Prosecution Insights
Last updated: August 17, 2026
Application No. 18/231,341

SEMICONDUCTOR DEVICE AND SEMICONDUCTOR PACKAGE COMPRISING THE SAME

Non-Final OA §103
Filed
Aug 08, 2023
Priority
Aug 16, 2022 — RE 10-2022-0102226
Examiner
KOLB, THADDEUS J
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
2 (Non-Final)
83%
Grant Probability
Favorable
2-3
OA Rounds
7m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
25 granted / 30 resolved
+15.3% vs TC avg
Strong +25% interview lift
Without
With
+25.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
28 currently pending
Career history
69
Total Applications
across all art units

Statute-Specific Performance

§103
57.7%
+17.7% vs TC avg
§102
26.5%
-13.5% vs TC avg
§112
15.8%
-24.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 30 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, see remarks, filed 04/24/2026, with respect to the rejection(s) of claim(s) 1-20 under 35 U.S.C. 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of an updated prior art search. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-7 and 11-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Du (US-20240321854-A1) in view of Yu et al. (US-20210066279-A1 – hereinafter Yu). Regarding claim 1, Du teaches a semiconductor device (Fig.75 600; ¶0284) comprising: a first lower buffer chip (Fig.75 6110; ¶0269); an upper buffer chip (Fig.75 6140; ¶0269) disposed on an upper surface of the first lower buffer chip (6110); a plurality of conductive posts (Fig.75 6150; ¶0269) spaced apart from the first lower buffer chip (6110) and disposed on a lower surface of the upper buffer chip (6140). Du does not teach a first memory chip stack structure disposed on the upper buffer chip and including a plurality of first memory chips. Yu teaches a memory chip stack (Fig.1E MD; ¶0038 of Yu) with a plurality of memory chips (Fig.1E 162; ¶0038 of Yu) disposed on top of an upper buffer chip (Fig.1E 164; ¶0038 of Yu) with a redistribution structure in between (Fig.1E 150; ¶0038 of Yu), the upper buffer chip disposed on top of a lower buffer chip (Fig.1E LD1; ¶0038 of Yu). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to dispose the memory chip stack of Yu (MD of Yu) on top of the upper buffer chip of Du (6140 of Du) to arrive at the claimed invention. A practitioner would have been motivated to make this modification for the benefit of providing memory functionality (¶0038 of Yu) without increasing the horizontal footprint of the package structure. Regarding claim 2, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1, wherein a horizontal area of the upper buffer chip (6140 of Du) is different from a horizontal area of the first lower buffer chip (6110 of Du). Regarding claim 3, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1, wherein a horizontal area of the upper buffer chip (6140 of Du) is greater than a horizontal area of the first lower buffer chip (6110 of Du). Regarding claim 4, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1, wherein the first lower buffer chip (6110 of Du) comprises a first through electrode (Fig.75 6130; ¶0266 of Du) extending in a first direction (vertical direction) perpendicular to the upper surface of the first lower buffer chip (6110 of Du) The aforementioned combination does not teach the upper buffer chip comprising a second through electrode extending in the first direction. Yu teaches the upper buffer chip (164 of Yu) comprising through electrodes (Fig.1E 116; ¶0032 of Yu). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, for the upper buffer chip of Du (6140 of Du) to include through electrodes (164 of Yu) to arrive at the claimed invention. A practitioner of ordinary skill would have been motivated to make this modification for the benefit of enabling communication between the previously combined memory stack (MD of Yu) with the lower buffer chip of Du (6110 of Du). Regarding claim 5, the aforementioned combination of Du in view of Yu from claim 4 teaches the semiconductor device of claim 4, wherein a width of the plurality of conductive posts (6150 of Du) is greater than a width of the first through electrode (6130 of Du) and a width of the second through electrode (164 of Yu). Regarding claim 6, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1. The aforementioned combination does not explicitly teach wherein at least one of the first lower buffer chip and the upper buffer chip comprises an arithmetic circuit configured to calculate data stored in the plurality of first memory chips. Yu teaches wherein the upper buffer chip (164 of Yu) is a memory controller (¶0038 of Yu), which is an arithmetic circuit for calculating stored data. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, for either buffer chip of Du in view of Yu to have this memory controller function to arrive at the claimed invention. A practitioner would have been motivated to make this modification to ensure proper function of the combined memory stack of Yu. Regarding claim 7, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1, further comprising: a second molding layer (Fig.75 6160; ¶0269 of Du) surrounding the upper buffer chip (6140 of Du), and the first memory chip stack structure (MD of Yu). The aforementioned combination does not teach a first molding layer surrounding the first lower buffer chip and the conductive posts; and wherein the second molding layer surrounds the first molding layer (610). An alternative embodiment of Du (Fig.60 of Du) teaches a first molding layer (Fig.60 5160; ¶0215 of Du) that surrounds the first buffer chip (5110 of Du) and the conductive posts (5150 of Du) with the second molding layer (5170 of Du) surrounding the upper buffer chip (5140 of Du) and the first molding layer (5160 of Du). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use the two-encapsulant embodiment of the alternative embodiment (Fig.60 of Du) instead of the primary embodiment with only one encapsulant (Fig.75 of Du) to arrive at the claimed invention. This difference is a matter of design choice and does not patentably distinguish claim 7 over claim 1. Regarding claim 11, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1, wherein the first lower buffer chip (6110 of Du) overlaps a center of the upper buffer chip (6140 of Du) in a first direction (vertical direction) perpendicular to the upper surface of the first lower buffer chip (6110 of Du). Regarding claim 12, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1. The aforementioned combination does not teach wherein the first lower buffer chip overlaps an edge portion of the upper buffer chip in a first direction perpendicular to the upper surface of the first lower buffer chip. Fig.1E of Yu depicts the lower buffer chip (LD1 of Yu) being wider than the upper buffer chip (164 of Yu) and therefore overlapping an edge portion of the upper buffer chip (164 of Yu). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, for the lower buffer chip (6110 of Du) to be wider than the upper buffer chip (6140 of Du) as taught by Yu (Fig.1E of Yu) as a matter of design choice. Regarding claim 13, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1, further comprising a second redistribution structure (150 of Yu) disposed between the upper buffer chip (6140 of Du) and the first memory chip stack structure (MD of Yu) and configured to connect the upper buffer chip (6140 of Du) to the first memory chip stack structure (MD of Yu). Regarding claim 14, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1. The aforementioned combination does not teach the semiconductor device further comprising: a second lower buffer chip disposed on a lower surface of the upper buffer chip and spaced apart from the first lower buffer chip; and a second memory chip stack structure disposed on an upper surface of the upper buffer chip and including a plurality of second memory chips. Yu teaches an alternative embodiment (Fig.3 of Yu) comprising a second lower buffer chip (Fig.3 LD2; ¶0044 of Yu) and multiple memory stacks (Fig.3 MD of Yu), with the second lower buffer chip (LD2 of Yu) spaced apart from the first lower buffer chip (LD1 of Yu). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use the configuration taught by Figure 3 of Yu including duplicates of previously taught components to arrive at the claimed invention. This modification is obvious because it is a matter of design choice. Regarding claim 15, Du teaches a semiconductor package (Fig.75 600; ¶0284) comprising: a redistribution structure (Fig.75 6180; ¶0275); a semiconductor device (the chip stack depicted in Fig.75 is a semiconductor device) disposed on the redistribution structure (6180); and wherein the semiconductor device comprises: a lower buffer chip (Fig.75 6110; ¶0269) disposed on the redistribution structure (6180); an upper buffer chip (Fig.75 6140; ¶0269) disposed on an upper surface of the lower buffer chip (6110); a plurality of conductive posts (Fig.75 6150; ¶0269) spaced apart from the lower buffer chip (6110) and disposed on a lower surface of the upper buffer chip (6140). Du does not teach a semiconductor chip disposed on the redistribution structure and spaced apart from the semiconductor device in a horizontal direction; and a memory chip stack structure disposed on the upper buffer chip and including a plurality of memory chips. Yu teaches a memory chip stack (Fig.1E MD; ¶0038 of Yu) with a plurality of memory chips (Fig.1E 162; ¶0038 of Yu) disposed on top of an upper buffer chip (Fig.1E 164; ¶0038 of Yu) with a redistribution structure in between (Fig.1E 150; ¶0038 of Yu), the upper buffer chip disposed on top of a lower buffer chip (Fig.1E LD1; ¶0038 of Yu). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to dispose the memory chip stack of Yu (MD of Yu) on top of the upper buffer chip of Du (6140 of Du) to arrive at the claimed invention. A practitioner would have been motivated to make this modification for the benefit of providing memory functionality (¶0038 of Yu) without increasing the horizontal footprint of the package structure. Du in view of Yu does not teach a semiconductor chip disposed on the redistribution structure and spaced apart from the semiconductor device in a horizontal direction. Yu teaches an alternative embodiment (Fig.3 of Yu) comprising a second lower buffer chip (Fig.3 LD2; ¶0044 of Yu) and multiple memory stacks (Fig.3 MD of Yu), with the second lower buffer chip (LD2 of Yu) spaced apart from the first lower buffer chip (LD1 of Yu). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use the configuration taught by Figure 3 of Yu including duplicates of previously taught components to arrive at the claimed invention. This modification is obvious because it is a matter of design choice. Regarding claim 16, the aforementioned combination of Du in view of Yu from claim 15 teaches the semiconductor package of claim 15. The aforementioned combination does not teach wherein at least one of the lower buffer chip and the upper buffer chip comprises arithmetic circuits configured to operate on data stored in the plurality of memory chips, wherein the plurality of memory chips comprise only memory cells. Yu teaches wherein the upper buffer chip (164 of Yu) is a memory controller (¶0038 of Yu), which is an arithmetic circuit for calculating stored data. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, for either buffer chip of Du in view of Yu to have this memory controller function to arrive at the claimed invention. A practitioner would have been motivated to make this modification to ensure proper function of the combined memory stack of Yu. Regarding claim 17, the aforementioned combination of Du in view of Yu from claim 15 teaches the semiconductor package of claim 15, wherein the redistribution structure (6180 of Du) is configured to be connected to the lower buffer chip (6110 of Du) and the plurality of conductive posts (6150 of Du). Regarding claim 18, the aforementioned combination of Du in view of Yu from claim 15 teaches the semiconductor package of claim 15, wherein the plurality of conductive posts (6150 of Du) are configured to apply power to the upper buffer chip (6140 of Du) and the memory chip stack structure (MD of Yu). Claim(s) 8-10 and 19-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Du in view of Yu, and further in view of Chen et al. (US-20220310470-A1 – hereinafter Chen). Regarding claim 8, the aforementioned combination of Du in view of Yu from claim 7 teaches the semiconductor device of claim 7. The aforementioned combination does not teach wherein the first molding layer and the second molding layer comprise different materials. Chen teaches a first encapsulant (Fig.19 304; ¶0067 of Chen) and a second encapsulant (Fig.20 96; ¶0041 of Chen) for a similar chip structure as taught by Du (see Fig.20 of Chen), wherein the first and second encapsulants could comprise different materials as suggested by ¶0067 and ¶0041 of Chen. It would be obvious for the first encapsulant (5160 of Du) and the second encapsulant (6160 of Du) of the primary reference to comprise different materials because it is a matter of design choice. Regarding claim 9, the aforementioned combination of Du in view of Yu from claim 1 teaches the semiconductor device of claim 1. The aforementioned combination does not teach the semiconductor device further comprising a first redistribution structure disposed between the first lower buffer chip and the upper buffer chip. Chen teaches a redistribution layer (Fig.19 54; ¶0018 of Chen) disposed on a first chip (Fig.18 50B; ¶0062 of Chen) and under a second chip (Fig.18 50A; ¶0062 of Chen). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to include a redistribution structure (54 of Chen) between the lower buffer chip (6110 of Du) and the upper buffer chip (6140 of Du) as taught by Chen (Fig.19 of Chen) to arrive at the claimed invention. A practitioner would have been motivated to make this modification for the benefit of rerouting signals between both the lower and upper buffer chips as required for a given application. Regarding claim 10, the aforementioned combination of Du in view of Yu, and further in view of Chen from claim 9 teaches the semiconductor device of claim 9, wherein the first redistribution structure (54 of Chen) is configured to be connected to the first lower buffer chip (6110 of Du), the upper buffer chip (6140 of Du), and the plurality of conductive posts (6150 of Du). Regarding claim 19, Du teaches a semiconductor device (Fig.75 600; ¶0284) comprising: a lower buffer chip (Fig.75 6110; ¶0269) including a first through electrode (Fig.75 6130; ¶0266); a plurality of conductive posts (Fig.75 6150; ¶0269) spaced apart from the lower buffer chip (6110) and disposed along a periphery of the lower buffer chip (6110); an upper buffer chip (Fig.75 6140; ¶0269); and wherein a horizontal area of the upper buffer chip (6140) is greater than a horizontal area of the lower buffer chip (6110) and a vertical length of the upper buffer chip (6140) is greater than a vertical length of the lower buffer chip (6110), wherein a width of the plurality of conductive posts (6150) is greater than a width of the first through electrode (6130) and a width of the second through electrode (420). Du does not teach a first redistribution structure disposed on the lower buffer chip and the plurality of conductive posts; wherein the upper buffer chip is disposed on the first redistribution structure and including a second through electrode; and a memory chip stack structure disposed on the upper buffer chip and including a plurality of memory chips, wherein the width of the plurality of conductive posts is greater than a width of the second through electrode. Yu teaches a memory chip stack (Fig.1E MD; ¶0038 of Yu) with a plurality of memory chips (Fig.1E 162; ¶0038 of Yu) disposed on top of an upper buffer chip (Fig.1E 164; ¶0038 of Yu) with a redistribution structure in between (Fig.1E 150; ¶0038 of Yu), the upper buffer chip disposed on top of a lower buffer chip (Fig.1E LD1; ¶0038 of Yu); and wherein the upper buffer chip comprises through electrodes (Fig.1E 116; ¶0032 of Yu). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to dispose the memory chip stack of Yu (MD of Yu) on top of the upper buffer chip of Du (6140 of Du) to arrive at the claimed invention. A practitioner would have been motivated to make this modification for the benefit of providing memory functionality (¶0038 of Yu) without increasing the horizontal footprint of the package structure. It would further be obvious to one of ordinary skill in the art to include through electrodes (164 of Yu) to arrive at the claimed invention. A practitioner of ordinary skill would have been motivated to make this modification for the benefit of enabling communication between the previously combined memory stack (MD of Yu) with the lower buffer chip of Chen (50B of Chen). It would be reasonable to assume the combined second through electrodes would have a similar width to the first through electrodes (6130 of Du), and would therefore have a smaller width than the conductive posts (6150 of Du). Du in view of Yu does not teach a first redistribution structure disposed on the lower buffer chip and the plurality of conductive posts; wherein the upper buffer chip is disposed on the first redistribution structure. Chen teaches a redistribution layer (Fig.19 54; ¶0018 of Chen) disposed on a first chip (Fig.18 50B; ¶0062 of Chen) and under a second chip (Fig.18 50A; ¶0062 of Chen). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to include a redistribution structure (54 of Chen) between the lower buffer chip (6110 of Du) and the upper buffer chip (6140 of Du) as taught by Chen (Fig.19 of Chen) to arrive at the claimed invention. A practitioner would have been motivated to make this modification for the benefit of rerouting signals between both the lower and upper buffer chips as required for a given application. Regarding claim 20, the aforementioned combination of Du in view of Yu, and further in view of Chen from claim 19 teaches the semiconductor device of claim 19, further comprising: a second molding layer (Fig.75 6160; ¶0269 of Du) surrounding a portion of sidewalls of the upper buffer chip (6140 of Du), a portion of an upper surface of the upper buffer chip (6140 of Du), and the memory chip stack structure (MD of Yu). The aforementioned combination does not teach a first molding layer surrounding the lower buffer chip and the conductive posts; wherein the second molding layer surrounds a portion of sidewalls of the first molding layer; and wherein the first molding layer and the second molding layer comprise different materials. An alternative embodiment of Du (Fig.60 of Du) teaches a first molding layer (Fig.60 5160; ¶0215 of Du) that surrounds the first buffer chip (5110 of Du) and the conductive posts (5150 of Du) with the second molding layer (5170 of Du) surrounding the upper buffer chip (5140 of Du) and the first molding layer (5160 of Du). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use the two-encapsulant embodiment of the alternative embodiment (Fig.60 of Du) instead of the primary embodiment with only one encapsulant (Fig.75 of Du) to arrive at the claimed invention. This difference is a matter of design choice and does not patentably distinguish claim 7 over claim 1. The aforementioned combination does not teach wherein the first molding layer and the second molding layer comprise different materials. Chen teaches a first encapsulant (Fig.19 304; ¶0067 of Chen) and a second encapsulant (Fig.20 96; ¶0041 of Chen) for a similar chip structure as taught by Du (see Fig.20 of Chen), wherein the first and second encapsulants could comprise different materials as suggested by ¶0067 and ¶0041 of Chen. It would be obvious for the first encapsulant (5160 of Du) and the second encapsulant (6160 of Du) of the primary reference to comprise different materials because it is a matter of design choice. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to THADDEUS J KOLB whose telephone number is (571)272-0276. The examiner can normally be reached Monday - Friday, 8:30am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eliseo Ramos-Feliciano can be reached at (571) 272-7925. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.J.K./ Examiner, Art Unit 2817 /ELISEO RAMOS FELICIANO/Supervisory Patent Examiner, Art Unit 2817
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Prosecution Timeline

Aug 08, 2023
Application Filed
Feb 02, 2026
Non-Final Rejection mailed — §103
Apr 07, 2026
Interview Requested
Apr 14, 2026
Examiner Interview Summary
Apr 14, 2026
Applicant Interview (Telephonic)
Apr 24, 2026
Response Filed
May 26, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

2-3
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+25.0%)
3y 7m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 30 resolved cases by this examiner. Grant probability derived from career allowance rate.

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