Prosecution Insights
Last updated: April 19, 2026
Application No. 18/205,668

RNA retrieval process for preparing formalin-fixed, paraffin-embedded (FFPE) tissue samples for in situ hybridization

Non-Final OA §102§103§112
Filed
Jun 05, 2023
Examiner
PRIEST, AARON A
Art Unit
1681
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Applied Materials, Inc.
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
3y 0m
To Grant
87%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
486 granted / 794 resolved
+1.2% vs TC avg
Strong +26% interview lift
Without
With
+26.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
30 currently pending
Career history
824
Total Applications
across all art units

Statute-Specific Performance

§101
7.0%
-33.0% vs TC avg
§103
31.8%
-8.2% vs TC avg
§102
21.7%
-18.3% vs TC avg
§112
22.4%
-17.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 794 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Status of the Claims Claims 1-14 are pending and the subject of this NON-FINAL Office Action. This is the first action on the merits. Claim Interpretations “Aqueous processing buffer” is broadly described as any buffer (para. 0027). “High pressure” is never defined; at best 15-70 PSI examples are provided (para. 0026); thus, it encompasses any pressure above atmospheric (14.7 PSI). “Solvent” is broadly described as any solvent (e.g. water, PBS, etc.; para. 0024). Claims 7-9 described intended uses or results of the claims process; thus, they fail to provide any additional steps to the process. In other words, the claimed process yields the claimed results. Duplicate Claim Warning Claim 13 is a substantial duplicates of claim 11. The only difference between claims 11 and 13 are the preambles. The claims do not differ in the body of the claims. Thus, claims 11 and 13 do not substantially differ in scope because the preambles fail to further limit the body of the claims. See MPEP § 2111.02. Applicant is advised that should claim 1 be found allowable, claims 11 and 13 will be objected to under 37 CFR 1.75 as being a substantial duplicate thereof. When two claims in an application are duplicates or else are so close in content that they both cover the same thing, despite a slight difference in wording, it is proper after allowing one claim to object to the other as being a substantial duplicate of the allowed claim. See MPEP § 608.01(m). Claim Rejections - 35 USC § 112- Indefiniteness The following is a quotation of 35 U.S.C. 112(b): (B) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claim 10 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. “Accurately preserves and reveals” is a relative term with no referent. See MPEP § 2173.05(b). It is not clear how this is determined, or what accuracy is measured. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. § 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-14 are rejected under 35 U.S.C. § 102(a)(1) as being anticipated by ANGROS (US20170328820). As to claim 1-3 and 5-10, ANGROS teaches obtaining formalin-fixed, paraffin-embedded (FFPE) sections of the tissue sample dried on glass slides (Abstract; para. 0113, 0121); deparaffinizing the FFPE sections by incubating the glass slides in a succession of solvents (para. 0138, 0306, Examples- multiple reaction containers e.g. with deparaffinizing compositions of water and silicone solvents); exchanging the solvents in which the slides have been deparaffinized with an aqueous processing buffer pH of 8 (paras. 0138, 0210-11, Examples- recovery buffers); placing the slides in the processing buffer in a high pressure chamber (Examples); uniformly heating and pressurizing the slides in the chamber to at least 120° C in an atmosphere of at least 30 pounds per square inch (psi) for 10-60 min (Examples); cooling the slides to room temperature within 30 min (); exchanging the aqueous buffer with fresh solvent (Examples); and preparing the slides for in situ hybridization of RNA contained therein (e.g. para. 0216). As to claim 4, ANGROS teaches wherein the processing buffer only partially fills the high pressure chamber during the heating and pressurizing (para. 0111). As to claims 11 and 13, ANGROS teaches analyzing the prepared slides by in situ hybridization using multiplexed DNA probes complementary to RNA contained in the tissue (e.g. para. 0105- RNA or DNA probes in situ hybridization reagents, etc.). As to claim 12, ANGROS teaches analyzing the prepared slides by immunohistochemistry using antibodies or other binding agents specific for tissue-specific antigens in the tissue (e.g. paras. 0004-05 & 0105- immunohistochemical reagents such as Ab). As to claim 14, ANGROS teaches analyzing both protein using immunohistochemistry and nucleic acid/RNA using multiplex probes (id.) Claims 1 and 3-14 are rejected under 35 U.S.C. § 102(a)(1) as being anticipated by CAPODIECI (US20060141502). As to claim 1, 3 and 5-10, CAPODIECI teaches obtaining formalin-fixed, paraffin-embedded (FFPE) sections of the tissue sample dried on glass slides (paras. 0060ff); deparaffinizing the FFPE sections by incubating the glass slides in a succession of solvents (id.); exchanging the solvents in which the slides have been deparaffinized with an aqueous processing buffer pH of 8 (id.); placing the slides in the processing buffer in a high pressure chamber (id.); uniformly heating and pressurizing the slides in the chamber to at least 120° C in an atmosphere of 24 pounds per square inch (psi) for 10-60 min (id.); cooling the slides to room temperature within 30 min (id.); exchanging the aqueous buffer with fresh solvent (id.); and preparing the slides for in situ hybridization of RNA contained therein (id.). As to claim 4, CAPODIECI teaches wherein the processing buffer only partially fills the high pressure chamber during the heating and pressurizing (id.). As to claims 11 and 13, CAPODIECI teaches analyzing the prepared slides by in situ hybridization using multiplexed DNA probes complementary to RNA contained in the tissue (id.; para. 0010). As to claim 12, CAPODIECI teaches analyzing the prepared slides by immunohistochemistry using antibodies or other binding agents specific for tissue-specific antigens in the tissue (id.). As to claim 14, CAPODIECI teaches analyzing both protein using immunohistochemistry and nucleic acid/RNA using multiplex probes (id.) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over CAPODIECI, in view of ANGROS. The prior art as a whole demonstrates that it would have been obvious to a skilled artisan at the time of filing to apply familiar pressure options to the pressure chambers for RNA retrieval to achieve familiar RNA retrieval results with a reasonable expectation of success. As explained above, CAPODIECI teaches FISH analysis of FFPE samples by preparing them using common deparaffinizing process followed by RNE retrieval using 24 PSI pressure and heat. Although CAPODIECI does not teach 30 PSI or more, yet this is a very familiar option in the art. For example, as explained above, ANGROS teaches high-PSI (above 30 PSI) to retrieve nucleic acids. In sum, the claims are directed to the application of familiar pressures to pressure-based RNA retrieval to achieve familiar results, rendering the claims obvious. Prior Art The following prior at also teaches deparaffinizing FFPE samples, followed by pressure-based RNA retrieval, followed by RNA and protein analysis such as FISH and IHC: US20180348103; US7326575; US20120009666; AU 2012247048; US8062897; US20090233803; US10295442; WO 2013155077; US20210030737; US20240043934. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Aaron Priest whose telephone number is (571)270-1095. The examiner can normally be reached 8am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gary Benzion can be reached at (571) 272-0782. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AARON A PRIEST/Primary Examiner, Art Unit 1681
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Prosecution Timeline

Jun 05, 2023
Application Filed
Oct 29, 2025
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
87%
With Interview (+26.0%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 794 resolved cases by this examiner. Grant probability derived from career allow rate.

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