Prosecution Insights
Last updated: May 29, 2026
Application No. 18/210,134

SEMICONDUCTOR DEVICE

Non-Final OA §102§103
Filed
Jun 15, 2023
Priority
Jul 19, 2022 — RE 10-2022-0089030
Examiner
HARRISTON, WILLIAM A
Art Unit
2899
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
945 granted / 1058 resolved
+21.3% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
19 currently pending
Career history
1078
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
65.7%
+25.7% vs TC avg
§102
11.6%
-28.4% vs TC avg
§112
1.0%
-39.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1058 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). Information Disclosure Statement The information disclosure statements filed on 06/15/2023 and 02/06/2026 have been considered. Drawings The drawings filed on 06/15/2023 are acceptable. Specification The abstract of the disclosure and the specification filed on 06/15/2023 are acceptable. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 4-7, 9-14, 16, 19, 20 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Choe . PNG media_image1.png 566 498 media_image1.png Greyscale PNG media_image2.png 402 502 media_image2.png Greyscale Regarding claim 1, Choe discloses: A semiconductor device comprising: a first semiconductor chip (210, ¶0052) having a first through silicon via (TSV)(214, ¶0065); a second semiconductor chip (220, ¶0052) arranged on the first semiconductor chip (210) and including a second TSV (224, ¶0065) positioned on a same vertical line as the first TSV (figure 5, ¶0082); a conductive pad (216, 227, ¶0065, ¶0064) disposed on each of the first TSV (214) and the second TSV (224), the conductive pad (216, 227) electrically connecting the first semiconductor chip (200) and the second semiconductor chip (210) to each other; and a warpage prevention metal structure (228, ¶0089 discloses the dummy pads 228 prevent warpage during a bonding process) disposed on an upper surface of the second semiconductor chip 220. Regarding claim 4, Choe further discloses: a protective layer (passivation 212, 222, ¶0065) on upper surfaces of each of the first semiconductor chip (210) and the second semiconductor chip (220), wherein the warpage prevention metal structure (228) is disposed directly on the protective layer (222). Regarding claim 5, Choe further discloses: wherein the warpage prevention metal structure (228, 218) is electrically insulated from the first semiconductor chip (210) and the second semiconductor chip (220). Regarding claim 6, Choe further discloses: wherein the warpage prevention metal structure (218, 228) has a substantially same height as the conductive pad (216, 226, ¶0006). Regarding claim 7, Choe further discloses: wherein the warpage prevention metal structure is composed of a same material as the conductive pad (¶0012). Regarding claim 9, Choe further discloses: an upper semiconductor chip (300, ¶0052) arranged on the second semiconductor chip (220), the upper semiconductor chip (300) having a thickness greater than thicknesses of each of the first semiconductor chip (210) and the second semiconductor chip (220, figure 1). Regarding claim 10, Choe further discloses: an under fill material (219, 229, 239, ¶0064, ¶0068) filling a space among the first semiconductor chip (210), the second semiconductor (220), and the upper semiconductor chip (300), the under fill material surrounding a periphery thereof (figure 1). Regarding claim 11, Choe further discloses: a conductive bump (241, ¶0055) arranged between the conductive pad (216) disposed on an upper end of the first TSV (214) and the conductive pad (227) disposed on a lower end of the second TSV (224), the conductive bump is electrically connected to the conductive pad on each of the first TSV and the second TSV (figure 1). Regarding claim 12, Choe discloses: A semiconductor device comprising: a plurality of inner substrates (200, 210, 220, ¶0052) including semiconductor devices; a through silicon via (TSV) (204, 214, 224, ¶0062) arranged to vertically penetrate each of the plurality of inner substrates (200, 210, 220); a protective layer (202, 212, 222, ¶0058, ¶0065) disposed on an upper surface of each of the plurality of inner substrates (200, 210, 220), the protective layer surrounding a side surface of the TSV (figure 1); a conductive pad (206) arranged on the TSV (204); and a warpage prevention metal structure (208, 218, 228, ¶0063, ¶0065, ¶0089) disposed on the protective layer (202, 2018, 228) of some of the plurality of inner substrates, the warpage prevention metal structure is electrically insulated (by passivation layer 202, 212, 222, figure 1) from the semiconductor devices of the plurality of inner substrates. Regarding claim 13, Choe further discloses: an upper substrate (300) arranged on an upper portion of the plurality of inner substrates, the upper substrate (300) is electrically connected to an uppermost inner substrate (230) among the plurality of inner substrates through the conductive pad (236), the upper substrate has a thickness greater than thicknesses of each of the plurality of inner substrates (figure 1). Regarding claim 14, Choe further discloses: wherein the warpage prevention metal structure is disposed at a substantially same height and is composed of a same material as the conductive pad (¶0006, ¶0012). Regarding claim 16, Choe further discloses: wherein the warpage prevention metal structure (218) is arranged on an upper inner substrate or a lower inner substrate with respect to a virtual horizontal line that divides the plurality of inner substrates in a vertical direction. Regarding claim 19, Choe further discloses: an under fill material (209, 219, 229) surrounding the conductive pad and the warpage prevention metal structure, the under fill material filling a space among the plurality of inner substrates (figure 1). Regarding claim 20, Choe discloses: A semiconductor device comprising: a plurality of inner substrates (200, 210, 220, 230) including semiconductor devices; a through silicon via (TSV) (204, 214, 224, 234) arranged to vertically penetrate each of the plurality of inner substrates; a protective layer (202, 212, 222, 232) disposed on an upper surface of each of the plurality of inner substrates, the protective layer surrounding a side surface of the TSV (figure 1); a conductive pad disposed on the TSV (206, 217, 218, 224, 226, 236, ¶0064, ¶0065); a warpage prevention metal structure (208) disposed on the protective layer (202) of an lower inner substrate (200) based on a virtual horizontal line dividing the plurality of inner substrates in a vertical direction, the warpage prevention metal structure (208) is electrically insulated from the semiconductor devices of the plurality of inner substrate; and an upper substrate (300, ¶0052) arranged on an upper portion of each of the plurality of inner substrates, the upper substrate is electrically connected to an uppermost inner substrate (230) among the plurality of inner substrates through the conductive pad (236), the upper substrate (300) has a thickness greater than thicknesses of each of the plurality of inner substrates (200, 210, 220, 230, figure 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2, 3, 8, 15, 17 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choe. Regarding claim 2, Choe does not disclose “wherein the warpage prevention metal structure surrounds a peripheral circumference of the first TSV or the second TSV. However, a change in size or shape or both is an unpatentable modification when it results in optimum conditions that differ from the prior art in degree but not in kind. In Re Rose, 220 F.2d 459, 105 USPQ 237, In reDailey, 357 F.2d 669, 149 USPQ 47). In the instant case the prior art device would not perform differently if modified to the claimed shape or size. Therefore the claimed limitations are considered met. Regarding claim 3, Choe does not disclose “wherein the warpage prevention metal structure is arranged in a frame shape”. However, a change in size or shape or both is an unpatentable modification when it results in optimum conditions that differ from the prior art in degree but not in kind. In Re Rose, 220 F.2d 459, 105 USPQ 237, In reDailey, 357 F.2d 669, 149 USPQ 47). In the instant case the prior art device would not perform differently if modified to the claimed shape or size. Therefore the claimed limitations are considered met. Regarding claim 8, Choe does not disclose “wherein the warpage prevention metal structure has a different size from that of the conductive pad”. However, a change in size or shape or both is an unpatentable modification when it results in optimum conditions that differ from the prior art in degree but not in kind. In Re Rose, 220 F.2d 459, 105 USPQ 237, In reDailey, 357 F.2d 669, 149 USPQ 47). In the instant case the prior art device would not perform differently if modified to the claimed shape or size. Therefore the claimed limitations are considered met. Regarding claim 15, Choe further discloses: a plurality of warpage prevention metal structures (208, 218, 228) is disposed on the protective layer (202, 212, 222) of some of the plurality of inner substrates. Choe does not disclose “an area of each of the plurality of warpage prevention metal structures decreases as a distance to a circumference of some of the plurality of inner substrates decreases”. However, a change in size or shape or both is an unpatentable modification when it results in optimum conditions that differ from the prior art in degree but not in kind. In Re Rose, 220 F.2d 459, 105 USPQ 237, In reDailey, 357 F.2d 669, 149 USPQ 47). In the instant case the prior art device would not perform differently if modified to the claimed shape or size. Therefore the claimed limitations are considered met. Regarding claim 17, Choe does not disclose ”the warpage prevention metal structure includes a plurality of warpage prevention metal structures; and each of the plurality of warpage prevention metal structures has a long rod shape in a first direction, the plurality of warpage prevention metal structures is arranged parallel to each other in a second direction perpendicular to the first direction”. However, a change in size or shape or both is an unpatentable modification when it results in optimum conditions that differ from the prior art in degree but not in kind. In Re Rose, 220 F.2d 459, 105 USPQ 237, In reDailey, 357 F.2d 669, 149 USPQ 47). In the instant case the prior art device would not perform differently if modified to the claimed shape or size. Therefore the claimed limitations are considered met. Regarding claim 18, Choe discloses: the warpage prevention metal structure (208, 218, 228) includes a plurality of warpage prevention metal structures. Choe does not disclose “each of the plurality of warpage prevention metal structures extends in a first direction or a second direction perpendicular to the first direction, wherein the plurality of warpage prevention metal structures has a grid shape and is arranged along a shape of the plurality of inner substrates around a TSV circumference”. However, a change in size or shape or both is an unpatentable modification when it results in optimum conditions that differ from the prior art in degree but not in kind. In Re Rose, 220 F.2d 459, 105 USPQ 237, In reDailey, 357 F.2d 669, 149 USPQ 47). In the instant case the prior art device would not perform differently if modified to the claimed shape or size. Therefore the claimed limitations are considered met. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILLIAM A HARRISTON whose telephone number is (571)270-3897. The examiner can normally be reached Mon-Fri, 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brent Fairbanks can be reached at (408) 918-7532. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILLIAM A HARRISTON/ Primary Examiner, Art Unit 2899
Read full office action

Prosecution Timeline

Jun 15, 2023
Application Filed
Mar 23, 2026
Non-Final Rejection mailed — §102, §103
Apr 28, 2026
Interview Requested
May 05, 2026
Examiner Interview Summary
May 05, 2026
Applicant Interview (Telephonic)

Precedent Cases

Applications granted by this same examiner with similar technology

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HYBRID BONDING A DIE TO A SUBSTRATE WITH VIAS CONNECTING METAL PADS ON BOTH SIDES OF THE DIE
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3y 9m to grant Granted May 26, 2026
Patent 12635574
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3y 2m to grant Granted May 19, 2026
Patent 12635581
PACKAGE STRUCTURE AND METHOD FOR FORMING THE SAME
3y 3m to grant Granted May 19, 2026
Patent 12635499
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2y 9m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
98%
With Interview (+8.2%)
2y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1058 resolved cases by this examiner. Grant probability derived from career allowance rate.

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