Prosecution Insights
Last updated: August 06, 2026
Application No. 18/202,182

METHODS AND COMPOSITION FOR TREATING METABOLIC SYNDROME

Non-Final OA §103
Filed
May 25, 2023
Priority
May 31, 2022 — provisional 63/347,453
Examiner
PRAKASH, SUBBALAKSHMI
Art Unit
1793
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Zbiotics Company
OA Round
3 (Non-Final)
45%
Grant Probability
Moderate
3-4
OA Rounds
2m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 45% of resolved cases
45%
Career Allowance Rate
322 granted / 714 resolved
-19.9% vs TC avg
Strong +37% interview lift
Without
With
+37.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
42 currently pending
Career history
760
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
54.1%
+14.1% vs TC avg
§102
8.8%
-31.2% vs TC avg
§112
27.5%
-12.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 714 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Application Receipt is acknowledged of the request for continued examination, amendment and response filed 6/24/2026. Claims 104,107,111 and 113-115 are pending in the application. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 6/24/2026 has been entered. Information Disclosure Statement The information disclosure statement (IDS) submitted on 6/24/2026 was filed before close of prosecution in the application. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 104, 107,111 and 113-115 are rejected under 35 USC 103 as being unpatentable over Ke et al. (CN 106070848 A) in view of Gu et al. (US10,881,675 B2), Levine et al. (US 7,977,319 B1), and Ranganathan et al. (US20200054690 A1, cited in an IDS), and further in view of Adam et al. (Nutr Metab (Lond) 11, 36 (2014). https://doi.org/10.1186/1743-7075-11-36). Regarding claim 104 and dependent claims, Ke discloses a tea composition comprising a polysaccharide, a probiotic bacteria species and a green tea extract for synergistic use in dietary prevention or management of a metabolic disease or disorder. Gu however discloses managing gut health with a composition comprising oligosaccharides and green and yellow kiwi fruit extract to improve the gut microbiome and have beneficial effects in subjects having a disease or disorder. Gu discloses that an imbalance or alteration of gut microbiotic populations can lead to a variety of health issues, including poor immune response, allergies, digestive disorders, high cholesterol and cardiovascular abnormality poor bone health, and metabolic imbalances. Studies demonstrate that people who suffer from particular diseases have a different microbiota signature than healthy subjects. Healthy digestive function is closely associated with the microbiotic signature in the gut of an individual, therefore maintaining healthy gut microflora is pivotal to the health of individuals. Gu further discloses that probiotics need to be delivered to the intestinal tract alive to be effective. However, they are extremely delicate-sensitive to heat and stomach acid, which can destroy them long before they reach the large intestine to colonize. Recent studies also indicate that most probiotic strains do not colonize the gut, but elicit their benefits while passing through the gut, thus limiting their benefits. Prebiotics such as fructooligosaccharides that are metabolized by gut bacteria can modify microbiota by targeting bacteria that is already present in the large intestine. Gu discloses a combination of xylooligosaccharides with kiwi fruit extract with improved health benefits. Ranganathan discloses a composition composed of xylooligosaccharide, arabinogalactan, inulin, Ganoderma lucidum beta glucan, insoluble yeast β (1, 3/1, 6)-glucan, soluble oat β (1,3/1, 4)-glucan, and insoluble dried Saccharomyces cerevisiae fermentate, with a Bacillus coagulans component, for use in improving or maintaining digestive health, weight and glucose balance and boosting immunity. It would have been obvious to one of ordinary skill in the art to have combined the dietary fibers, probiotics, and kiwi fruit or green tea extract to produce a composition that in effective amounts produces targeted health benefits in a subject having a disease or disorder, with a reasonable expectation of success. One would be motivated to do so in view of substantial knowledge available in the art regarding mechanisms related to consumption of dietary fiber, phytonutrients and probiotics, namely, production of short-chain fatty acids in the digestive tract of a subject, increased expression of beneficial enzymes, and improved microecology in the subject’s gut, which in turn benefits health. Both beta-glucan and resistant starch are dietary fiber, as reviewed in Adam et al. (see Table 3 and text below the table). A person having ordinary skill in the art would have been motivated to combine beta-glucan and resistant starch in a dietary supplement targeting metabolism and dysbiosis because both were well-known fermentable dietary fibers that reach the colon, where they are fermented by the colonic microbiotica to produce SCFA. Resistant starch is known stimulate butyrate production and support satiety, oat beta-glucan is known to produce butyrate, acetate, propionate, depending upon its source and microecology and other individual factors. One of ordinary skill in the art would view the complementary benefits of the fibers and would have been motivated to combine them to provide desired health benefits with a reasonable expectation of success. As the claimed method is directed to “delivering to a subject a plurality of polysaccharides comprising beta-glucan and potato starch”, the claimed method is not limited to beta-glucan and potato starch delivery. The open ended transitional phrase “comprising” does not preclude additional polysaccharides. Claims 104, 107,111 and 113-115 are therefore prima facie obvious in view of the art. Response to Arguments Applicant’s arguments in view of the amended claims have been considered but are not persuasive. Absent evidence of unexpected results with a specific composition of fibers and extracts as claimed, the claims remain obvious over the art, in view of knowledge that was generally available to one of ordinary skill in the art at the time of the invention . As the claimed method is directed to “delivering to a subject a plurality of polysaccharides comprising beta-glucan and potato starch”, the claimed method is not limited to beta-glucan and potato starch delivery. The open ended transitional phrase “comprising” does not preclude additional polysaccharides. Both beta-glucan and resistant starch provide soluble dietary fiber. A person having ordinary skill in the art would have been motivated to combine beta-glucan and resistant starch in a dietary supplement targeting metabolism and dysbiosis because both were well-known fermentable dietary fibers that reach the colon, where they are fermented by the colonic microbiotica to produce SCFA. Resistant starch is known to stimulate butyrate production and support satiety, oat beta-glucan is known to produce butyrate, acetate, propionate, depending upon its source and microecology and other individual factors. One of ordinary skill in the art would view the complementary benefits of the fibers and would have been motivated to combine them to provide desired health benefits with a reasonable expectation of success. For these reasons applicant’s arguments are not persuasive. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to Subbalakshmi Prakash whose telephone number is (571)270-3685. The examiner can normally be reached Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Emily Le can be reached at (571) 272-0903. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUBBALAKSHMI PRAKASH/Primary Examiner, Art Unit 1793
Read full office action

Prosecution Timeline

May 25, 2023
Application Filed
Jun 13, 2025
Non-Final Rejection mailed — §103
Dec 12, 2025
Response Filed
Mar 25, 2026
Final Rejection mailed — §103
Jun 24, 2026
Request for Continued Examination
Jun 26, 2026
Response after Non-Final Action
Jul 01, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
45%
Grant Probability
82%
With Interview (+37.1%)
3y 5m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 714 resolved cases by this examiner. Grant probability derived from career allowance rate.

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