0060]) to improve the safety of the lithium ion secondary battery (see thermal runaway, [0019]). Therefore, it would have been obvious to one of ordinary skill in the art at the effective filing date of the invention to make the separation membrane of Chang with the resin of Yoon in order to improve the safety of the lithium ion secondary battery. Regarding claim 10, modified Chang discloses all the claim limitations as set forth above and further discloses a separation membrane, further comprising: a third lithium salt (20) and a third solvent (20, [0040]). Response to Arguments Applicant’s arguments with respect to claims 1, 3–6, and 8–18 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Mizuno (JP 2012-1043762 A) discloses a separation membrane comprising at least one resin selected from the group consisting of a resin including at least one monomer unit having a (meth)acryloyl group, and a resin including at least one monomer unit having a fluorine containing olefin (see polyvinylidene fluoride, [0066]), wherein the separation membrane further comprises a porous body (see microporous membrane A, [0066]), and wherein the porous body is impregnated with the at least one resin (see polyvinylidene fluoride, [0066]), the at least one resin being present within pores of the porous body is retained in the porous body (see pores, [0047]); wherein the porous body is made of a polymer (see polyethylene, [0066]); inorganic oxide particles retained in the porous body (see alumina, [0076]) and wherein the separation membrane comprises the at least one resin on a surface of the porous body (see composite microporous membrane, [0066]). Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sean P Cullen, Ph.D. whose telephone number is (571)270-1251. The examiner can normally be reached Monday to Thursday 6:00 am to 4:00 pm CT, Friday 6:00 am to 12:00 pm CT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Basia A Ridley can be reached at (571)272-1453. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Sean P Cullen, Ph.D./Primary Examiner, Art Unit 1725
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Prosecution Timeline

May 17, 2023
Application Filed
Mar 09, 2026
Non-Final Rejection mailed — §102, §103
Jun 08, 2026
Response Filed
Jun 25, 2026
Final Rejection mailed — §102, §103
Sep 24, 2026
Request for Continued Examination
Sep 29, 2026
Response after Non-Final Action
Oct 05, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
97%
With Interview (+28.0%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1253 resolved cases by this examiner. Grant probability derived from career allowance rate.

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