Prosecution Insights
Last updated: April 19, 2026
Application No. 18/215,985

SEMICONDUCTOR DEVICE INCLUDING BACKSIDE CONTACT STRUCTURE

Non-Final OA §103
Filed
Jun 29, 2023
Examiner
KEAGY, ROSE ALYSSA
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
96%
Grant Probability
Favorable
1-2
OA Rounds
3y 4m
To Grant
99%
With Interview

Examiner Intelligence

Grants 96% — above average
96%
Career Allow Rate
24 granted / 25 resolved
+28.0% vs TC avg
Moderate +7% lift
Without
With
+7.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
24 currently pending
Career history
49
Total Applications
across all art units

Statute-Specific Performance

§103
54.1%
+14.1% vs TC avg
§102
29.5%
-10.5% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 25 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions In the reply filed February 27, 2026, election was made to Group I, claims 1-13 without traverse. Claims 14-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-13 are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al. (“Huang”), US 2021/0375857 (listed in the IDS dated 8-15-2024) in view of Chang et al. (“Chang”), US 2021/0376155 (listed in the IDS dated 8-15-2024). Regarding Claim 1, Huang discloses a semiconductor device (Figs. 21A-D; ¶ 0005-0008) comprising: a channel structure (124; Fig. 21B; ¶ 0043 “124 are referred to as channels of the semiconductor device”); source/drain regions (230, 240; Fig. 21B; ¶ 0064 “S/D epitaxial structures (e.g., the top epitaxial structures 240 and/or the bottom epitaxial structures 230) as sources and/or drains”) connected by the channel structure (¶ 0064 “S/D epitaxial structures are electrically connected to the second semiconductor layers 124”); and a backside contact structure (360, 362, 364, 366; Figs. 20E, 21B-21C; ¶ 0065) formed below at least one of the source/drain regions (¶ 0062 “backside via 360 is electrically connected to the etched top epitaxial structure 240”, ¶ 0064 “backside via 360 is connected to the backside of one of the S/D epitaxial structures”), wherein, in a 1st-direction cross section view (Figs. 20A, 20B, 20E; ¶ 0063, 0065), a width (W1; Fig. 20E; ¶ 0065) of an upper portion (362; Fig. 20E; ¶ 0065) of the backside contact structure close to the source/drain region (Fig. 20E; ¶ 0065 “first portion 362 is closer to the top epitaxial structure 240 than the second portion 364”) is smaller than (¶ 0065 “width W1 of the first portion 362 is less than a width W2 of the second portion 364”) a width (W2; Fig. 2E; ¶ 0065) of a lower portion (364, 366; Fig. 20E; ¶ 0065) of the backside contact structure distant from the source/drain region (Fig. 20E; ¶ 0065 “first portion 362 is closer to the top epitaxial structure 240 than the second portion 364”), Huang does not disclose wherein, in a 2nd-direction cross-section view, widths of the upper portion and the lower portion of the backside contact structure are substantially uniform along a vertical downward direction, and wherein the 1st direction intersects the 2nd direction. Chang discloses wherein, in a 2nd-direction cross-section view (Fig. 27B; ¶ 0096), widths of the upper portion (Fig. 27B the upper portion of backside contact structure 130 in STI region 68) and the lower portion (Fig. 27B the lower portion of backside contact structure 130 electrically coupled to silicide region 129 of source/drain region 92; ¶ 0096) of the backside contact structure are substantially uniform along a vertical downward direction (Fig. 27B; ¶ 0096), and wherein the 1st direction intersects the 2nd direction (Fig. 1; ¶ 0013-0015). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for Huang to have wherein, in a 2nd-direction cross-section view, widths of the upper portion and the lower portion of the backside contact structure are substantially uniform along a vertical downward direction, and wherein the 1st direction intersects the 2nd direction, as taught by Chang, to “reduce RC time delay” and “improve device performance” (Chang ¶ 0097). Regarding Claim 2, Huang does not disclose wherein, in the 2nd-direction cross-section view, the width of the upper portion is substantially equal to the width of the lower portion. Chang discloses wherein, in the 2nd-direction cross-section view, the width of the upper portion (Fig. 27B the upper portion of backside contact structure 130 in STI region 68) is substantially equal to the width of the lower portion (Fig. 27B the lower portion of backside contact structure 130 electrically coupled to silicide region 129 of source/drain region 92; ¶ 0096). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for Huang to have wherein, in the 2nd-direction cross-section view, the width of the upper portion is substantially equal to the width of the lower portion, as taught by Chang, to “reduce RC time delay” and “improve device performance” (Chang ¶ 0097). Regarding Claim 3, Huang discloses wherein, in the 1st-direction cross-section view (Fig. 20E), the width of the upper portion (362; Fig. 20E;¶ 0065) is substantially uniform along the vertical downward direction (Fig. 20E; ¶ 0065 “362 has a substantially constant width”), and the width of the lower portion increases along the vertical downward direction (Fig. 20E; ¶ 0065 “366 tapers from the second portion 364 toward the first portion 362” and “366 has tapered sidewalls 366s”). Regarding Claim 4, Huang discloses wherein, in the 1st-direction cross-section view (Fig. 20E), the backside contact structure (360, 362, 364, 366; Fig. 20E; ¶ 0065) comprises a side surface (366s; Fig. 20E; ¶ 0066) in a positive slope from a bottom surface thereof (Fig. 20E; ¶ 0066 “the angle θ2 is greater than about 140 degrees and less than about 180 degrees”). Regarding Claim 5, Huang discloses wherein, in the 1st-direction cross-section view (Figs. 20E), the backside contact structure does not comprise a side surface (362s, 366s, 364s; Fig. 20E; ¶ 0066) in a negative slope from the bottom surface thereof (¶ 0065 “angle θ1 is greater than about 140 degrees and less than about 180 degrees” and “angle θ2 is greater than about 140 degrees and less than about 180 degrees”). Regarding Claim 6, Huang does not disclose wherein, in the 2nd-direction cross-section view, two opposite side surfaces of the backside contact structure are vertically plane. Chang discloses wherein, in the 2nd-direction cross-section view (Fig. 27B), two opposite side surfaces of the backside contact structure (the left side surface and the right side surface of the backside contact structure 130 from silicide 129 to the upper portion of STI 68) are vertically plane (Fig. 27B). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for Huang to have wherein, in the 2nd-direction cross-section view, two opposite side surfaces of the backside contact structure are vertically plane, as taught by Chang, to “reduce RC time delay” and “improve device performance” (Chang ¶ 0097). Regarding Claim 7, Huang discloses further comprising a backside isolation structure (330, Figs. 20B-20E; ¶ 0056) surrounding the backside contact structure (Figs. 20B-20E; ¶ 0056). Regarding Claim 8, Huang discloses a semiconductor device (Figs. 21A-D; ¶ 0005-0008) comprising: a channel structure (124; Fig. 21B; ¶ 0043 “124 are referred to as channels of the semiconductor device”); source/drain regions (230, 240; Fig. 21B; ¶ 0064 “S/D epitaxial structures (e.g., the top epitaxial structures 240 and/or the bottom epitaxial structures 230) as sources and/or drains”) connected by the channel structure (¶ 0064 “S/D epitaxial structures are electrically connected to the second semiconductor layers 124”); and a backside contact structure (360, 362, 364, 366; Figs. 20E, 21B-21C; ¶ 0065) formed below at least one of the source/drain regions (¶ 0062 “backside via 360 is electrically connected to the etched top epitaxial structure 240”, ¶ 0064 “backside via 360 is connected to the backside of one of the S/D epitaxial structures”), wherein, in a 1st-direction cross-section view (Figs. 20A, 20B, 20E; ¶ 0063, 0065-0066), the backside contact structure (360, 362, 364, 366; Fig. 20E; ¶ 0065) comprises a side surface (366s; Fig. 20E; ¶ 0066) in a positive slope from a bottom surface thereof (Fig. 20E; ¶ 0066 “the angle θ2 is greater than about 140 degrees and less than about 180 degrees”). Huang does not disclose wherein, in a 2nd-direction cross-section view, widths of the upper portion and the lower portion of the backside contact structure are substantially uniform along a vertical downward direction, and wherein the 1st direction intersects the 2nd direction. Chang discloses wherein, in a 2nd-direction cross-section view (Fig. 27B; ¶ 0096), widths of the upper portion (Fig. 27B the upper portion of backside contact structure 130 in STI region 68) and the lower portion (Fig. 27B the lower portion of backside contact structure 130 electrically coupled to silicide region 129 of source/drain region 92; ¶ 0096) of the backside contact structure are substantially uniform along a vertical downward direction (Fig. 27B; ¶ 0096), and wherein the 1st direction intersects the 2nd direction (Fig. 1; ¶ 0013-0015). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for Huang to have wherein, in a 2nd-direction cross-section view, widths of the upper portion and the lower portion of the backside contact structure are substantially uniform along a vertical downward direction, and wherein the 1st direction intersects the 2nd direction, as taught by Chang, to “reduce RC time delay” and “improve device performance” (Chang ¶ 0097). Regarding Claim 9, Huang discloses wherein, in the 1st-direction cross-section view (Fig. 20E), a width (W1; Fig. 20E; ¶ 0065) of the upper portion (362; Fig. 20E; ¶ 0065) of the backside contact structure is smaller than (Fig. 2E; ¶ 0065 “width W1 of the first portion 362 is less than a width W2 of the second portion 364”) a width (W2; Fig. 2E; ¶ 0065) of the lower portion (364; Fig. 2E; ¶ 0065) of the backside contact structure. Regarding Claim 10; Huang does not disclose wherein, in the 2nd-direction cross-section view, the width of the upper portion of the backside contact structure is substantially equal to the width of the lower portion of the backside contact structure. Chang discloses wherein, in the 2nd-direction cross-section view (Fig. 27B), the width of the upper portion (Fig. 27B the upper portion of backside contact structure 130 in STI region 68) of the backside contact structure is substantially equal to the width of the lower portion (Fig. 27B the lower portion of backside contact structure 130 electrically coupled to silicide region 129 of source/drain region 92; ¶ 0096) of the backside contact structure. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for Huang to have wherein, in the 2nd-direction cross-section view, the width of the upper portion of the backside contact structure is substantially equal to the width of the lower portion of the backside contact structure, as taught by Chang, to “reduce RC time delay” and “improve device performance” (Chang ¶ 0097). Regarding Claim 11, Huang discloses wherein, in the 1st-direction cross-section view (Figs. 20E), the backside contact structure does not comprise a side surface (362s, 366s, 364s; Fig. 20E; ¶ 0066) in a negative slope from the bottom surface thereof (¶ 0065 “angle θ1 is greater than about 140 degrees and less than about 180 degrees” and “angle θ2 is greater than about 140 degrees and less than about 180 degrees”). Regarding Claim 12, Huang does not disclose wherein, in the 2nd-direction cross-section view, two opposite side surfaces of the backside contact structure are vertically plane. Chang discloses wherein, in the 2nd-direction cross-section view (Fig. 27B), two opposite side surfaces of the backside contact structure (the left side surface and the right side surface of the backside contact structure 130 from silicide 129 to the upper portion of STI 68) are vertically plane (Fig. 27B). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for Huang to have wherein, in the 2nd-direction cross-section view, two opposite side surfaces of the backside contact structure are vertically plane, as taught by Chang, to “reduce RC time delay” and “improve device performance” (Chang ¶ 0097). Regarding Claim 13, Huang discloses further comprising a backside isolation structure (330, Figs. 20B-20E; ¶ 0056) surrounding the backside contact structure (Figs. 20B-20E; ¶ 0056). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Chen et al, US 2022/0157956, discloses a nanosheet field effect transistor having a backside contact arranged below and coupled to a source/drain region, the backside contact having a bottommost surface that is wider than a topmost surface. Lilak et al., US 11,437,283, discloses a nanosheet field effect transistor having a backside contact arranged below and coupled to a source/drain region, the backside contact being substantially uniform along a vertical downward direction. Chen et al., US 2022/0359689, discloses a nanosheet field effect transistor having a backside contact arranged below and coupled to a source/drain region, the backside contact having a bottommost surface that is wider than a topmost surface. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Rose Keagy whose telephone number is (571) 270-3455. The examiner can normally be reached Mon-Fri. 8am-5pm (CT). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeff Natalini can be reached at (571) 272-2266. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /R.K./Examiner, Art Unit 2818 /JEFF W NATALINI/Supervisory Patent Examiner, Art Unit 2818
Read full office action

Prosecution Timeline

Jun 29, 2023
Application Filed
Mar 09, 2026
Non-Final Rejection — §103
Apr 09, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
96%
Grant Probability
99%
With Interview (+7.1%)
3y 4m
Median Time to Grant
Low
PTA Risk
Based on 25 resolved cases by this examiner. Grant probability derived from career allow rate.

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