Prosecution Insights
Last updated: April 18, 2026
Application No. 18/263,738

APPLICATION MECHANISM AND APPLICATION APPARATUS

Non-Final OA §102§103
Filed
Aug 01, 2023
Examiner
PENCE, JETHRO M
Art Unit
1717
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ntn Corporation
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
677 granted / 860 resolved
+13.7% vs TC avg
Strong +25% interview lift
Without
With
+25.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
43 currently pending
Career history
903
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
31.2%
-8.8% vs TC avg
§102
36.3%
-3.7% vs TC avg
§112
28.5%
-11.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 860 resolved cases

Office Action

§102 §103
DETAILED ACTION Elections/Restrictions 1. This office action is a response to Applicant's election filed on 03/06/2026 without traverse of Group I, claims 1-3 & 5 for further examination. Claim 4 is withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Notice of Pre-AIA or AIA Status 2. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority 3. Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Information Disclosure Statement 4. The information disclosure statement (IDS) submitted on 08/01/2023 is being considered by the examiner. Claim Interpretation 5. The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AlA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “application needle holder fixing unit” in claims 1-3; “cushioning mechanism” in claim 1; “elastic member” in claim 2. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AlA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant wishes to provide further explanation or dispute the examiner' s interpretation of the corresponding structure, applicant must identify the corresponding structure with reference to the specification by page and line number, and to the drawing, if any, by reference characters in response to this Office action. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. For more information, see MPEP § 2173 et seq. and Supplementary Examination Guidelines for Determining Compliance With 35 U.S.C. 112 and for Treatment of Related Issues in Patent Applications, 76 FR 7162, 7167 (Feb. 9, 2011). Claim Rejections 6. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 102 7. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. 8. Claims 1-2 & 5 are rejected under AIA 35 U.S.C. 102(a)(1) as being anticipated by Yamanaka (JP 2015-112577 A – cited in 08/01/2023 IDS) hereinafter Yamanaka (the terminology of the claims in the application is used, but the references of Yamanaka are included between parentheses). As regards to claim 1, Yamanaka discloses an application mechanism (4) that applies a liquid material on an application surface (5) (abs; fig 1-6), comprising: an application needle holder fixing unit (20) (abs; [0022]; [0024]; fig 2-6); an application needle holder (25) detachably attached to the application needle holder fixing unit (20) (abs; [0022]; [0024]; [0028]-[0031]; [0037]; [0039]-[0041]; fig 2-6); an application needle (24) held at the application needle holder (25) (abs; [0024]; [0027]-[0031]; [0033]-[0035]; [0037]; [0039]-[0042]; fig 2-6); and a cushioning mechanism (27), wherein the cushioning mechanism (27) is capable of cushioning an impact (force) when the application needle (24) is brought into contact with the application surface (5) (abs; [0024]; [0027]-[0031]; [0033]-[0035]; [0037]; [0039]-[0042]; fig 2-6). As regards to claim 2, Yamanaka discloses an application mechanism (4) (abs; fig 1-6), wherein the application mechanism (4) has a linear guide (26) and an elastic member (27), the application needle holder fixing unit (20) is held at the linear guide (26) so as to be slidable in a direction orthogonal to the application surface (5), and the elastic member (27) biases the application needle holder fixing unit (20) toward the application surface (5) (abs; [0024]; [0027]-[0031]; [0033]-[0035]; [0037]-[0042]; fig 2-6). As regards to claim 5, Yamanaka discloses application apparatus ([0017]; fig 1) comprising the application mechanism (4) according to claim 1 (abs; [0017]-[0024]; [0027]-[0031]; [0033]-[0035]; [0037]; [0039]-[0042]; fig 1-6). Claim Rejections - 35 USC § 103 9. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 10. The factual inquiries for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 11. Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Yamanaka as applied to claim 1 above, and further in view of Oda (JP 2020-032389 A – cited in 08/01/2023 IDS) hereinafter Oda (the terminology of the claims in the application is used, but the references of Oda are included between parentheses). As regards to claim 3, Yamanaka discloses an application mechanism (4) (abs; fig 1-6), the application needle holder fixing unit (20), the application needle holder (25), wherein the application needle holder (25) is detachably attached to the application needle holder fixing unit (20) (abs; [0024]; [0027]-[0031]; [0033]-[0035]; [0037]-[0042]; fig 2-6), however Yamanaka does not disclose a first magnet held at the application needle holder fixing unit (20); and a second magnet held at the application needle holder (25), wherein the application needle holder (25) is composed of a resin material, and the application needle holder (25) is detachably attached to the application needle holder fixing unit (20) by the second magnet being attracted to the first magnet. Oda discloses an application mechanism (4) (abs; fig 2), comprising an application needle holder attachable to and detachable from movable base, wherein a plurality of magnets are disposed on a surface facing movable base, wherein the magnet on the surface of holder base and magnet of movable base attract each other, so that application needle holder can be installed on movable base, wherein the application needle holder insertion material is composed of a resin material and by adjusting the positions of the magnet on the surface of holder base and magnet of movable base, application needle holder can be accurately positioned when application needle holder is attracted to movable base by the magnetic force acting between the magnet of holder base and magnet of movable base ([0035]-[0036]; fig 8). Before the effective filing date of the invention, it would have been obvious to one of ordinary skill in the art to include a first magnet held at the application needle holder fixing unit and a second magnet held at the application needle holder, wherein the application needle holder is composed of a resin material, and the application needle holder (25) is detachably attached to the application needle holder fixing unit by the second magnet being attracted to the first magnet in the application mechanism of Yamanaka because Oda teaches the use of an application needle holder attachable to and detachable from movable base, wherein a plurality of magnets are disposed on a surface facing movable base, wherein the magnet on the surface of holder base and magnet of movable base attract each other, so that application needle holder can be installed on movable base, wherein the application needle holder insertion material is composed of a resin material and by adjusting the positions of the magnet on the surface of holder base and magnet of movable base, application needle holder can be accurately positioned when application needle holder is attracted to movable base by the magnetic force acting between the magnet of holder base and magnet of movable base so that application needle holder can be installed on movable base by adjusting the positions of the magnet on the surface of holder base and magnet of movable base ([0035]-[0036]). Conclusion 12. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: all references cited on the attached PTO-892 Notice of References Cited excluding the above relied upon references. 13. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jethro M Pence whose telephone number is (571)270-7423. The examiner can normally be reached M-TH 8:00 A.M. - 6:30 P.M.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dah-Wei D. Yuan can be reached on 571-272-1295. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Jethro M. Pence/ Primary Examiner Art Unit 1717
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Prosecution Timeline

Aug 01, 2023
Application Filed
Mar 30, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+25.3%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 860 resolved cases by this examiner. Grant probability derived from career allow rate.

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