Prosecution Insights
Last updated: April 19, 2026
Application No. 18/202,813

Adaptive Optical Sensing Using Speckle Prediction

Non-Final OA §102
Filed
May 26, 2023
Examiner
HANSEN, JONATHAN M
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Apple Inc.
OA Round
3 (Non-Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
2y 6m
To Grant
91%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
590 granted / 745 resolved
+11.2% vs TC avg
Moderate +12% lift
Without
With
+11.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
41 currently pending
Career history
786
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
46.6%
+6.6% vs TC avg
§102
31.2%
-8.8% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 745 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim(s) 1-20 are rejected under 35 U.S.C. 102(a1). Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered and are not persuasive. In regards to the applicant’s argument that the prior art fails to disclose predicting upcoming interference and operating a SMI sensor based on the predicted upcoming interference, the examiner respectfully disagrees. Attention is brought to paragraphs 30 and 38 of the reference to Fishman, wherein dynamic modulation to reduce or remove speckle-related noise patterns is explicitly disclosed; wherein the dynamic modulation method utilizes selective modulations at “particular times” or “time intervals” based upon pre-defined or triggering conditions. Fishman also discloses that the system may be operated in accordance with a timing schedule or operation scheme (par. 41). Further, Fishman discloses that the conditions of the system may be altered based upon the quality estimator (1035) determining that the self-mixing signal has dropped below a desired signal quality threshold (par. 39). In other words, the system quality estimator determines that a current signal is undesirable and that a subsequent signal will remain undesirable; in response to the signal quality dropping below this threshold, the system modifies parameters to return the signal to a desirable state. Therefore, Fishman is understood to explicitly disclose predicting “upcoming interference”, wherein the upcoming interference may be associated with changes in the conditions of the system, e.g. temperature, or based upon an upcoming timing interval or undesirable signal. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-20 are rejected under 35 U.S.C. 102(a1) as being anticipated by US Publication 2018/0139534 to Fishman et al. In regards to claims 1-20, Fishman discloses and shows in Figures 1-4, an electronic device and method (par. 15), comprising: a self-mixing interferometry (SMI) sensor (1004) (par. 8, 26) configured to: emit electromagnetic radiation (1001) (par. 8, 16); receive a reflection of the emitted electromagnetic radiation (par. 8, 26; wherein a self-mixing interferometry unit receives an optical reflection from an object); and in response to receiving the reflection, generate by the SMI sensor (1004), an SMI signal based at least in part on the reflection of the emitted electromagnetic radiation (par. 8, 26; wherein a self-mixing interferometry unit receives an optical reflection from an object); and a speckle noise reducer (1020) (applicant’s processing circuitry) (par. 8, 26, 36, 39) communicably coupled to the SMI sensor and configured to: receive the SMI signal from the SMI sensor (par. 8, 26, 39; wherein a speckle noise reducer analyzes the SMI signal to reduce speckle noise and to increase a bandwidth of the optical signal); predict, based on the SMI signal, upcoming interference in the SMI signal caused by speckle (par. 8, 26, 30, 39, 41-42; wherein a speckle noise reducer analyzes the SMI signal to reduce speckle noise and to increase a bandwidth of the optical signal, and wherein a speckle noise reduction mechanism is operated when the SMI signal appears weak or is below a threshold value); and operate the SMI sensor based on the predicted upcoming interference in the SMI signal caused by speckle (par. 8, 36-39; wherein a speckle noise reduction mechanism is operated when the SMI signal appears weak or is below a threshold value); [claim 2 and 12] further comprising: emitting electromagnetic radiation from the SMI sensor (par. 8, 16, 44); wherein, the SMI signal is based at least in part on reflections of the emitted electromagnetic radiation (par. 8, 16); and operating the SMI sensor based on the predicted upcoming interference in the SMI signal caused by speckle comprises adjusting one or more characteristics of the electromagnetic radiation emitted from the SMI sensor based on the predicted upcoming interference in the SMI signal caused by speckle (par. 8, 36-43; wherein a self-mix dynamic modulation modifier module (1012) may be utilized to alter: the timing, beam propagation characteristics, temperature, voltage, current or resistance of the light source); [claims 3 and 13] wherein operating the SMI sensor based on the predicted upcoming interference in the SMI signal caused by speckle comprises: enabling emission of electromagnetic radiation from the SMI sensor during a first set of time periods that is predicted to not include interference in the SMI signal caused by speckle (par. 8, 36-43); and disabling emission of electromagnetic radiation from the SMI sensor during a second set of time periods that is predicted to include interference in the SMI signal caused by speckle (par. 8, 36-43; wherein the speckle noise reducer may contain a timing unit (1022) and a calibration unit (1023) which may provide any desired timing scheme to the laser transmitter); [claims 4 and 14] wherein adjusting the one or more characteristics of the electromagnetic radiation emitted from the SMI sensor comprises adjusting one or more of: a power of the electromagnetic radiation emitted from the SMI sensor; or a waveform of the electromagnetic radiation emitted from the SMI sensor (par. 8, 36-43; wherein a self-mix dynamic modulation modifier module (1012) may be utilized to alter: the timing, beam propagation characteristics, temperature, voltage, current or resistance of the light source); [claims 5 and 15] wherein operating the SMI sensor based on the predicted upcoming interference in the SMI signal caused by speckle comprises adjusting an optic associated with the SMI sensor based on predicted upcoming interference in the SMI signal caused by speckle (par. 28-34, 36; wherein mirrors, lenses and other optics may be moved or vibrated to remove speckle); [claims 6 and 16] further comprising: sampling, by the processing circuitry, the SMI signal; wherein, operating the SMI sensor based on the predicted upcoming interference in the SMI signal caused by speckle comprises adjusting one or more characteristics of the sampling of the SMI signal based on predicted interference in the SMI signal caused by speckle (par. 8, 36-43; wherein a self-mix dynamic modulation modifier module (1012) may be utilized to alter: the timing, beam propagation characteristics, temperature, voltage, current or resistance of the light source); [claims 7 and 17] wherein adjusting the one or more characteristics of the sampling of the SMI signal comprises adjusting one or more of: a sampling rate of the SMI signal; a sampling window of the SMI signal; or a duty cycle of sampling of the SMI signal (par. 8, 36-43; wherein the speckle noise reducer may contain a timing unit (1022) and a calibration unit (1023) which may provide any desired timing scheme to the laser transmitter); [claims 8 and 18] wherein operating the SMI sensor based on the predicted upcoming interference in the SMI signal caused by speckle comprises adjusting one or more characteristics of a post-processing step of the SMI signal based on predicted interference in the SMI signal caused by speckle (par. 8, 36-43; wherein the speckle noise reducer may contain a timing unit (1022) and a calibration unit (1023) which may provide any desired timing scheme to the laser transmitter); [claims 9 and 19] wherein predicting upcoming interference in the SMI signal caused by speckle is based on the SMI signal (par. 8, 16, 39); [claims 10 and 20] wherein predicting upcoming interference in the SMI signal caused by speckle is based on a history of the SMI signal over time (par. 8, 16, 39-43). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JONATHAN M HANSEN whose telephone number is (571)270-1736. The examiner can normally be reached Monday to Friday, 8am to 4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michelle Iacoletti can be reached at 571-270-5789. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JONATHAN M. HANSEN Primary Examiner Art Unit 2877 /JONATHAN M HANSEN/Primary Examiner, Art Unit 2877
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Prosecution Timeline

May 26, 2023
Application Filed
Feb 27, 2025
Non-Final Rejection — §102
Jun 06, 2025
Response Filed
Jul 30, 2025
Final Rejection — §102
Jan 30, 2026
Request for Continued Examination
Feb 09, 2026
Response after Non-Final Action
Feb 24, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
91%
With Interview (+11.6%)
2y 6m
Median Time to Grant
High
PTA Risk
Based on 745 resolved cases by this examiner. Grant probability derived from career allow rate.

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