Prosecution Insights
Last updated: August 17, 2026
Application No. 18/201,203

ELECTRICAL APPARATUS, BATTERY, HEATING FILM AND MANUFACTURING METHOD AND MANUFACTURING DEVICE THEREOF

Non-Final OA §103
Filed
May 24, 2023
Priority
Sep 27, 2021 — CN 202111133898.6 +1 more
Examiner
PARK, JE HWAN JOHN
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
2 (Non-Final)
0%
Grant Probability
At Risk
2-3
OA Rounds
4m
Est. Remaining
0%
With Interview

Examiner Intelligence

Grants only 0% of cases
0%
Career Allowance Rate
0 granted / 3 resolved
-70.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
22 currently pending
Career history
21
Total Applications
across all art units

Statute-Specific Performance

§103
60.3%
+20.3% vs TC avg
§102
14.3%
-25.7% vs TC avg
§112
20.6%
-19.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 3 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments filed 6/10/2026 have been fully considered as follow. Applicant’s arguments, see page 5, lines 7-21, filed 6/10/2026, with respect to objection have been fully considered and are persuasive. The objection of claim 7 has been withdrawn. Applicant’s arguments, see page 5, lines 22-23, filed 6/10/2026, with respect to rejection have been fully considered and are persuasive. The rejections of claims 5 and 8 has been withdrawn. Applicant’s arguments, see page 6, line 1-page 7, line 13, filed 6/10/2026, with respect to the rejection(s) of claim(s) 1, 3, 6, 8 and 12 under 35 U.S.C. 102(a)(1) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection under 35 U.S.C. 103 is made over Guo in view of Sajic (US 20180288830). Applicant’s argument that claims 2, 4, 5 and 9-11 are patentable due to their dependency from claim 1 is not persuasive, as claim 1 remains rejected under the new ground of rejection set forth below. Applicant’s arguments with respect to claims 13 and 14 have been considered but are not persuasive. Claims 13 and 14 are new claims, and the rejections set forth below are the first-instance rejections of these claims; applicant’s argument that Song’s electrode layers 2 and 3 cannot independently form a complete heating loop with the resistance layer is addressed in the rejection below, which relies on Song solely for its teaching of arranging two electrode layers on opposite surfaces of a heating layer, and relies on the electrode layer structure taught by Sajic, established with respect to claim 1, for the independent completeness of each electrode layer’s heating loop. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 3-4, 6, 8 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Guo et al. (CN 213752916) hereinafter Guo, in view of Sajic (US 20180288830). Regarding claim 1, Guo discloses, in Fig. 1, A heating film (10, tray assembly), the heating film (10) comprising a first protective layer (17, protective layer), a second protective layer (15, insulating layer; the examiner interprets the insulating layer 15 “used to insulate the heating structure from the outside” (Guo (translation), p. 3, ln. 4) as the second protective layer), and the heating layer (13, heating layer) comprising a plurality of sub heating regions (14, heat conducting layer) arranged at intervals (shown in Fig. 1), and disposed between the first protective layer (17) and the second protective layer (15), and electrodes (Fig. 2: 131, positive electrode connecting portion; 132, negative electrode connecting portion) being electrically connected to the plurality of sub heating regions (14) to form a parallel heating loop (Guo (translation), p. 9, ln. 5-6 : “The currents among the A, B, C three current paths are in parallel connection”), wherein two opposite sides of a surface perpendicular to a stacking direction of the sub heating region (14) (shown in Fig. 1) are respectively electrically connected to electrodes (131, 132) (shown in Fig. 3). Guo does not explicitly disclose an electrode layer arranged in a stacked manner with the heating layer, wherein the electrode layer comprises a plurality of electrodes. However, Sajic discloses, in Fig. 2B, a heating film (abstract: “laminar heater”) comprising an electrode layer (annotated Fig. 2B: “electrode layer”; ¶ [0043]: “Layer 220 refers to at least two conductive strips (preferably copper) that serve as busbars,” which the examiner interprets the electrode layer annotated in Fig. 2B where the at least two busbars 220 are disposed as corresponding to the claimed electrode layer) arranged in a stacked manner with the heating layer (¶ [0041]: 230, “resistive heater sheet”) (the examiner interprets the arrangement shown in Fig. 2B as teaching the arrangement between the electrode layer and the heating layer in a stacked manner), wherein the electrode layer (“electrode layer”) comprises a plurality of electrodes (¶ [0043]: 220, “busbars”), and two opposite sides of a surface perpendicular to a stacking direction of the heating layer (230) are respectively electrically connected to electrodes (220) (¶ [0043]: “Layer 220 refers to at least two conductive strips (preferably copper) that serve as busbars and are electrically connected at opposite ends of layer 230”). Guo and Sajic are considered to be analogous to the claimed invention because they are in the same field of laminar/film-type electric heating elements. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Guo’s heating film to provide the electrodes as a separately-formed, stacked electrode layer, rather than as an integral part of the heating layer, as taught by Sajic, because Sajic teaches applying the busbars as a distinct conductive coating or strip layer over the heating sheet, specifically so that “[e]lectrical wires … connected … to the busbars enable a voltage to be applied to the heater.” Sajic, ¶ [0043]. Providing the electrode structure as a dedicated, separately-formed conductive layer, rather than as an integrated portion of the heating layer itself as in Guo, provides a robust and electrically stable connection point for external wiring independent of the heating layer’s resistive material, consistent with the teaching of Sajic that “conductive strips may be applied as a coating on layer 230” (Sajic, ¶ [0043]) to serve this electrode/connection function. PNG media_image1.png 874 930 media_image1.png Greyscale Fig. 1 of Guo PNG media_image2.png 454 622 media_image2.png Greyscale Fig. 2 of Guo PNG media_image3.png 831 1036 media_image3.png Greyscale Fig. 3 or Guo PNG media_image4.png 777 1548 media_image4.png Greyscale Fig. 2A of Sajic, annotated Regarding claim 3, Guo in view of Sajic discloses, in Fig. 1 of Guo, the heating film (10) according to claim 1, wherein a material of the sub heating region (14) comprises graphene (Guo (translation), p. 2, ln. 20 : “the heat conducting layer is made of … graphene”); and/or (for the purpose of examination, the examiner interprets “and/or” as “or”) a material of the first protective layer comprises at least one of polyimide and polyethylene; and or, a material of the second protective layer comprises at least one of polyimide and polyethylene. Regarding claim 4, Guo discloses, in Fig. 1, the heating film (10) according to claim 1, but does not explicitly disclose a gap between the two adjacent sub heating regions of the same layer is 3 mm to 8 mm. However, Sajic discloses, in Fig. 3, a gap (G, width) between the two adjacent sub heating regions (330, heater segment) of the same layer is 3 mm to 8 mm (paragraph 46; “width G of approximately 3 mm”). Guo and Sajic are considered to be analogous to the claimed invention because they all are in the same field of thin heating element. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Guo’s heat conducting layer configuration to include a gap between adjacent heating regions as taught by Sajic, in order to “sufficiently electrically isolate adjacent segments from one another so that no electrons can jump across the gap for the range of expected operation.” Sajic, paragraph 50. PNG media_image5.png 943 944 media_image5.png Greyscale Fig. 3 of Sajic Regarding claim 6, Guo in view of Sajic discloses in Fig. 1 of Guo, the heating film (10) according to claim 1, wherein the sub heating regions (14) are distributed in one or a plurality of rows, and each row has a plurality of sub heating regions distributed at intervals (shown in Fig. 1). Regarding claim 8, Guo in view of Sajic discloses, in Fig. 1 of Guo, the heating film according (10) to claim 1, wherein one the plurality of electrodes (131 or 132) is electrically connected to a plurality of sub heating regions (14) in the same row in a row direction of the plurality of sub heating regions (Guo (translation), p. 3, ln. 44-46: “current flows from the positive electrode connection portion 131 into the branch connection portion 133 or the thermally conductive layer 14, and flows back through the thermally conductive layer 14 or the branch connection portion 133 into the negative electrode connection portion 132”); and/or, one of the plurality of electrodes is electrically connected to the sub heating regions of two adjacent rows (shown in Fig. 3). Regarding claim 12, Guo discloses, in Fig. 1, a manufacturing method of a heating film (10), comprising: providing a first protective layer (17, protective layer), a second protective layer (15, insulating layer), a heating layer (13, heating layer), wherein the heating layer (13) comprises a plurality of sub heating regions (14, heat conducting layer) arranged at intervals (shown in Fig. 1); and stacking the heating layer (13) between the first protective layer (17) and the second protective layer (15) (Fig. 1 shows the heating layer 13 is stacked between the insulating layer 15 and the protective layer 17), and electrically connecting electrodes (131, 132) to the plurality of sub heating regions (14) to form a parallel heating loop (Guo (translation), p. 9, ln. 5-6: “The currents among the A, B, C three current paths are in parallel connection”), wherein two opposite sides of a surface perpendicular to a stacking direction of the sub heating regions (14) are respectively electrically connected to the plurality of electrodes (131, 132) (shown in Fig. 3). Guo does not explicitly disclose providing an electrode layer wherein the electrode layer is arranged in a stacked manner with the heating layer, wherein the electrode layer comprises a plurality of electrodes. However, Sajic discloses, in Fig. 2B, a heating film (abstract: “laminar heater”) comprising an electrode layer (annotated Fig. 2B: “electrode layer”; ¶ [0043]: “Layer 220 refers to at least two conductive strips (preferably copper) that serve as busbars,” which the examiner interprets the electrode layer annotated in Fig. 2B where the at least two busbars 220 are disposed as corresponding to the claimed electrode layer) arranged in a stacked manner with the heating layer (¶ [0041]: 230, “resistive heater sheet”) (the examiner interprets the arrangement shown in Fig. 2B as teaching the arrangement between the electrode layer and the heating layer in a stacked manner), wherein the electrode layer (“electrode layer”) comprises a plurality of electrodes (¶ [0043]: 220, “busbars”), and two opposite sides of a surface perpendicular to a stacking direction of the heating layer (230) are respectively electrically connected to electrodes (220) (¶ [0043]: “Layer 220 refers to at least two conductive strips (preferably copper) that serve as busbars and are electrically connected at opposite ends of layer 230”). Guo and Sajic are considered to be analogous to the claimed invention because they are in the same field of laminar/film-type electric heating elements. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Guo’s heating film to provide the electrodes as a separately-formed, stacked electrode layer, rather than as an integral part of the heating layer, as taught by Sajic, because Sajic teaches applying the busbars as a distinct conductive coating or strip layer over the heating sheet, specifically so that “[e]lectrical wires … connected … to the busbars enable a voltage to be applied to the heater.” Sajic, ¶ [0043]. Providing the electrode structure as a dedicated, separately-formed conductive layer, rather than as an integrated portion of the heating layer itself as in Guo, provides a robust and electrically stable connection point for external wiring independent of the heating layer’s resistive material, consistent with the teaching of Sajic that “conductive strips may be applied as a coating on layer 230” (Sajic, ¶ [0043]) to serve this electrode/connection function. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Guo et al. (CN 213752916) hereinafter Guo, in view of Tang et al. (CN 204167439) hereinafter Tang. Regarding claim 2, Guo discloses, in Fig. 1, the heating film (10) according to claim 1, wherein at least one of the first protective layer (17) and the second protective layer (15) comprises an insulating sub-layer (16, laminated insulating layer; Fig. 1) and a bonding sub-layer (12, bonding layer; Fig. 1), and the bonding sub-layer (12) is arranged on one side of the insulating sub-layer (16). Guo does not explicitly disclose the bonding sub-layer is arranged on one side of the insulating sub-layer away from the heating layer. However, Tang discloses, in Fig. 3, the bonding sub-layer (1-11, adhesive layer) is arranged on one side of the insulating sub-layer away from the heating layer (“electric heating membrane elements 1-1 of one side is provided with an adhesive layer 1-11 … electric heating membrane elements 1-1 are adhered on the six cell single body 2-1 on the side face of the same side,” Tang (translation), paragraph 13; the examiner interprets “the bonding sub-layer is arranged on one side of the insulating sub-layer away from the heating layer” in claim 2 as the bonding layer is arranged at the outermost position from the heating layer of the heating film, for the purpose of bonding the heating film to battery cells). Guo and Tang are considered to be analogous to the claimed invention because they all are in the same field of a heating film for a battery module in an electric vehicle. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate the bonding layer disclosed by Tang into the heating film disclosed by Guo, for the purpose of bonding the heating film to battery cells, in order to “ensure that the battery module is heated uniformly, … to improve the heating efficiency.” Tang (translation), paragraph 13. PNG media_image6.png 269 256 media_image6.png Greyscale Fig. 3 of Tang Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Guo et al. (CN 213752916) hereinafter Guo, in view of Song et al. (CN 112312597) hereinafter Song. Regarding claim 5, Guo discloses, in Fig. 1, the heating film (10) according to claim 1, but does not explicitly disclose the heating layer is provided with two electrode layers, and the two electrode layers are respectively arranged on surfaces on both sides of the heating layer. However, Song discloses, in Fig. 1, a heating layer (4, resistance layer) is provided with two electrode layers (positive electrode layer 2 and negative electrode layer 3), and the two electrode layers (2 & 3) are respectively arranged on surfaces on both sides of the heating layer (shown in Fig. 1). Guo and Song are considered to be analogous to the claimed invention because they all are in the same field of electric heating film. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Guo’s heating film structure to include first and second electrode layers on opposite surfaces of the heating layer as disclosed by Song, for the purpose of “improving the temperature uniformity of the high uniformity electric heating film.” Song, p. 3, ln. 14-15. PNG media_image7.png 320 898 media_image7.png Greyscale Fig. 1 of Song Claims 9-11 are rejected under 35 U.S.C. 103 as being unpatentable over Guo et al. (CN 213752916) hereinafter Guo, in view of Wei et al. (CN 103904279) hereinafter Wei. Regarding claim 9, Guo discloses, in Fig. 1, a battery (battery pack; Guo (translation), p. 3, ln. 3), comprising: the heating film (10) according to claim 1; and a battery cell (20, battery cell, or electric core), and the heating film (10) being used for heating the battery cell (“heating structure… is used for heating electric core 20” (Guo (translation), p. 3, ln. 11); “tray assembly has contained heating structure” (Guo (translation), p. 2, ln. 31). Guo does not explicitly disclose a plurality of the battery cells being arranged to be stacked in a thickness direction. However, Wei discloses in Fig. 5, a plurality of the battery cells (510, battery cell) being arranged to be stacked in a thickness direction (“multiple battery cells 510 … are overlapped at thickness direction,” Wei (translation), p. 4, ln. 20-21). Guo and Wei are considered to be analogous to the claimed invention because they all are in the same field of battery system. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have stacked battery cells as disclosed by Wei in the battery system of Guo, for the purpose of “ease of wiring.” Wei (translation), p. 4, ln. 24. PNG media_image8.png 311 417 media_image8.png Greyscale Fig. 5 of Wei Regarding claim 10, Guo discloses the battery (battery pack) according to claim 9, wherein the heating film (10) is attached to an outer surface of the battery cell (20) (shown in Fig. 4); and/or (for the purpose of examination, the examiner interprets “and/or” as “or”), a dimension of the sub heating region in the thickness direction is W, a dimension of the battery cell in the thickness direction is L, and L≤W≤2L. PNG media_image9.png 329 717 media_image9.png Greyscale Fig. 4 of Guo Regarding claim 11, Guo discloses an electrical apparatus, comprising the battery (“The core of a new energy automobile is a battery pack,” Guo (translation), p. 5, ln. 5-6; the examiner interprets the new energy automobile as an electrical apparatus) according to claim 9, wherein the battery (battery pack) is configured to provide electric energy (“the power supply may be a battery pack,” Guo (translation), p. 9, ln. 35). Claims 13 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Guo et al. (CN 213752916) hereinafter Guo, in view of Sajic (US 20180288830), and further in view of Song et al. (CN 112312597) hereinafter Song. Regarding claim 13, Guo in view of Sajic teaches, in Fig. 1 of Guo, the heating film (10, “tray assembly”) according to claim 1, wherein the heating layer (13, “heating layer”) is provided with electrode layer (Sajic, annotated Fig. 2B: “electrode layer”), and the electrode layer (“electrode layer”) being electrically connected to the plurality of sub heating regions (Guo: 14, heat conducting layer) to form an independent parallel heating loop (Guo (translation), p. 9, ln. 5-6 : “The currents among the A, B, C three current paths are in parallel connection”). Guo and Sajic does not explicitly teach the heating layer being provided with two electrode layers, respectively arranged on surfaces on both sides of the heating layer. However, Song teaches, in Fig. 1, one heating layer (4, resistance layer) provided with two electrode layers (2, positive electrode layer; 3, negative electrode layer), the two electrode layers (2, 3) respectively arranged on surfaces on both sides of the heating layer (4) (shown in Fig. 1). Guo, Sajic and Song are considered to be analogous to the claimed invention because they are in the same field of electric laminar heating film. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the heating film of Guo and Sajic to include a second electrode layer arranged on the surface of the heating layer opposite the first electrode layer, as taught by Song, in order to “improv[e] the temperature uniformity of the high uniformity electric heating film.” Song, p. 3, ln. 14-15. In the resulting combination, each of the two electrode layers comprises the separately-formed, stacked electrode layer structure taught by Sajic and established above with respect to claim 1, rather than the electrode layer structure of Song’s own layers (2, 3), because the electrode layer structure independently forms a complete parallel heating loop with the sub heating regions (14), as established above with respect to claim 1, each of the two electrode layers in the combination independently forms a parallel heating loop, as recited in claim 13. Regarding claim 14, Guo in view of Sajic discloses the manufacturing method according to claim 12, wherein the heating layer (Guo: 13, “heating layer”) is provided with electrode layer (Sajic, annotated Fig. 2B: “electrode layer”), and the electrode layer (“electrode layers”) being electrically connected to the plurality of sub heating regions (Guo: 14, heat conducting layer) to form an independent parallel heating loop (Guo (translation), p. 9, ln. 5-6 : “The currents among the A, B, C three current paths are in parallel connection”). Guo and Sajic does not explicitly teach the heating layer being provided with two electrode layers, respectively arranged on surfaces on both sides of the heating layer. However, Song teaches, in Fig. 1, one heating layer (4, resistance layer) provided with two electrode layers (2, positive electrode layer; 3, negative electrode layer), the two electrode layers (2, 3) respectively arranged on surfaces on both sides of the heating layer (4) (shown in Fig. 1). Guo, Sajic and Song are considered to be analogous to the claimed invention because they are in the same field of electric laminar heating film. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method of Guo and Sajic to include a second electrode layer arranged on the surface of the heating layer opposite the first electrode layer, as taught by Song, in order to “improv[e] the temperature uniformity of the high uniformity electric heating film.” Song, p. 3, ln. 14-15. In the resulting combination, each of the two electrode layers comprises the separately-formed, stacked electrode layer structure taught by Sajic and established above with respect to claim 12, rather than the electrode layer structure of Song’s own layers (2, 3), because the electrode layer structure independently forms a complete parallel heating loop with the sub heating regions (14), as established above with respect to claim 12, each of the two electrode layers in the combination independently forms a parallel heating loop, as recited in claim 14. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JE HWAN JOHN PARK whose telephone number is (571)272-6405. The examiner can normally be reached Monday-Friday 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Edward F. Landrum can be reached at 571-272-5567. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.J.P./Examiner, Art Unit 3761 /EDWARD F LANDRUM/Supervisory Patent Examiner, Art Unit 3761
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Prosecution Timeline

May 24, 2023
Application Filed
Mar 10, 2026
Non-Final Rejection mailed — §103
Jun 10, 2026
Response Filed
Jul 20, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

2-3
Expected OA Rounds
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Grant Probability
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3y 7m (~4m remaining)
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