Prosecution Insights
Last updated: May 29, 2026
Application No. 18/219,697

SEMICONDUCTOR DEVICE HAVING COMMON SOURCE LINE LAYER, ELECTRONIC SYSTEM INCLUDING THE SAME, AND RELATED METHOD OF MANUFACTURING SEMICONDUCTOR DEVICE

Non-Final OA §102§103
Filed
Jul 09, 2023
Priority
Jan 09, 2023 — RE 10-2023-0002900
Examiner
LEE, DA WEI
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
21 granted / 27 resolved
+9.8% vs TC avg
Strong +19% interview lift
Without
With
+19.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
24 currently pending
Career history
75
Total Applications
across all art units

Statute-Specific Performance

§103
71.8%
+31.8% vs TC avg
§102
23.5%
-16.5% vs TC avg
§112
3.5%
-36.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 27 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election of claims 1 – 16 without traverse, in the reply filed on 2/17/2026 is acknowledged. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 – 9, 14 – 16 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yeh (Pat. No. 9412752 B1), hereinafter Yeh. PNG media_image1.png 474 1431 media_image1.png Greyscale Regarding Independent Claim 1, Yeh teaches a semiconductor device comprising: a cell region including: a channel structure ( Yeh, FIG. 1, 80a, 80b; FIG. 10, 1140; column 3, line 25, vertical channel films 80a/80b; column 8, line 34, thin layer 1140 contacts tunneling layer 1132 at least in the regions in which memory cells are being formed ) penetrating through word lines ( Yeh, FIG. 3, 58, 59; FIG. 15, WL; column 4, line 7, word lines 58 and 59; column 7, line 20, conductive strips (WLs) ), and memory cells ( Yeh, FIG. 3, 70, 71; column 4, line 36, memory cells 70, 71 ) connected to the word lines ( Yeh, FIG. 3, 58, 59; FIG. 15, WL ) and arranged in three dimensions; a cell contact region in which a cell contact plug ( Yeh, column 17, line 43, the same or additional patterned conductor layers can include conductors coupled to the SSL strips, to the GSL strips and to the word line pads ) connected to a word line ( Yeh, FIG. 3, 58, 59; FIG. 15, WL ) of the cell region is disposed; a common source line contact region in which a common source line contact plug ( Yeh, FIG. 14, 2020, 2024; column 10, line 6, FIG. 14 illustrates the structure of a following stage after formation of an array of interlayer connectors (2020, 2021, 2022, 2023, 2024, 2025, 2026, 2027) through an interlayer dielectric (not shown), landing on corresponding portions of the thin film semiconductor layer; column 10, line 19, Interlayer connectors 2020 and 2024 provide for electrical connection to portions 2070 and 2071 which are continuous with thin-channel films on the GSL sides of the active pillars; column 4, line 65, ground select line (GSL); column 10, line 30, Reference line 2034 makes electrical contact with interlayer connector 2024 … is connected to the vertical channel films on the GSL sides of NAND strings. As such, reference line 2034 acts as a local common source line and provides connection to a global common source line ) is disposed; an input and output contact region in which an input and output contact plug ( Yeh, FIG. 14, 2025, 2026; column 10, line 22, Interlayer connectors 2021, 2022, 2023, 2025, 2026, and 2027 provide for electrical connection to portions 2073, 2074, 2075, 2077, 2078, and 2079, respectively, which are portions on the SSL side of the active pillars; column 10, line 43, The inter-level connectors are connected to the vertical channel films on the SSL sides of NAND strings and provide independent connection to the bit lines ) connected to a circuit of the semiconductor device is disposed; a word line cut region ( Yeh, FIG. 12, 2000, 2001, 2002; column 9, line 11, FIG. 12 illustrates a stage in the process after applying a pillar cut etch which includes etching holes between the stacks through the thin film semiconductor layers to form a plurality of insulating structures (2000, 2001, 2002, 2003, 2004, 2005) ) separating the word lines of the cell region from word lines of a neighboring cell region; a common source line layer ( Yeh, FIG. 15, 2030, 2034; column 3, line 27, reference lines 2030, 2034 ) connecting the channel structure ( Yeh, FIG. 1, 80a, 80b; FIG. 10, 1140 ) of the cell region and the common source line contact plug ( Yeh, FIG. 14, 2020, 2024 ); and an input and output pad ( Yeh, FIG. 15, 2031, 2032, 2035, 2036; column 5, line 4, inter-level connector (e.g. 2035, 2036); column 10, line 28, inter-level connectors (e.g. 2031, 2032, 2033, 2035, 2036, and 2037) ) as an external pad of the semiconductor device connected to the input and output contact plug ( Yeh, FIG. 14, FIG. 15, 2025, 2026 ), wherein the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ) and the input and output pad ( Yeh, FIG. 15, inter-level connector 2031, 2032, 2035, 2036 ) are disposed at the same vertical level ( Yeh, column 2, line 6, The reference line and the inter-level connector are in the first level of patterned conductors ), and wherein each of the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ) and the input and output pad ( Yeh, FIG. 15, inter-level connector 2031, 2032, 2035, 2036 ) includes the same material ( Yeh, column 10, line 47, The reference lines and the inter-level connectors can comprise tungsten or other conductive materials such as copper, cobalt silicide, tungsten silicide, other metal materials or combinations thereof, and are formed in the same level ). Regarding Claim 2, Yeh teaches the semiconductor device as claimed in claim 1, on which this claim is dependent, Yeh further teaches: further comprising: an isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037; column 10, line 28, inter-level connectors (e.g. 2031, 2032, 2033, 2035, 2036, and 2037) ) disposed in the cell contact region and connected to the cell contact plug ( Yeh, column 17, line 43, the same or additional patterned conductor layers can include conductors coupled to the SSL strips, to the GSL strips and to the word line pads ), wherein the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ) is disposed at the same vertical level ( Yeh, column 2, line 6, The reference line and the inter-level connector are in the first level of patterned conductors ) as the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ), and wherein each of the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ) and the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ) includes the same material ( Yeh, column 10, line 47, The reference lines and the inter-level connectors can comprise tungsten or other conductive materials ). Regarding Claim 3, Yeh teaches the semiconductor device as claimed in claim 2, on which this claim is dependent, Yeh further teaches: wherein the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ) includes a metal ( Yeh, column 10, line 47, The reference lines and the inter-level connectors can comprise tungsten or other conductive materials ) as a major component. Regarding Claim 4, Yeh teaches the semiconductor device as claimed in claim 2, on which this claim is dependent, Yeh further teaches: wherein the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ) is disposed across the cell region, the common source line contact region ( Yeh, FIG. 14, 2020, 2024 ), and the word line cut region ( Yeh, FIG. 12, 2000, 2001, 2002 ), and is integrally formed ( Yeh, FIG. 17A, 2024, 2300; FIG. 17B, 2024, 2034 ). Regarding Claim 5, Yeh teaches the semiconductor device as claimed in claim 4, on which this claim is dependent, Yeh further teaches: wherein the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ) is surrounded by the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ). Regarding Claim 6, Yeh teaches the semiconductor device as claimed in claim 2, on which this claim is dependent, Yeh further teaches: wherein the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034; FIG. 17A, 2300; FIG. 17B, 2034 ), the input and output pad, and the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ) are embedded in an insulation layer ( Yeh, column 11, line 43, The process can include formation of a layer of interlayer dielectric such as silicon oxide or silicon nitride (not shown) on top of the interlayer connectors, followed by formation of the trenches, corresponding to rectangular regions 2300; column 10, line 6, after formation of an array of interlayer connectors (2020, 2021, 2022, 2023, 2024, 2025, 2026, 2027) through an interlayer dielectric (not shown) … The process can include formation of a layer of interlayer dielectric such as silicon oxide ). Regarding Claim 7, Yeh teaches the semiconductor device as claimed in claim 6, on which this claim is dependent, Yeh further teaches: wherein the insulation layer ( Yeh, column 11, line 43, The process can include formation of a layer of interlayer dielectric such as silicon oxide or silicon nitride (not shown) on top of the interlayer connectors, followed by formation of the trenches, corresponding to rectangular regions 2300 ) includes an upper layer ( Yeh, FIG. 18B, second insulating film 2112 ) and a lower layer ( Yeh, FIG. 18B, first insulting film 2111 ) formed of the same material as or a different ( Yeh, column 12, line 41, For example, first insulting film 2111 comprises silicon oxide, and second insulting film 2112 comprises silicon nitride ) material from the upper layer. Regarding Claim 8, Yeh teaches the semiconductor device as claimed in claim 7, on which this claim is dependent, Yeh further teaches: wherein the lower layer ( Yeh, FIG. 18B, first insulting film 2111 ) of the insulation layer is made of a silicon oxide ( Yeh, column 12, line 41, For example, first insulting film 2111 comprises silicon oxide ). Regarding Claim 9, Yeh teaches the semiconductor device as claimed in claim 7, on which this claim is dependent, Yeh further teaches: wherein the upper layer ( Yeh, FIG. 18B, second insulating film 2112 ) and the lower layer ( Yeh, FIG. 18B, first insulting film 2111 ) of the insulation layer have different cross-sectional shapes ( Yeh, FIG. 23A, FIG. 23B, 2111, 2112; column 14, line 1, In yet another example, where the opening regions (e.g. 2410 shown in FIG. 18A) in the mask used to pattern the second insulting film 2112 have a square shape, the extension can have two straight sides aligned with the bit line and two straight sides aligned with the second insulating film ). Regarding Claim 14, Yeh teaches the semiconductor device as claimed in claim 1, on which this claim is dependent, Yeh further teaches: wherein the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ) includes a metal ( Yeh, column 10, line 47, The reference lines and the inter-level connectors can comprise tungsten or other conductive materials ) as a major component. Regarding Claim 15, Yeh teaches the semiconductor device as claimed in claim 1, on which this claim is dependent, Yeh further teaches: wherein the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ) is disposed across the cell region, the common source line contact region ( Yeh, FIG. 14, 2020, 2024 ), and the word line cut region ( Yeh, FIG. 12, 2000, 2001, 2002 ), and is integrally formed ( Yeh, FIG. 17A, 2024, 2300; FIG. 17B, 2024, 2034 ). Regarding Claim 16, Yeh teaches the semiconductor device as claimed in claim 1, on which this claim is dependent, Yeh further teaches: wherein: the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034; FIG. 17A, 2300; FIG. 17B, 2034 ) and the input and output pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ) are embedded in an insulation layer ( Yeh, column 11, line 43, The process can include formation of a layer of interlayer dielectric such as silicon oxide or silicon nitride (not shown) on top of the interlayer connectors, followed by formation of the trenches, corresponding to rectangular regions 2300; column 10, line 6, after formation of an array of interlayer connectors (2020, 2021, 2022, 2023, 2024, 2025, 2026, 2027) through an interlayer dielectric (not shown) … The process can include formation of a layer of interlayer dielectric such as silicon oxide ), and the insulation layer ( Yeh, column 11, line 43, The process can include formation of a layer of interlayer dielectric such as silicon oxide or silicon nitride (not shown) on top of the interlayer connectors, followed by formation of the trenches, corresponding to rectangular regions 2300 ) includes an upper layer ( Yeh, FIG. 18B, second insulating film 2112 ) and a lower layer ( Yeh, FIG. 18B, first insulting film 2111 ) formed of the same material as or a different ( Yeh, column 12, line 41, For example, first insulting film 2111 comprises silicon oxide, and second insulting film 2112 comprises silicon nitride ) material from the upper layer. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 10 – 13 are rejected under 35 U.S.C. 103 as being unpatentable over Yeh, in view of Stephens (Pub. No. 20190214298 A1), hereinafter Stephens. Regarding Claim 10, Yeh teaches the semiconductor device as claimed in claim 9, on which this claim is dependent, Yeh further teaches: wherein: each of the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ), the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ), and the input and output pad ( Yeh, FIG. 15, inter-level connector 2031, 2032, 2035, 2036 ) includes a first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) contacting the channel structure ( Yeh, FIG. 1, 80a, 80b; FIG. 10, 1140 ), the common source line contact plug ( Yeh, FIG. 14, reference lines 2020, 2024 ), the cell contact plug, and the input and output contact plug ( Yeh, FIG. 14, 2025, 2026 ), and a second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) disposed on the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ), the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) has a horizontal cross-sectional area where it abuts the channel structure, the common source line contact plug, the cell contact plug, and the input and output contact plug, and as it approaches the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ), and the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) has a horizontal cross-sectional area where it abuts the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) and as it goes away from the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ). Yeh fails to disclose: the first portion has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion has a horizontal cross-sectional area that is widest at bottom, and that narrows on top. However, Stephens teaches: the first portion ( Stephens, FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion ) has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion ( Stephens, FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion ) has a horizontal cross-sectional area that is widest at bottom, and that narrows on top. Yeh and Stephens are both considered to be analogous to the claimed invention because they are forming metallization and pattern contact in semiconductor. Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to have modified Yeh ( FIG. 15, Reference line 2030/2034, interlayer connectors 2020/2024; column 2, line 21, the first level of patterned conductors comprising a reference line, acting as a common line source, over the even stack, and inter-level connectors over the odd stack ), to incorporate the teachings of Stephens ( FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion thereof, which allows for improved scaling of the circuit ), to implement the first portion and the second portion. Doing so would provide extra margin for overlay errors / misalignment, and therefore scaling of the circuit can be improved. Regarding Claim 11, Yeh teaches the semiconductor device as claimed in claim 9, on which this claim is dependent, Yeh further teaches: wherein: each of the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ), the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ), and the input and output pad ( Yeh, FIG. 15, inter-level connector 2031, 2032, 2035, 2036 ) includes a first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) contacting the channel structure ( Yeh, FIG. 1, 80a, 80b; FIG. 10, 1140 ), the common source line contact plug ( Yeh, FIG. 14, reference lines 2020, 2024 ), the cell contact plug, and the input and output contact plug ( Yeh, FIG. 14, 2025, 2026 ), and a second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) disposed on the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ), the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) has a horizontal cross-sectional area where it abuts the channel structure, the common source line contact plug, the cell contact plug, and the input and output contact plug, and as it approaches the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ), and the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) has a horizontal cross-sectional area where it abuts the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) and as it goes away from the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ). Yeh fails to disclose: the first portion has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion has a horizontal cross-sectional area that is narrowest at bottom, and that widens on top. However, Stephens teaches: the first portion ( Stephens, FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion ) has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion ( Stephens, FIG. 9, 46, 48; [0042], The via interconnect structure 46 and upper metal wiring structure 48 can be fabricated using well known processes for those skilled in the art, e.g., dual damascene processes ) has a horizontal cross-sectional area that is narrowest at bottom, and that widens on top. Yeh and Stephens are both considered to be analogous to the claimed invention because they are forming metallization and pattern contact in semiconductor. Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to have modified Yeh ( FIG. 15, Reference line 2030/2034, interlayer connectors 2020/2024; column 2, line 21, the first level of patterned conductors comprising a reference line, acting as a common line source, over the even stack, and inter-level connectors over the odd stack ), to incorporate the teachings of Stephens ( FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion thereof, which allows for improved scaling of the circuit ) to implement the first portion, and the teachings of Stephens ( FIG. 9, 46, 48; [0042], The via interconnect structure 46 and upper metal wiring structure 48 can be fabricated using well known processes for those skilled in the art, e.g., dual damascene processes ) to implement the second portion. Doing so would provide extra margin for overlay errors / misalignment, and therefore scaling of the circuit can be improved. Regarding Claim 12, Yeh teaches the semiconductor device as claimed in claim 2, on which this claim is dependent, Yeh further teaches: wherein: each of the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ), the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ), and the input and output pad ( Yeh, FIG. 15, inter-level connector 2031, 2032, 2035, 2036 ) includes a first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) contacting the channel structure ( Yeh, FIG. 1, 80a, 80b; FIG. 10, 1140 ), the common source line contact plug ( Yeh, FIG. 14, reference lines 2020, 2024 ), the cell contact plug, and the input and output contact plug ( Yeh, FIG. 14, 2025, 2026 ), and a second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) disposed on the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ), the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) has a horizontal cross-sectional area where it abuts the channel structure, the common source line contact plug, the cell contact plug, and the input and output contact plug, and as it approaches the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ), and the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) has a horizontal cross-sectional area where it abuts the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) and as it goes away from the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ). Yeh fails to disclose: the first portion has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion has a horizontal cross-sectional area that is widest at bottom, and that narrows on top. However, Stephens teaches: the first portion ( Stephens, FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion ) has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion ( Stephens, FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion ) has a horizontal cross-sectional area that is widest at bottom, and that narrows on top. Yeh and Stephens are both considered to be analogous to the claimed invention because they are forming metallization and pattern contact in semiconductor. Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to have modified Yeh ( FIG. 15, Reference line 2030/2034, interlayer connectors 2020/2024; column 2, line 21, the first level of patterned conductors comprising a reference line, acting as a common line source, over the even stack, and inter-level connectors over the odd stack ), to incorporate the teachings of Stephens ( FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion thereof, which allows for improved scaling of the circuit ), to implement the first portion and the second portion. Doing so would provide extra margin for overlay errors / misalignment, and therefore scaling of the circuit can be improved. Regarding Claim 13, Yeh teaches the semiconductor device as claimed in claim 2, on which this claim is dependent, Yeh further teaches: wherein: each of the common source line layer ( Yeh, FIG. 15, reference lines 2030, 2034 ), the isolated pad ( Yeh, FIG. 15, 2031, 2032, 2033, 2035, 2036, 2037 ), and the input and output pad ( Yeh, FIG. 15, inter-level connector 2031, 2032, 2035, 2036 ) includes a first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) contacting the channel structure ( Yeh, FIG. 1, 80a, 80b; FIG. 10, 1140 ), the common source line contact plug ( Yeh, FIG. 14, reference lines 2020, 2024 ), the cell contact plug, and the input and output contact plug ( Yeh, FIG. 14, 2025, 2026 ), and a second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) disposed on the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ), the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) has a horizontal cross-sectional area where it abuts the channel structure, the common source line contact plug, the cell contact plug, and the input and output contact plug, and as it approaches the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ), and the second portion ( Yeh, FIG. 15, Reference line 2030/2034 ) has a horizontal cross-sectional area where it abuts the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ) and as it goes away from the first portion ( Yeh, FIG. 15, interlayer connectors 2020/2024 ). Yeh fails to disclose: the first portion has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion has a horizontal cross-sectional area that is narrowest at bottom, and that widens on top. However, Stephens teaches: the first portion ( Stephens, FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion ) has a horizontal cross-sectional area that is widest at bottom, and that narrows on top, the second portion ( Stephens, FIG. 9, 46, 48; [0042], The via interconnect structure 46 and upper metal wiring structure 48 can be fabricated using well known processes for those skilled in the art, e.g., dual damascene processes ) has a horizontal cross-sectional area that is narrowest at bottom, and that widens on top. Yeh and Stephens are both considered to be analogous to the claimed invention because they are forming metallization and pattern contact in semiconductor. Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to have modified Yeh ( FIG. 15, Reference line 2030/2034, interlayer connectors 2020/2024; column 2, line 21, the first level of patterned conductors comprising a reference line, acting as a common line source, over the even stack, and inter-level connectors over the odd stack ), to incorporate the teachings of Stephens ( FIG. 5, contacts 34, 36; [0036], As shown in FIG, 5, the contacts 34, 36 will have re-entrant profiles, e.g., reverse tapered profiles, with the larger dimension in direct contact with the respective gate structures 12a and the source/drain contacts 14a … In addition, the contacts 34, 36 will have a smaller profile at a top portion thereof, which allows for improved scaling of the circuit ) to implement the first portion, and the teachings of Stephens ( FIG. 9, 46, 48; [0042], The via interconnect structure 46 and upper metal wiring structure 48 can be fabricated using well known processes for those skilled in the art, e.g., dual damascene processes ) to implement the second portion. Doing so would provide extra margin for overlay errors / misalignment, and therefore scaling of the circuit can be improved. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Da-Wei Lee whose telephone number is (703)756-1792. The examiner can normally be reached M -̶ F 8:00 am -̶ 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marlon Fletcher can be reached at 571-272-2063. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DA-WEI LEE/Examiner, Art Unit 2817 /MARLON T FLETCHER/Supervisory Primary Examiner, Art Unit 2817
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Prosecution Timeline

Jul 09, 2023
Application Filed
Apr 08, 2026
Non-Final Rejection mailed — §102, §103
May 06, 2026
Interview Requested
May 13, 2026
Applicant Interview (Telephonic)
May 13, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12622023
SEMICONDUCTOR DEVICE
3y 1m to grant Granted May 05, 2026
Patent 12610813
INTERCONNECT STRUCTURE INCLUDING CHARGED DIELECTRIC LAYERS
3y 11m to grant Granted Apr 21, 2026
Patent 12604751
SEMICONDUCTOR PACKAGE
3y 9m to grant Granted Apr 14, 2026
Patent 12563853
BACKSIDE ILLUMINATED CMOS IMAGE SENSOR AND METHOD OF MAKING THE SAME
3y 5m to grant Granted Feb 24, 2026
Patent 12557375
SEMICONDUCTOR DEVICES AND METHODS OF MANUFACTURING THE SAME
3y 10m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
97%
With Interview (+19.4%)
3y 5m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 27 resolved cases by this examiner. Grant probability derived from career allowance rate.

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