Prosecution Insights
Last updated: May 29, 2026
Application No. 18/267,173

ORGANOMETALLIC COMPLEX, LIGHT-EMITTING DEVICE, LIGHT-EMITTING APPARATUS, ELECTRONIC DEVICE, AND LIGHTING DEVICE

Final Rejection §102§103
Filed
Jun 14, 2023
Priority
Dec 25, 2020 — JP 2020-216304 +1 more
Examiner
NGUYEN, HAIDUNG D
Art Unit
1761
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Semiconductor Energy Laboratory Co. Ltd.
OA Round
2 (Final)
65%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
403 granted / 619 resolved
At TC average
Strong +28% interview lift
Without
With
+28.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
25 currently pending
Career history
657
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
77.3%
+37.3% vs TC avg
§102
12.5%
-27.5% vs TC avg
§112
5.0%
-35.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 619 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Information Disclosure Statement The information disclosure statements (IDS) submitted on 3/26/2024 and 9/12/2025 have been considered by the examiner. Initialed copies accompany this action. Drawings The Drawings filed 6/14/2023 are approved by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 3, 4, and 6-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Li et al (CN 103694277). The machine translation is replied upon for the rejection purposes. Regarding claim 1, Li discloses the following compound that reads on the claimed organometallic complex represented by general formula G1, wherein in G1, R1 to R7, R9- R14 and R16 are each hydrogen and R8 and R15 are each an alkyl group having 1-6 carbon atoms (methyl). PNG media_image1.png 165 308 media_image1.png Greyscale Regarding claims 3 and 4, Li does not disclose a half width and a peak wavelength of an emission spectrum of the compound. However, the compound of prior art is identical that set forth by applicant. Therefore, the compound of prior art would possess the same properties as claimed. A person having an ordinary skill in the art would reasonably expect the compound of Li to have the claimed half width and peak wavelength of an emission spectrum. Regarding claim 6, Li discloses a light -emitting device (an organic light emitting light diode) comprising the organometallic complex of claim 1 (abstract, para 0068). Regarding claim 7, Li discloses a light emitting device (an organic light emitting light diode), wherein the organic light emitting diode comprises a cathode, one anode and a light emitting layer between the cathode and the anode and the light-emitting layer contains organometallic complex of claim 1 (abstract, para 0068). Regarding claim 8, Li discloses a light -emitting device (an organic light emitting light diode), wherein the organic light emitting diode comprises a cathode, one anode and a light emitting layer between the cathode and the anode and the light-emitting layer contains organometallic complex of claim 1 (abstract, para 0068). Regarding claim 9, Li does not disclose a half width of an electroluminescence spectrum of the light emitting device. However, the device of prior art is identical that set forth by applicant. Therefore, the device of prior art would possess the same properties as claimed. If the prior art teaches the identical chemical structure, the properties Applicant discloses and/or claims are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). See MPEP 2112.01 II. A person having an ordinary skill in the art would reasonably expect the light emitting device of Li to have the claimed half width of an electroluminescence spectrum. Regarding claim 10, Li discloses the light emitting device having an emission wavelength of 570-640 nm (para 0103). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 11-13 are rejected under 35 U.S.C. 103 as being unpatentable over Seo et al (US2017/0288154) in view of by Li et al (CN 103694277). The machine translation of Li reference is replied upon for the rejection purposes. Regarding claim 11, Seo discloses a light-emitting apparatus comprising a light emitting device, which comprises an organometallic complex, and at least of a transistor and a substrate (Figs. 3A and 3B and para 0187-193). Seo does not disclose the claimed organometallic complex. Li discloses the following compound that reads on the claimed organometallic complex represented by general formula G1, wherein in G1, R1 to R7, R9- R14 and R16 are each hydrogen and R8 and R15 are each an alkyl group having 1-6 carbon atoms (methyl). Li also discloses a light-emitting layer contains said organometallic complex, is good for improving the luminescent efficiency (para 0082). It would have been obvious to one of ordinary skill in the art before the filling date of the invention to replace the prior art organometallic complex with another known to improve the luminescent efficiency of the organic light-emitting device (as disclosed by Li) because one of ordinary skill in the art would have been able to carry out such a substitution, and the results were reasonably predictable. Regarding claim 12, Seo discloses an electronic device comprising: the light-emitting apparatus according to claim 11; and at least one of a microphone, a camera, a button for operation, an external connection portion, and a speaker (para 217-230, and Figs. 5A, 5B, 5C, 5D, 5D′-1, and 5D′-2 and FIGS. 6A to 6C). Regarding claim 13, Seo discloses a lighting device comprising the light-emitting device according to claim 6, and a housing (para 217-230 and Figs. 5A, 5B, 5C, 5D, 5D′-1, and 5D′-2 and FIGS. 6A to 6C). Claims 2, 5, 14-21 are rejected under 35 U.S.C. 103 as being unpatentable over Seo et al (US2017/0288154). Regarding claim 2, Seo discloses an organometallic complex of chemical formula G2, exemplified by formula 118 below. The formulas as in claims 2 and 5 differs from the formulas described in Seo in that the ligand including pyridine coordinate to iridium instead of quinoline. However, Seo discloses that the first heteroaromatic ring included in the first ligand over which the HOMO is likely to be distributed include a pyridine ring, a quinoline ring, an isoquinoline ring, an imidazole ring, a benzimidazole ring, and the like (para 0100). Therefore, it would have been obvious to one of ordinary skill in the art before the filling date of the invention to coordinate various known ligands for the purpose of obtaining a light emitting element having improved carrier-injection and carrier-transport properties with respect to both electrons and holes (para 0114). A person of ordinary skill in the art would be motivated to substitute the pyridine ring with a quinoline ring in the formula (118) of Seo with a reasonable expectation of obtaining an organometallic complex that can be used in an EL layer of a light-emitting element to decrease drive voltage and increase efficiency (para 0469). PNG media_image2.png 203 353 media_image2.png Greyscale PNG media_image3.png 195 341 media_image3.png Greyscale Regarding claims 14 and 15, Seo does not disclose a half width and a peak wavelength of an emission spectrum of the organometallic complex. However, the organometallic complex of prior art is identical that set forth by applicant. Therefore, the organometallic complex of prior art would possess the same properties as claimed. A person having an ordinary skill in the art would reasonably expect the organometallic complex of Seo to have the claimed half width and peak wavelength of an emission spectrum. Regarding claims 16-21, Seo discloses a light emitting device, wherein the organic light emitting device comprises a cathode, one anode and a light emitting layer between the cathode and the anode and the light-emitting layer contains organometallic complex of claim 2 or 5 (Fig. 1A and 1B, para 0096). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HAIDUNG D NGUYEN whose telephone number is (571)270-5455. The examiner can normally be reached M-Th: 10a-3p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Angela Brown-Pettigrew can be reached at 571-272-2817. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HAIDUNG D NGUYEN/Primary Examiner, Art Unit 1761 11/12/2025
Read full office action

Prosecution Timeline

Jun 14, 2023
Application Filed
Nov 28, 2025
Non-Final Rejection mailed — §102, §103
Feb 24, 2026
Response Filed
May 26, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
65%
Grant Probability
93%
With Interview (+28.1%)
3y 0m (~1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 619 resolved cases by this examiner. Grant probability derived from career allowance rate.

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