DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Drawings
The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the object A and object B must be shown or the feature(s) canceled from the claim(s). No new matter should be entered.
Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance.
The drawings are objected to because it is not clear based on the figure and the specification if “fO” and “FO” are the same or indicate different features. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance.
Claim Rejections - 35 USC § 101
35 U.S.C. 101 reads as follows:
Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.
Claim 13 is rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. The claim(s) does/do not fall within at least one of the four categories of patent eligible subject matter because the claim does not purport to claim a process, machine, manufacture or composition as it is directed to a “use” and one cannot claim a new use per se because it is not among the categories of patentable inventions.
Claims 1-15 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more and is not integrated into a practical application. The claim(s) recite(s) limitations that are considered to be data processing. Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219—20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594—95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 69 (1972)). The 101 guidance instructs us to look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) additional elements that integrate the judicial exception into a practical application (see MPEP § 2106.05(a)-(c), (e)-(h)). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. As best understood, the claims contain limitations are directed to data processing, as is similar to Electric Power Group, Benson and Flook.
Specifically, the claims obtain data and process the data using various algorithms and mathematical concepts to make a determination based on the processed data; mathematical formulas, equations or calculations to provide the output, these will all fall under the category of Mathematical Concepts and along with mental processes they are considered to be abstract. See the updated 101 guidance issued in October 2019, sections A and C.
Analysis of the claims
Step 2A, Prong One: This part of the eligibility analysis evaluates whether the claim recites a judicial exception. As explained in MPEP 2106.04, subsection II, a claim “recites” a judicial exception when the judicial exception is “set forth” or “described” in the claim.
Claim 1, which is being used for analysis, recites: distance determination between two objects on the basis of a plurality of radio signal time-of-flight measurements at a plurality of different frequencies between the two objects, wherein phase values for the plurality of different frequencies or arguments of complex numbers for the plurality of different frequencies are determined from the radio signal time-of-flight measurements, which as phase measurement values are used in mathematical methods for phase-based distance calculation or arguments of complex numbers in mathematical methods for complex distance calculation, in order to determine a distance between the two objects, wherein the phase values for the plurality of different frequencies or arguments of complex numbers for the plurality of different frequencies are determined by calculating phase differences scaled to the spacing of the frequencies of the measurements of the radio signal times-of-flight by use of radio signal times-of- flights of the radio signal time-of-flight measurements.
This judicial exception is not integrated into a practical application because the claims do not recite any limitation that links the process to anything other than the processing of data, which is assumed but not claimed, which encompasses the use of mathematical operations or can be performed as a mental process which are recognized abstract ideas.
Step 2A, Prong Two: This part of the eligibility analysis evaluates whether the claim as a whole integrates the recited judicial exception into a practical application of the exception. This evaluation is performed by (1) identifying whether there are any additional elements recited in the claim beyond the judicial exception, and (2) evaluating those additional elements individually and in combination to determine whether the claim as a whole integrates the exception into a practical application. See MPEP 2106.04(d).
The claim does not appear to recite an additional element. There is no claim to receiving, collecting or obtaining data. It is necessary to acquire the data in order to use the recited judicial exception to perform the calculations. So even if those steps were claimed, the step amounts to insignificant extra-solution activity and does not integrate the exception into a practical application.
When determining whether a claim simply recites a judicial exception with the words “apply it” (or an equivalent), such as mere instructions to implement an abstract idea on a computer, examiners may consider: (1) whether the claim recites only the idea of a solution or outcome i.e., the claim fails to recite details of how a solution to a problem is accomplished; (2) whether the claim invokes computers or other machinery merely as a tool to perform an existing process; and (3) the particularity or generality of the application of the judicial exception. See MPEP 2106.05(f). Here, this judicial exception is not integrated into a practical application because the claims do not recite any limitation that links the process to anything other than the processing of data and output (determination) of a result.
The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because there are no elements in Claims 1, 3 or 13 that appear to clearly have any actionable steps other than somehow making a determination which would be mere extra-solution activity. As the claims are currently written there is nothing structurally claimed to disclose how the data is received, what is doing the calculation or processing the data and does not provide limitations that would be considered significantly more.
As is best understood Claims 1, 3 and 13 are all directed to gathering data for processing by an assumed processor or processor based elements and there are no explicit structural elements claimed in these claims that would be considered enough to make the claims non-abstract as the heart of the claim is directed to abstract processing steps of the processing module. The use of generic/well known elements and general processors/computers for the mere implementation of an abstract idea on a computer does not qualify as significantly more. It is not claimed what happens after the final selection/determination step. How is the data used, is it transmitted or output in some manner for use, does the system perform another task based on the determination or is the operation merely used for determining most likely position. As currently claimed the limitations are just an operation of determining position without anything that would be considered significantly more, the operation of processing data to determine a position has been found to be an abstract idea.
Therefore, the limitation represents no more than mere instructions to apply the judicial exception on a computer and does not integrate the exception into a practical application of the exception.
Step 2B:
A conclusion that an additional element is insignificant extra-solution activity in Step 2A should be re-evaluated in Step 2B. See MPEP 2106.05, subsection I.A. At Step 2B, the re-evaluation of the insignificant extra-solution activity consideration takes into account whether or not the extra-solution activity is well understood, routine, and conventional in the field. See MPEP 2106.05(g).
Here, the computer software and modules and processor are equal to a machine being merely an object on which the method operates, which does not integrate the exception into a practical application or provide significantly more. Receiving data is basic data gathering and would not provide significantly more and is insignificant extra-solution activity as the use of a machine that contributes only nominally or insignificantly to the execution of the claimed method (e.g., in a data gathering step or in a field-of-use limitation) would not integrate a judicial exception or provide significantly more (MPEP 2106.05 (b), III). The processor also does` not pertain to an improvement to the functioning of a “computer system.” See MPEP § 2106.05(a). There is no indication that the assumed CPU being used needs to be more than a generic device.
Therefore, these limitation remains insignificant extra-solution activity even upon reconsideration and does not amount to significantly more.
As currently claimed, the computer software and modules and processor are equal to a machine being merely an object on which the method operates, which does not integrate the exception into a practical application or provide significantly more. Receiving data is basic data gathering and would not provide significantly more and is insignificant extra-solution activity as the use of a machine that contributes only nominally or insignificantly to the execution of the claimed method (e.g., in a data gathering step or in a field-of-use limitation) would not integrate a judicial exception or provide significantly more (MPEP 2106.05 (b), III). The processor also does` not pertain to an improvement to the functioning of a “computer system.” See MPEP § 2106.05(a). There is no indication that the assumed CPU being used needs to be more than a generic device.
The analysis under Step 2A, Prong Two is carried through to Step 2B.
Even when considered in combination, these additional elements represent mere instructions to apply an exception and insignificant extra-solution activity, and therefore the claimed invention is directed to an abstract idea without significantly more.
There are no limitations in the independent or the dependent claims that would make the processor/computer change in operation in a manner that would make it work in a way that is new and not capable of being done on a generic processor/computer. The processor in these claims performs merely as a tool and does not appear to provide an improvement to the functionality of a computer. Absent evidence to the contrary, claims 1-15 merely rely on the processing of data. Making a determination as a result of processed data is well known and conventional.
Claims 2, 4-12, 14 and 15 expand on the processing limitations and the mathematical concepts by claim limitations directed to determining properties of the processed data and do not provide a practical application of the abstract idea or significantly more than the abstract idea itself.
Claims 1-15 do not include additional elements that are sufficient to amount to significantly more than the abstract idea itself, and thus, do not transform the abstract idea into a patent eligible application of the abstract idea. The additional elements, individually and as an ordered combination, do not transform the nature of the claim into a patent-eligible application. Taken alone or as an ordered combination, the limitations of claims do not amount to a claim as a whole that is significantly more than the judicial exception. Using obtained values from the computational operations is not a meaningful limitation that alone can amount to significantly more than the exception.
Claims 1-15 merely rely on assumed generic components as a tool to apply the abstract idea. The application of the abstract idea to generic components does not transform the claim into a patent-eligible application of the abstract idea. While the newly provided guidance of December 2025 states that “When evaluating a claim as a whole, examiners should not dismiss additional elements as mere “generic computer components” without considering whether such elements confer a technological improvement to a technical problem, especially as to improvements to computer components or the computer system.” There are no limitations stating that the any assumed structural elements behave in a non-conventional manner or that the assumed processor is using collected and stored data for anything more than evaluation. All other dependent claims build upon the abstract idea and do not result in significantly more or a practical application and merely just expand on how the software and algorithms operate to process the data. There is no claim to how the processed data is used besides simply making a determination or what tangible step is taken once the processing is done that would link the processing of data to practical application or an actual actionable step. While the algorithms and calculation processing may be novel, novelty does not change the claim from being an abstract idea.
Claim Rejections - 35 USC § 112
The following is a quotation of 35 U.S.C. 112(b):
(b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.
The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph:
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
Claims 1-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention.
Claims 1, 3 and 13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being incomplete for omitting essential steps, such omission amounting to a gap between the steps. See MPEP § 2172.01. The omitted steps are: the steps described in the flow chart of Fig. 1 and associated text. The claim is directed to distance determination, but the claim never actually claim how the determination is actually accomplished. The claim teaches determining phase values but never claims how this leads to determining a distance between two objects, there are multiple steps described in the figure that are not present in the claims.
Claims 1, 3 and 13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being incomplete for omitting essential elements, such omission amounting to a gap between the elements. See MPEP § 2172.01. The omitted elements are: transmitter and receiver for transmission and reception of the signals and the structure that is capable of computing the calculations. As the claim is written it is not clear how or when the signals are sent or received, if they are actively being sent or received or if data is being pulled from storage. It is also not clear how the calculations are being accomplished, what is doing the calculating? Clarification is required.
Claims 2, 4-12, 14 and 15 are dependent on Claims 1, 3 and 13 and are subject to the same rejections. Some of these issues appear to be able to overcome by the inclusion of some dependent limitations into the independents; see Claims 6 and 7, that implicitly teach transmission of signals.
Claim 13 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention.
Claim 13 is indefinite as it is not clear what statutory category is being claimed as it is currently a use claim and is not written in manner that makes it clear that it is directed to a step of utilization.
Response to Arguments
Applicant’s arguments with respect to claim(s) 1-15 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument.
Conclusion
Any inquiry concerning this communication or earlier communications from the examiner should be directed to WHITNEY T MOORE whose telephone number is (571)270-3338. The examiner can normally be reached Monday-Friday from 7am-4pm.
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/WHITNEY MOORE/Primary Examiner, Art Unit 3646