Prosecution Insights
Last updated: April 18, 2026
Application No. 18/228,335

SECONDARY BATTERY, METHOD FOR PREPARING SECONDARY BATTERY, BATTERY MODULE, BATTERY PACK, AND ELECTRICAL APPARATUS

Non-Final OA §103
Filed
Jul 31, 2023
Examiner
AMPONSAH, OSEI K
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED
OA Round
3 (Non-Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
3y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
488 granted / 680 resolved
+6.8% vs TC avg
Strong +34% interview lift
Without
With
+34.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
68 currently pending
Career history
748
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
66.1%
+26.1% vs TC avg
§102
19.0%
-21.0% vs TC avg
§112
9.1%
-30.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 680 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01-14-2026 has been entered. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-13 and 15-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Pre-Grant Publication No. 2019/0386338 hereinafter Kawai in view of WO 2020/241438 A1 [English equivalent US 2022/0238919] hereinafter Ishiguro, U.S. Pre-Grant Publication No. 2008/0193852 hereinafter Murai and U.S. Pre-Grant Publication No. 2019/0140321 hereinafter Ahn. Regarding Claims 1, 9, 13, and 15-16, Kawai teaches a lithium ion secondary battery and a method of preparing the lithium ion secondary battery (paragraphs 40-50, see Production Examples), wherein the lithium ion secondary battery comprises: a positive electrode; a negative electrode; a separator disposed between the electrodes; and an electrolytic solution, wherein the positive electrode comprises LiNiCoMnDO (D is Ge and P) active material (paragraph 163); and wherein the electrolytic solution comprises difluorophosphate, fluoroethylene carbonate, and lithium salt (paragraphs 92, 105, 114). With regards to the percentage mass content of the compounds, Ishiguro teaches a secondary battery and a method of preparing the secondary battery (paragraphs 11, 63, see Example 1), wherein the secondary battery comprises: a positive electrode; a negative electrode; a separator disposed between the electrodes; and a liquid electrolyte solution (paragraph 11), wherein the liquid electrolyte solution comprises lithium fluorosulfonylimide [LiFSI] (paragraphs 29, 38, 41). Murai teaches an electrolyte that comprises 1% by mass of triphenyl phosphate (see Example 136, paragraph 210) to suppress swelling of a battery when left in high temperature environments (paragraph 24). Murai further teaches the positive electrode active material comprises transition metal (paragraph 11) and such metals include palladium [Pd] (see MPEP § 2143, B). In addition, Ahn teaches a secondary battery and a method of preparing the secondary battery (paragraphs 11-12), wherein the secondary battery comprises an electrolyte solution including fluoroethylene carbonate in an amount of 5 wt % or less based on the total weight of the electrolyte (paragraph 68). Therefore, it would have been obvious to one of ordinary skill in the art to include an additive such as fluoroethylene carbonate in an amount of 5 wt % or less in the electrolyte before the effective filing date of the claimed invention because Ahn discloses that such configuration can inhibit the swelling of the cell (paragraph 68). The combination teaches an electrolyte solution that comprises triphenyl phosphate, lithium fluorosulfonylimide [LiFSI], and fluoroethylene carbonate in the amount as claimed (i.e., including an amount of zero as claimed). Regarding Claims 2-5 and 10-13, the combination teaches an electrolyte solution that comprises triphenyl phosphate, lithium fluorosulfonylimide [LiFSI], and fluoroethylene carbonate in the amount as claimed (see Kawai, Ishiguro, Murai and Ahn). Regarding Claim 6-8, the combination teaches a device comprising the battery module as described above (paragraphs 3, 77 of Ishiguro). Claim(s) 1-13 and 15-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Pre-Grant Publication No. 2020/0028169 hereinafter Wu in view of WO 2020/241438 A1 [English equivalent US 2022/0238919] hereinafter Ishiguro, U.S. Pre-Grant Publication No. 2008/0193852 hereinafter Murai and U.S. Pre-Grant Publication No. 2019/0140321 hereinafter Ahn. Regarding Claims 1, 9, 13, and 15-16, Wu teaches a lithium-ion secondary battery and a method of preparing the lithium ion secondary battery (paragraphs 74-75, see Production Examples), wherein the lithium-ion secondary battery comprises: a positive electrode; a negative electrode; a separator disposed between the electrodes; and an electrolyte, wherein the positive electrode comprises LiNiCoMnAOX (A is Ce and X is S, N, or F) active material (paragraphs 36-37); and wherein the electrolyte comprises lithium difluorophosphate and lithium fluorosulfonylimide [LiFSI] (paragraph 84). With regards to the percentage mass content of the compounds, Ishiguro teaches a secondary battery and a method of preparing the secondary battery (paragraphs 11, 63, see Example 1), wherein the secondary battery comprises: a positive electrode; a negative electrode; a separator disposed between the electrodes; and a liquid electrolyte solution (paragraph 11), wherein the liquid electrolyte solution comprises lithium fluorosulfonylimide [LiFSI] (paragraphs 29, 38, 41). Murai teaches an electrolyte that comprises 1% by mass of triphenyl phosphate (see Example 136, paragraph 210) to suppress swelling of a battery when left in high temperature environments (paragraph 24). Murai further teaches the positive electrode active material comprises transition metal (paragraph 11) and such metals include palladium [Pd] (see MPEP § 2143, B). In addition, Ahn teaches a secondary battery and a method of preparing the secondary battery (paragraphs 11-12), wherein the secondary battery comprises an electrolyte solution including fluoroethylene carbonate in an amount of 5 wt % or less based on the total weight of the electrolyte (paragraph 68). Therefore, it would have been obvious to one of ordinary skill in the art to include an additive such as fluoroethylene carbonate in an amount of 5 wt % or less in the electrolyte before the effective filing date of the claimed invention because Ahn discloses that such configuration can inhibit the swelling of the cell (paragraph 68). The combination teaches an electrolyte solution that comprises triphenyl phosphate, lithium fluorosulfonylimide [LiFSI], and fluoroethylene carbonate in the amount as claimed (i.e., including an amount of zero as claimed). Regarding Claims 2-5 and 10-13, the combination teaches an electrolyte solution that comprises triphenyl phosphate, lithium fluorosulfonylimide [LiFSI], and fluoroethylene carbonate in the amount as claimed (see Wu, Ishiguro, Murai and Ahn). Regarding Claim 6-8, the combination teaches a device comprising the battery module as described above (paragraphs 3, 77 of Ishiguro). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OSEI K AMPONSAH whose telephone number is (571)270-3446. The examiner can normally be reached Monday - Friday, 8:00 am - 5:00 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, NICHOLAS A SMITH can be reached at (571)272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OSEI K AMPONSAH/ Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Jul 31, 2023
Application Filed
Apr 01, 2025
Response after Non-Final Action
Jun 14, 2025
Non-Final Rejection — §103
Sep 08, 2025
Response Filed
Oct 14, 2025
Final Rejection — §103
Dec 16, 2025
Response after Non-Final Action
Jan 14, 2026
Request for Continued Examination
Jan 20, 2026
Response after Non-Final Action
Apr 04, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12586819
Non-Aqueous Electrolyte and Lithium Secondary Battery Including the Same
2y 5m to grant Granted Mar 24, 2026
Patent 12580223
STABILIZED SOLID GARNET ELECTROLYTE AND METHODS THEREOF
2y 5m to grant Granted Mar 17, 2026
Patent 12573615
All-Solid-State Battery and Method of Manufacturing the Same
2y 5m to grant Granted Mar 10, 2026
Patent 12573717
MICROPOROUS MEMBRANES, SEPARATORS, LITHIUM BATTERIES, AND RELATED METHODS
2y 5m to grant Granted Mar 10, 2026
Patent 12567648
EXPLOSIVE ENVIRONMENT NEUTRALIZATION IN CHEMICAL ENERGY STORAGE
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+34.3%)
3y 5m
Median Time to Grant
High
PTA Risk
Based on 680 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month