Prosecution Insights
Last updated: August 18, 2026
Application No. 18/223,549

END CAP, BATTERY CELL, BATTERY AND POWER CONSUMING DEVICE

Final Rejection §103
Filed
Jul 19, 2023
Priority
May 16, 2022 — continuation of PCTCN2022093136
Examiner
WYLUDA, KIMBERLY
Art Unit
1725
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
2 (Final)
70%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
177 granted / 251 resolved
+5.5% vs TC avg
Moderate +11% lift
Without
With
+11.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
36 currently pending
Career history
285
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
64.4%
+24.4% vs TC avg
§102
14.4%
-25.6% vs TC avg
§112
17.4%
-22.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 251 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-13, 15, and 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Takahashi (JP 2002-367582 A, see also the provided English translation), and further in view of Shimoji et al. (JP 2007-141518 A, cited on the IDS dated February 28, 2025, see also the previously provided English translation). Regarding Claims 1 and 15, Takahashi discloses in Fig. 1 a battery cell (1) ([0011]), comprising: an electrode assembly ([0011], [0001], [0003]); a housing (2) having an accommodation space with one end open, the accommodating space being used for accommodating the electrode assembly ([0011]); and an end cap (4) ([0011]) including: a cap body having a recess recessed from an outer surface of the cap body toward an inner surface of the cap body, the recess having a bottom wall ([0011]); a pressure relief portion (7) provided in the bottom wall of the recess and bent in a thickness direction of the cap body ([0011]); an inward protrusion (8) extending inward from the inner surface of the cap body ([0011]), wherein the inward protrusion (8) corresponds to the recess in a position such that a projection of an outline of the recess in the thickness direction falls within a projection range of the inward protrusion ([0011]), the end cap (4) is connected to the housing (2) and closes the opening ([0011]). PNG media_image1.png 439 811 media_image1.png Greyscale Specifically, Takahashi discloses wherein the pressure relief portion is provided on the end cap in order to accurately release internal pressure at a predetermined pressure ([0008]). However, Takahashi does not disclose a pressure relief groove provided in the cap body, the pressure relief groove delimiting the pressure relief portion and further does not disclose wherein the inward protrusion is arranged around the pressure relief groove. Shimoji teaches an end cap provided with a pressure relief portion that is inexpensive and reliably operates as a safety valve when an internal pressure of a secondary battery exceeds an explosion-proof pressure, without causing significant swelling of a housing of the secondary battery ([0008]). Specifically, Shimoji in Figs. 1-2 wherein the end cap (1a, 5) comprises a pressure relief portion (5d) formed integrally with a cap body (1a), wherein the pressure relief portion (5d) is bent in a thickness direction of the cap body (1a), and a pressure relief groove (5c) provided in the cap body (1a), the pressure relief groove (5c) delimiting the pressure relief portion (5d) and wherein the pressure relief portion (5d) is bent in a thickness direction of the cap body (1a) ([0012], [0015]-[0018]). It would have been obvious to one of ordinary skill in the art to provide a pressure relief groove in the cap body of Takahashi, the pressure relief groove delimiting the pressure relief portion of Takahashi, as taught by Shimoji, in order to form a pressure relief portion that is inexpensive and reliably operates as a safety valve when an internal pressure of the secondary battery of Takashi exceeds an explosion-proof pressure, as desired by Takahashi, without causing significant swelling of the housing of the battery cell of Takahashi. Thus, modified Takahashi discloses wherein the inward protrusion (8 of Takahashi) is arranged around the pressure relief groove (5c of Shimoji) (Fig. 1 of Takahashi and Figs. 1-2 of Shimoji). Regarding Claim 2, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein: in the thickness direction, the cap body has the inner surface and the outer surface opposite each other, and the pressure relief portion (7 of Takahashi) is bent in a direction from the inner surface to the outer surface (Fig. 1 of Takahashi). Regarding Claim 3, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein: in the thickness direction, the pressure relief portion (7 of Takahashi) has a first surface, the first surface and the pressure relief groove (5c of Shimoji) are located on the same side of the pressure relief portion (7 of Takahashi, corresponding to 5d of Shimoji), and the first surface is an arc surface (Fig. 1 of Takahashi and Fig. 2, [0017] of Shimoji). Regarding Claim 4, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein: in the thickness direction, the pressure relief portion (7 of Takahashi) has a second surface opposite the first surface, the second surface being an arc surface, and the first surface and the second surface are bent in the same direction (Fig. 1 of Takahashi). Regarding Claim 5, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein: in the thickness direction, the cap body has the inner surface and the outer surface opposite each other; a distance between the pressure relief portion (7 of Takahashi) and the inner surface in the thickness direction gradually increases from two ends to the middle of the pressure relief portion (7 of Takahashi) in a first direction, and the first direction is perpendicular to the thickness direction (Fig. 1 of Takahashi). Regarding Claims 6 and 8, modified Takahashi discloses all of the limitations as set forth above. However, modified Takahashi does not disclose wherein the end cap comprises a first protrusion, wherein the first protrusion is arranged on the outer surface in a protruding manner and surrounds the pressure relief groove, and further wherein the first protrusion is arranged on the bottom wall in a protruding manner and surrounds the pressure relief groove. Shimoji further teaches in Figs. 1-2 wherein the end cap (1a, 5) comprises a first protrusion (5b), wherein the first protrusion (5b) is arranged on an outer surface of the end cap (1a, 5) in a protruding manner and surrounds the pressure relief groove (5c) in order to form a pressure relief portion with increased flexibility and vent strength ([0016]-[0018]). It would have been obvious to one of ordinary skill in the art to form the end cap of modified Takahashi to comprise a first protrusion, wherein the first protrusion is arranged on the outer surface of the end cap in a protruding manner and surrounds the pressure relief groove of modified Takahashi, as further taught by Shimoji, in order to form a pressure relief portion with increased flexibility and vent strength. In light of the above, modified Takahashi discloses wherein the first protrusion (5b of Shimoji) is arranged on the bottom wall in a protruding manner and surrounds the pressure relief groove (5c of Shimoji) (Figs. 1-2, [0016]-[0018] of Shimoji). Regarding Claim 7, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein the cap body is provided with the recess which is recessed from the outer surface in a direction toward the inner surface, and the pressure relief groove (5c of Shimoji) is provided in a bottom wall of the recess (Fig. 1 of Takahashi and Fig. 2, [0015]-[0018] of Shimoji). Regarding Claim 9, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein the inward protrusion (8 of Takahashi) is a second protrusion surrounding the pressure relief groove (5c of Shimoji) (Fig. 1 of Takahashi and Fig. 2 of Shimoji). Regarding Claim 10, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein the length of the pressure relief portion (7 of Takahashi) in a second direction is greater than a length in the first direction, and the second direction and the thickness direction are perpendicular to each other (Fig. 1A of Takahashi, wherein the pressure relief portion 7 has an oval shape). Regarding Claim 11, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein the pressure relief groove (5c of Shimoji) is a closed groove extending along a closed trajectory that is connected end to end (Figs. 1-2, [0016] 5c of Shimoji, wherein the pressure relief groove 5c has an oval shape). Regarding Claims 12-13, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein the pressure relief groove (5c of Shimoji) comprises a first groove section, a second groove section, a third groove section and a fourth groove section that are connected in sequence; in the first direction, the first groove section and the third groove section are arranged opposite each other, and a maximum distance between the first groove section and the third groove section is a first distance; in the second direction, the second groove section and the fourth groove section are arranged opposite each other, and a minimum distance between the second groove section and the fourth groove section is a second distance; and the second distance is greater than the first distance, and the first direction, the second direction and the thickness direction are perpendicular to each other; wherein the first groove section and the third groove section are linear grooves; and the second groove section and the fourth groove section are arc grooves (Figs. 1-2, [0016] of Shimoji, wherein the pressure relief groove 5c has an oval shape). PNG media_image2.png 338 689 media_image2.png Greyscale Regarding Claims 19-20, modified Takahashi discloses all of the limitations as set forth above and further discloses wherein: the pressure relief groove (5c of Shimoji) is positioned between the pressure relief portion (7 of Takahashi , corresponding to 5d of Shimoji) and the inward protrusion (8 of Takahashi) (Fig. 1 of Takahashi). Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over Takahashi (JP 2002-367582 A, see also the provided English translation) in view of Shimoji et al. (JP 2007-141518 A, cited on the IDS dated February 28, 2025, see also the previously English translation), as applied to Claim 1 above, and further in view of Byun (US PGPub 2011/0206957 A1). Regarding Claim 14, modified Takahashi discloses all of the limitations as set forth above. However, modified Takahashi does not disclose wherein the cap body partially protrudes in the thickness direction to form a bump, and the pressure relief groove is provided in the bump. Byun teaches in Figs. 1-4 an end cap comprising a cap body (30) provided with a pressure relief portion (34) and a pressure relief groove (341) provided in the cap body (30), the pressure relief groove (341) delimiting the pressure relief portion ([0044], [0055]). Specifically, Byun teaches wherein the cap body (30) partially protrudes in the thickness direction to form a bump (60), and the pressure relief groove (341) is provided in the bump (60) in order to increase the resistivity to thermal deformation and deformation of the pressure relief portion (34) and the cap body (30) ([0054]). It would have been obvious to one of ordinary skill in the art to form the cap body of modified Takahashi to partially protrude in the thickness direction to form a bump, wherein the pressure relief groove of modified Takahashi is provided in the bump, as taught by Byun, in order to increase the resistivity to thermal deformation and deformation of the pressure relief portion of modified Takahashi and the cap body. Claim 16-18 are rejected under 35 U.S.C. 103 as being unpatentable over Takahashi (JP 2002-367582 A, see also the provided English translation) in view of Shimoji et al. (JP 2007-141518 A, cited on the IDS dated February 28, 2025, see also the previously provided English translation), as applied to Claim 15 above, and further in view of Yang et al. (CN 112713345 A, see also the previously provided English translation). Regarding Claims 16-18, modified Takahashi discloses all of the limitations as set forth above. Modified Takahashi remains silent regarding an intended use of the battery cell (1 of Takahashi) and therefore such is not particularly limited. However, modified Takahashi does not explicitly disclose a battery, comprising: a case; and the battery cell, wherein the battery cell is accommodated inside the case, wherein: the end cap is arranged on a side of the battery cell facing a bottom wall of the case; and a power consuming device, characterized by comprising a battery, wherein the battery is configured to provide electric energy. Yang teaches in Figs. 1-3 a battery (10) comprising a case (11, 12) and a battery cell (30) accommodated inside the case (11, 12) ([0059]-[0061]) and a power consuming device (1) comprising the battery (10), wherein the battery (10) is configured to provide electric energy ([0056], [0058]). It would have been obvious to one of ordinary skill in the art to utilize the battery cell of modified Takahashi in a battery comprising a case, wherein the battery cell is accommodated inside the case, and to further utilize the battery in a power consuming device, as taught by Yang, as the intended use of the battery cell is not particularly limited, wherein the skilled artisan would have reasonable expectation that such could successfully be configured to provide electric energy to the power consuming device. Yang further teaches in Figs. 4-5 wherein the battery cell (30) comprises an end cap (42b) comprising a pressure relief mechanism (80a), wherein the end cap (42b) is arranged on a side of the battery cell (30) facing a bottom wall (11) of the case (11, 12) so that the high-temperature and high-pressure emissions emitted by the battery cell (30) are less likely to directly threaten personnel safety when the pressure relief mechanism (80a) explodes and releases pressure, thus improving safety of the battery cell (30) ([0067], [0079]-[0080], [0029], [0132]). It would have been obvious to one of ordinary skill in the art to form the end cap of modified Takahashi to be arranged on a side of the battery cell of modified Takahashi facing a bottom wall of the case of modified Takahashi, as further taught by Yang, so that the high-temperature and high-pressure emissions emitted by the battery cell are less likely to directly threaten personnel safety when the pressure relief portion of modified Takahashi explodes and releases pressure, thus improving safety of the battery cell. Response to Arguments Applicant’s arguments with respect to amended Claims 1, 15, and 18 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KIMBERLY WYLUDA whose telephone number is (571)272-4381. The examiner can normally be reached Monday-Thursday 7 AM - 3 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BASIA RIDLEY can be reached at (571)272-1453. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KIMBERLY WYLUDA/Primary Examiner, Art Unit 1725
Read full office action

Prosecution Timeline

Jul 19, 2023
Application Filed
Jan 27, 2026
Non-Final Rejection mailed — §103
Apr 27, 2026
Response Filed
Jul 09, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12695142
SEAL ASSEMBLY FOR A BATTERY CELL
2y 8m to grant Granted Jul 28, 2026
Patent 12689091
END COVER ASSEMBLY, BATTERY CELL, BATTERY, AND DEVICE AND METHOD FOR MANUFACTURING BATTERY CELL
4y 0m to grant Granted Jul 21, 2026
Patent 12689090
PRESSURE RELIEF APPARATUS, BATTERY CELL, BATTERY, AND ELECTRICAL DEVICE
3y 1m to grant Granted Jul 21, 2026
Patent 12683204
INTERNAL BATTERY HEATING
4y 0m to grant Granted Jul 14, 2026
Patent 12683210
METHOD FOR PRODUCING SECONDARY BATTERY MATERIAL FROM BLACK MASS
2y 9m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
70%
Grant Probability
82%
With Interview (+11.3%)
2y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 251 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month