Prosecution Insights
Last updated: May 29, 2026
Application No. 18/220,096

MEMORY DEVICES AND METHODS FOR FORMING THE SAME

Non-Final OA §102§103
Filed
Jul 10, 2023
Priority
Jun 17, 2022 — provisional 63/353,358 +1 more
Examiner
MENZ, LAURA MARY
Art Unit
2813
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Yangtze Memory Technologies Co. Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
811 granted / 928 resolved
+19.4% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
21 currently pending
Career history
964
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
41.8%
+1.8% vs TC avg
§102
28.2%
-11.8% vs TC avg
§112
2.5%
-37.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 928 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Species 1 in the reply filed on 10/28/26 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Inaba (US 2021/0343717). 1. A memory device, comprising: a memory array (Fig.3A-3B) (MCA) and [0062-0063]/Fig.12 (MCs make an array) and [0095]) comprising: a vertical transistor (Fig.1B (30) and [0035-0036]) having a first terminal and a second terminal [0036]; a storage unit (Fig.1B (20) and [0033]) having a first end (Fig.1B (Et) and [0036]) coupled to the first terminal [0036-Et is coupled to the source] of the vertical transistor (Fig.1B (30) and [0035-0036]); and a bit line (Fig.1B (BL) and [0036]) coupled to the second terminal [0036-BL is coupled to the drain] of the vertical transistor (Fig.1B (30) and [0035-0036]); and a peripheral circuit (Fig.12 (21) and [0094-0095]) coupled to the memory array Fig.12 (MCs make an array) and [0095]), wherein the vertical transistor (Fig.1B (30) and [0035-0036]) comprises a semiconductor body (Fig.1B (31) and [0036/0045]) extending in a first direction, and a gate structure (Fig.1B (G/WL) and [0035-0036]) coupled to at least one side of the semiconductor body (Fig.1B (31) and [0036/0045]); and the vertical transistor (Fig.1B (30) and [0035-0036]) is disposed between the bit line (Fig.1B (BL) and [0036]) and the storage unit (Fig.1B (20) and [0033]) along the first direction. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-3 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Okajima et al (US 2022/0285350). 1. A memory device, comprising: a memory array (Fig.4 (110/MC) and [0138]) comprising: a vertical transistor (Fig.4 and 7 (1-cell transistor) and [0151/0172-0174]) having a first terminal and a second terminal (Fig.7 (SDa/SDb) and [0174]); a storage unit (Fig.4 and 7 (2) and [0161-0167]) having a first end coupled to the first terminal (Fig.7 (SDa) and [0174]) of the vertical transistor (Fig.4 and 7 (1-cell transistor) and [0151/0172-0174]); and a bit line (Fig.4 and 7 (BL) and [0180-0186]) coupled to the second terminal (Fig.7 (SDb) and [0174]) of the vertical transistor (Fig.4 and 7 (1-cell transistor) and [0151/0172-0174]); and a peripheral circuit (Fig.4 (TR) and [0138-0142]) coupled to the memory array (Fig.4 (110) and [0138]), wherein the vertical transistor (Fig.4 and 7 (1-cell transistor) and [0151/0172-0174]) comprises a semiconductor body (Fig.4 and 7 (10) and [0174-0175]) extending in a first direction, and a gate structure (Fig.4 and 7 (WL/12) and [0174]) and coupled to at least one side of the semiconductor body (Fig.4 and 7 (10) and [0174-0175]); and the vertical transistor (Fig.4 and 7 (1-cell transistor) and [0151/0172-0174]) is disposed between the bit line (Fig.4 and 7 (BL) and [0180-0186]) and the storage unit (Fig.4 and 7 (2) and [0161-0167])along the first direction. 2. The memory device of claim 1, wherein a second end of the storage unit (Fig.4 and 7 (2) and [0161-0167]) is coupled to the peripheral circuit (Fig.4 (TR) and [0138-0142]). 3. The memory device of claim 2, wherein the storage unit (Fig.4 and 7 (2) and [0161-0167]) is disposed between the vertical transistor (Fig.4 and 7 (1-cell transistor) and [0151/0172-0174]) and the peripheral circuit (Fig.4 (TR) and [0138-0142]) along the first direction. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Okajima et al (US 2022/0285350) in further view of Cheng et al (US 20210265309). Okajima teaches the limitations of claim 1 as cited above, and teaches disposing together the memory array (Fig.4 (110/MC) and [0138]) and the peripheral circuit (Fig.4 (TR) and [0138-0142]). However fails to explicitly teach using a bonding interface between the memory array and peripheral circuit. Chen et al teaches a similar device including: 4. The memory device of claim 1, further comprising: a bonding interface (Fig.7A (710) and [0083-0085] and disposed between the memory array (Fig.7A (756) and [0082]) and the peripheral circuit (Fig.7A (720) and [0082]). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify Okajima’s teachings to include the bonding interface as taught by Cheng because doing so allows the memory and peripheral circuitry to be formed separately and then subsequently be stacked together thus preventing creating unnecessary stresses upon the devices during processing and securely attaching the devices in a stacking manner to conserve limited space. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liu (WO 2020210928); Sun et al (WO 2025039205) and Zhu et al (US 2023/0060149) teach similar structures. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA M MENZ whose telephone number is (571)272-1697. The examiner can normally be reached Monday-Friday 7:00-3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Gauthier can be reached at 571-270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA M MENZ/Primary Examiner, Art Unit 2813 1/13/26
Read full office action

Prosecution Timeline

Jul 10, 2023
Application Filed
Jan 13, 2026
Non-Final Rejection (signed) — §102, §103
Feb 17, 2026
Non-Final Rejection mailed — §102, §103
May 06, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
96%
With Interview (+8.2%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 928 resolved cases by this examiner. Grant probability derived from career allowance rate.

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