Prosecution Insights
Last updated: May 29, 2026
Application No. 18/252,583

SOLID-STATE IMAGING ELEMENT, MANUFACTURING METHOD, AND ELECTRONIC APPARATUS

Non-Final OA §102§103
Filed
May 11, 2023
Priority
Nov 20, 2020 — JP 2020-193097 +1 more
Examiner
GRAY, AARON J
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Semiconductor Solutions Corporation
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
414 granted / 505 resolved
+14.0% vs TC avg
Strong +31% interview lift
Without
With
+30.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
21 currently pending
Career history
538
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
90.7%
+50.7% vs TC avg
§102
6.6%
-33.4% vs TC avg
§112
1.0%
-39.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 505 resolved cases

Office Action

§102 §103
Detailed Action Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Species I in the reply filed on 02/26/2026 is acknowledged. The traversal is on the ground(s) that examination of all of the identified inventions and all of the pending claims would not result in a serious search and/or examination burden the Restriction Requirement does not explain why each identified invention lacks unity with each other group (i.e., why there is no single general inventive concept) specifically. This is not found persuasive because features specific to each species as discussed in restriction requirement would require different keyword searches. As discussed in the restriction there is no special technical feature because Takeguchi et. Al. (US 20240178079 A1) teaches the technical features of claim 1. Furthermore as discussed in the rejections below Ishii et. Al. (US 20200195916 A1) teaches the special technical features of the claims. Examiner further notes that although only claim 4 was identified as not reading on the elected Species claim 8 specifically requires a third semiconductor substrate provided with a third pad which is only read on by species II Fig. 4 having third chip 14 and third pad 51. The requirement is still deemed proper and is therefore made FINAL. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: SOLID-STATE IMAGING ELEMENT WITH DEDICATED TEST PAD, MANUFACTURING METHOD, AND ELECTRONIC APPARATUS. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3, 5-7 and 9-10 is/are rejected under 35 U.S.C. 102(a)(1)/102(a)(2) as being anticipated by Ishii et. Al. (US 20200195916 A1 hereinafter Ishii). Regarding claim 1 and 9-10, Ishii teaches in Fig. 12 with associated text an electronic apparatus comprising a solid-state imaging element and method for manufacturing the same, comprising: a first semiconductor substrate 102 provided with a first pad 221 used for connection with an outside [0087], separately from a dedicated pad 130-1 used for inspection in a manufacturing process; and a second semiconductor substrate 101 provided with a second pad 130-1 used for inspection in a manufacturing process (Fig. 12, [0130]), wherein the first pad and the second pad are electrically connected to each other via a first electrode 321 provided in the first semiconductor substrate and a second electrode 322 provided in the second semiconductor substrate (Fig. 12, [0139]). Regarding claim 3, Ishii teaches the first semiconductor substrate is provided with an opening (portion of opening 225 in top of 102 exposing 221) for connecting the first pad to the outside (Fig. 12, [0087]), the second semiconductor substrate is provided with a backfill portion obtained by backfilling 301 a portion opened (opening in 300) at a time of inspection using the second pad (Fig. 13B-13C, [0137]), and the opening and the backfill portion are disposed at positions where the opening and the backfill portion do not overlap each other in plan view (see annotated Fig. below). PNG media_image1.png 509 278 media_image1.png Greyscale Regarding claim 5, Ishii teaches the second semiconductor substrate is provided with a semiconductor circuit configured to control input and output of a signal, and the semiconductor circuit is disposed at a position not overlapping the opening in plan view (see annotated Fig. above). Regarding claim 6, Ishii teaches the semiconductor circuit is disposed at a position overlapping the backfill portion in plan view (see annotated Fig. above). Regarding claim 7, Ishii teaches the first electrode and the second electrode are electrically and mechanically connected to each other by using bonding of a same material ([0126] and [0139]). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2 is rejected under 35 U.S.C. 103 as being unpatentable over Ishii as applied to claim 1. Regarding claim 2, Ishii teaches the solid-state imaging element according to claim 1, wherein the first semiconductor substrate and the second semiconductor substrate are layered in units of chips (Fig. 12) Ishii does not specify in the present embodiment the layering is after inspection for guaranteeing known good die (KGD) is performed on each of the first semiconductor substrate and the second semiconductor substrate however Ishii teahes in Fig. 2A and 4A with associated text a similar layering is carried out after inspection for guaranteeing known good die (KGD) is performed on each of the first semiconductor substrate 102 (Fig. 2A, [0078]) and the second semiconductor substrate (Fig. 4A, [0099]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to carry out the layering of the embodiment of Figs. 12-14B after inspection for guaranteeing known good die (KGD) is performed on each of the first semiconductor substrate and the second semiconductor substrate as taught in the embodiments of Figs. 2A and 4A because according to Ishii In the case of bonding for forming a stacked structure in each chip, the inspection is conducted so as to exclude defective chips, thereby preventing a failure after the formation of the stacked structure. This can reduce the cost of forming the solid-state imaging device 100. In the case of bonding for each semiconductor substrate, wafers having quite a large number of defective chips are excluded, thereby preventing a failure after the formation of the stacked structure [0079]. Furthermore even though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985) Because Ishii teaches a structure that is the same as are obvious from the claimed particularly “the first semiconductor substrate and the second semiconductor substrate are layered in units of chips”, the process limitations after inspection for guaranteeing known good die (KGD) is performed on each of the first semiconductor substrate and the second semiconductor substrate in claim 2, do not carry weight in a claim drawn to structure other than in how they affect the structure. In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985), MPEP 2113. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to AARON J GRAY whose telephone number is (571)270-7629. The examiner can normally be reached Monday-Friday 9am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Toledo Fernando can be reached on 5712721867. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AARON J GRAY/Examiner, Art Unit 2897
Read full office action

Prosecution Timeline

May 11, 2023
Application Filed
Mar 16, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
99%
With Interview (+30.6%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 505 resolved cases by this examiner. Grant probability derived from career allowance rate.

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