Prosecution Insights
Last updated: July 17, 2026
Application No. 18/260,916

ACTUATED PUPIL STEERING FOR HEAD-MOUNTED DISPLAY SYSTEMS

Non-Final OA §103
Filed
Jul 10, 2023
Priority
Jan 11, 2021 — provisional 63/136,000 +2 more
Examiner
LHYMN, SARAH
Art Unit
2613
Tech Center
2600 — Communications
Assignee
Magic Leap Inc.
OA Round
3 (Non-Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
363 granted / 553 resolved
+3.6% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
30 currently pending
Career history
586
Total Applications
across all art units

Statute-Specific Performance

§101
2.2%
-37.8% vs TC avg
§103
88.5%
+48.5% vs TC avg
§102
1.3%
-38.7% vs TC avg
§112
4.2%
-35.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 553 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment / Arguments Applicant’s arguments with respect to the amended claims have been considered and with respect do not overcome the prior art of record. Some of the amendments to claim 1 add in cancelled subject matter of claims 3 and 5, which were mapped to McEldowney, and the examiner maintains. Regarding a diffractive reflector comprising a plurality of layers arranged in a series, and in front of a user’s eye, as claimed, McEldowney is not particular limiting with respect to what its diffractive reflector can be, and in more than one place, the reference is open-ended, and teaches that it can include one or more mirrors, prisms, polarization gratings, or DOEs (diffractive optical elements). See .g. C15, firs full paragraph; or C19, L30-55, or C20, second full paragraph. This teaches/suggests a diffractive reflector with layers arranged in a series, in front of a user’s eye, as claimed. The ability to change relative orientations of diffractive layers laterally, or rotationally, is also taught by McEldowney, by way of its actuator mechanism. See McEldowney, claim 4 and/or C23, L35-57. Also, for claim interpretation purposes, the examiner’s interpretation of layers arranged in series (“series” is not in Applicant’s specification as filed), is a broad, reasonable interpretation consistent with Applicant’s specification as filed, see e.g. para. 131, 133). Accordingly, the 103 rejections are respectfully maintained. Please see remainder of this office action for details. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over McEldowney (U.S. Patent No. 10,712,576) in view of Yaroshchuk (U.S. Patent No. 11,435,585 B1). Regarding claim 1: McEldowney teaches: a head-mounted display system comprising (Fig. 1: 120, near-eye display (e.g. Head-Mounted Display), as labeled in the figure): a frame (Fig. 2: 205, frame); an image light projector supported by the frame (Fig. 3:340, projector supported by frame); a diffractive reflector (claim 1, deflector, in combination with C1, Summary, first partial paragraph, the deflector can be a steerable deflector or reflector, and C2, third full paragraph, the deflector can include a diffractive optical element) (*alternative mapping: Fig. 11: 1060, the combiner also teaches Applicant’s claimed diffractive reflector) comprising a plurality of diffractive layers that are arranged in series along an optical axis of the diffractive reflector (see e.g. C15, firs full paragraph; or C19, L30-55, or C20, second full paragraph), the deflector can include one or more mirrors, prisms, polarization gratings, or DOEs. Having more than one teaches a plurality of diffractive layers arranged in series along optical axis) (*alternative mapping, Fig. 11: 1060, combiner, also teaches this feature. The combiner can have diffractive optical elements, such as diffractive lenses or what is described in claim 3 of McEldowney), the diffractive reflector supported by the frame and disposed forward of the image light projector and in front of an eye of a user during use with the optical axis of the diffractive reflector directed toward the eye of the user (Fig. 11: 1030, 1050, exemplary diffractive reflectors, as part of the optical system, which is part of the near-eye display and supported by frame (e.g. C14, last partial paragraph). Both 1030 and 1050 are in front of the eye, and 1030 at least has the optical axis directed toward the eye) (*alternative mapping: Fig. 11: 1060), the diffractive reflector configured to receive image light projected by the image light projector and to reflect the image light back through one or more of the plurality of the diffractive layers into an eye of a user upon retention of the display system on the user (Fig. 11, deflectors 1030, 1050 are configured to receive light from a projector 1010 (image source as part of projector; see C15, L16-20), and reflect into eye (1070, exit pupil)… and the diffractive reflector further comprising an actuator supported by the frame and configured to change relative orientations of at least some of the diffractive layers laterally with respect to the optical axis of the diffractive reflector or rotationally about the optical axis of the diffractive reflector (claim 4, actuator configured to rotate or adjust phase delay pattern of deflector. More teaching: see C23, L35-57), wherein different relative orientations of the diffractive layers are configured to reflect light to different associated eye positions (Id. This is the result of changed orientation of diffractive layers by actuator). Regarding the diffractive reflector further configured to combine world light with the projected light from the image light projector, consider the following. In analogous art, Yaroshchuk teaches embodiments of head-mounted displays (see e.g. Fig. 1A, a head mounted display), that include an “angularly selective dimming element” that can serve as any one and up to all of the diffractive element(-s) of the device, such as serving as a “diffractive AR combiner” (see C21, beginning at the last paragraph or line 57, to the end of C21). To that end, a “diffractive AR combiner” can function not only as a diffractive reflector, but also to combine world light with light from the image light projector (see e.g. C8, L 16-20, which describes an “optical combiner” as “an image combiner that optically combines a virtual scene optically with a real-world scene”. Modifying the applied references, such that the system of McEldowney, further has the features of the “diffractive AR combiner” (i.e. an optical combiner) of Yaroshchuk, as its diffractive reflector, is taught/suggested by the prior art and would have been obvious and predictable to one of ordinary skill. One or ordinary skill would have been further motivated to make this modification in order to address see-through artifacts, described by Yaroshchuk, as one of the “key challenges” in the art. See C3, first full paragraph, which describes the challenge in the art, and the remainder of C3, as how the optical combiner can address this problem in the art. It would have been obvious for one of ordinary skill in the art to have modified the applied reference(-s), in view of same, to have obtained the above, and the results of the modification would have been obvious and predictable to one of ordinary skill in the art as of the effective filing date of the claimed invention. See MPEP §2143(A). The prior art included each element recited in claim 1, although not necessarily in a single embodiment, with the only difference being between the claimed element and the prior art being the lack of actual combination of certain elements in a single prior art embodiment, as described above. One of ordinary skill in the art could have combined the elements as claimed by known methods, and in that combination, each element merely performs the same function as it does separately. One of ordinary skill in the art would have also recognized that the results of the combination were predictable as of the effective filing date of the claimed invention. Regarding claim 2: McEldowney teaches: the head-mounted display system of Claim 1, wherein the actuator is a mechanical actuator configured to change relative physical positions of the at least some of the diffractive layers (claim 4). It would have been obvious for one of ordinary skill in the art, as of the effective filing date of Applicant’s claims, to have further modified the applied reference(-s), in view of McEldowney, to have obtained the above, motivated to have a system configuration whereby light can be manipulated to receive desired imaging results. Regarding claim 8: McEldowney teaches: the head-mounted display system of Claim 1, further comprising an eye tracking system for determining a position of the pupil of the eye of the user, wherein the actuator is configured to effectuate different orientations corresponding to different pupil locations based upon the determined position of the pupil (Summary, first paragraph, the deflector or reflector can be steered or moved based on a tracked location of the pupil of a user’s eye, in combination with claim 10, an eye-tracking subsystem. See also Summary, sixth paragraph, for more teaching). It would have been obvious for one of ordinary skill in the art, as of the effective filing date of Applicant’s claims, to have further modified the applied reference(-s), in view of McEldowney, to have obtained the above, motivated to have a system configuration whereby light can be manipulated to receive desired imaging results specific to a user’s pupil location. Regarding claim 9: McEldowney teaches: the head-mounted display system of Claim 1, wherein the image light projector has a fixed orientation relative to the diffractive reflector (e.g. Fig. 4: 410, 412, or Fig. 5: 510, 520 of Fig. 11: 1010, any of these examples have a projector with a fixed orientation, which will be fixed relative to the diffractive reflector (i.e. Fig. 11). It would have been obvious for one of ordinary skill in the art, as of the effective filing date of Applicant’s claims, to have further modified the applied reference(-s), in view of McEldowney, to have obtained the above, motivated to have a system configuration whereby light can be manipulated to receive desired imaging results. Claim(s) 4, 6 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over McEldowney in view of Yaroshchuk and further in view of Coleman (U.S. Patent App. Pub. No. 2021/0112647 A1). Regarding claim 4: McEldowney teaches that its deflector (diffractive reflector) can include a prism (claim 3), but does not specify a Risley prism. Consider the following. In analogous art, Coleman teaches: the head-mounted display system of Claim 3, wherein the diffractive reflector comprises a Risley prism-based stack of diffractive layers (para. 90, Risley prisms are known to control and redirect light). It would have been obvious for one of ordinary skill in the art, as of the effective filing date of Applicant’s claims, to have further modified the applied reference(-s), in view of Coleman to have obtained the above, motivated to have a system configuration whereby light can be manipulated to receive desired imaging results, and to make use of known architecture to affect same. Regarding claim 6: McEldowney teaches that its deflector can include volume holographic gratings, but does not specify volume phase holograms (see C22, first full paragraph). Consider the following. In analogous art, Coleman teaches: the head-mounted display system of Claim 1, wherein the diffractive layers comprise volume phase holograms (para. 61, AROE (axially redirecting optical element, which redirects light from a light source, see para. 49), can include volume phase holograms). It would have been obvious for one of ordinary skill in the art, as of the effective filing date of Applicant’s claims, to have further modified the applied reference(-s), in view of Coleman to have obtained the above, motivated to have a system configuration whereby light can be manipulated to receive desired imaging results, and to make use of known architecture to affect same. Regarding claim 7: Coleman teaches: the head-mounted display system of Claim 1, wherein the diffractive layers comprise reflective geometric phase lenses (para. 61). It would have been obvious for one of ordinary skill in the art, as of the effective filing date of Applicant’s claims, to have further modified the applied reference(-s), in view of Coleman to have obtained the above, motivated to have a system configuration whereby light can be manipulated to receive desired imaging results, and to make use of known architecture to affect same. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sarah Lhymn whose telephone number is (571)270-0632. The examiner can normally be reached M-F, 9:00 AM to 6:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Xiao Wu can be reached at 571-272-7761. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Sarah Lhymn Primary Examiner Art Unit 2613 /Sarah Lhymn/Primary Examiner, Art Unit 2613
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Prosecution Timeline

Jul 10, 2023
Application Filed
Jul 22, 2025
Non-Final Rejection mailed — §103
Oct 16, 2025
Response Filed
Nov 19, 2025
Final Rejection mailed — §103
Jan 15, 2026
Response after Non-Final Action
Feb 18, 2026
Request for Continued Examination
Feb 26, 2026
Response after Non-Final Action
Apr 16, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
80%
With Interview (+14.8%)
2y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 553 resolved cases by this examiner. Grant probability derived from career allowance rate.

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