Prosecution Insights
Last updated: July 17, 2026
Application No. 18/269,364

LITHIUM ION CONDUCTIVE SOLID ELECTROLYTE AND ALL-SOLID-STATE BATTERY

Non-Final OA §103
Filed
Jun 23, 2023
Priority
Dec 25, 2020 — JP 2020-217271 +1 more
Examiner
ALBAN, FELICITY BERNARD
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
RESONAC Corporation
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
17 granted / 28 resolved
-4.3% vs TC avg
Strong +46% interview lift
Without
With
+45.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
20 currently pending
Career history
77
Total Applications
across all art units

Statute-Specific Performance

§103
92.8%
+52.8% vs TC avg
§102
3.3%
-36.7% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 28 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 3-13 are amended. Claim 16 is cancelled. Claims 1-15 are considered on the merits. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 6/18/2025, 10/30/2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Specification The disclosure is objected to because of the following informalities: Comparative Example 4. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-10, 12-15 are rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. ("LiTa2PO8: a fast lithium-ion conductor with new framework structure", J. Mater. Chem. A, 2018, 6, 22478) cited on the IDS filed 10/30/2023, hereinafter "Kim" in view of Kim et al. (US 11949067 B2) hereinafter "Kim '067". Regarding claim 1, Kim teaches a lithium-ion conductive material, LiTa2PO8 (meeting the limitation of “comprising a chalcogenide”) having a monoclinic crystal structure, wherein the monoclinic crystal has with lattice parameters a = 9.716 Å, b = 11.536 Å, c = 10.697 Å, and β = 90.04 (Abstract; pp. 22478-22479; pp. 22481 - Conclusion). Kim teaches that LiTa2PO8 has applications as a solid electrolyte (Abstract; pp. 22481 – Conclusion). Kim does not teach wherein the monoclinic crystal has an a-axis length of 9.690 to 9.711 Å, a b-axis length of 11.520 to 11.531Å, a c-axis length of 10.680 to 10.695 Å. However, Kim ‘067 teaches LiTa2PO8 having a monoclinic structure (column 8 lines 36-67) as a lithium-ion conductive solid electrolyte (column 5 lines 47-50). Kim ‘067 teaches that it is desirable to increase the ionic conductivity of LiTa2PO8 (column 6 lines 34-41) and this is accomplished by introducing a compound with an oxidation number of +3 (column 6 lines 42-63). Kim ‘067 teaches doping of LiTa2PO8 with a compound with an oxidation number of +3, such as boron (column 7 lines 52-67; Table 1; column 10 lines 29-48; Formulas 1 and 2). Kim ‘067 teaches a method of manufacturing doped LiTa2PO8 including mechanically mixing precursors together in a solvent, heating the mixture at a rate of 1° C./min to about 10° C./min to a temperature of about 600° C. to about 1,000° C (column 12 lines 23-67). Kim ‘067 teaches that the heat treatment may be performed in air and should be carried out for 2-8 hours (column 12 lines 23-67). Kim ‘067 teaches that precursors can be, for example, boric acid, lithium carbonate, tantalum oxide, and diammonium hydrogen phosphate (column 13 lines 18-35). It would have been obvious to one of ordinary skill in the art, prior to the effective filing date of the claimed invention, to have modified the LiTa2PO8 taught by Kim by doping with boron as taught by Kim ‘067. One of ordinary skill in the art would be motivated to modify the LiTa2PO8 taught by Kim by doping with boron as taught by Kim ‘067 to increase the conductivity (column 6 lines 42-63; column 7 lines 52-67; Table 1; column 10 lines 29-48). Modified Kim is silent as to the crystalline axis lengths of boron doped LiTa2PO8. However, in light of the instant specification ([0059]; [0138]-[0143]; Table 1 of PGPUB), the material taught by modified Kim teaches all aspects of the claimed material. For example, modified Kim teaches a chalcogenide (Kim Abstract; pp. 22478-22479; pp. 22481 - Conclusion) having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements (Kim ‘067 column 7 lines 52-67; Table 1; column 10 lines 29-48) manufactured by mechanically mixing precursors such as boric acid, lithium carbonate, tantalum oxide, and diammonium hydrogen phosphate (Kim ‘067 column 13 lines 18-35) together in a solvent, heating the mixture at a rate of 1° C./min to about 10° C./min to a temperature of about 600° C to about 1000° C (Kim ‘067 column 12 lines 23-67) in air for 2-8 hours (Kim ‘067 column 12 lines 23-67). Therefore, absent specific claimed features that create an a-axis length of 9.690 to 9.711 Å, a b-axis length of 11.520 to 11.531Å, a c-axis length of 10.680 to 10.695 Å, one of ordinary skill in the art would reasonably expect the chalcogenide having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements, taught by modified Kim, to possess the crystal structure claimed. Regarding claim 2, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 1. Modified Kim further teaches wherein the chalcogenide has lithium, tantalum, boron, phosphorus, and oxygen as constituent elements (Kim ‘067 column 7 lines 55-67; Formulas 1 and 2). Regarding claim 3, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 1. Modified Kim further teaches wherein the monoclinic crystal structure is composed of lithium, tantalum, phosphorus, and oxygen as constituent elements (Kim ‘067 column 8 lines 36-67; Claim 6). Regarding claim 4, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 1. Modified Kim is silent as to the unit crystal volume. However, in light of the instant specification ([0059]; [0138]-[0143]; Table 1 of PGPUB), the material taught by modified Kim teaches all aspects of the claimed material. For example, modified Kim teaches a chalcogenide having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements (Kim ‘067 column 7 lines 52-67; Table 1; column 10 lines 29-48) manufactured by mechanically mixing precursors such as boric acid, lithium carbonate, tantalum oxide, and diammonium hydrogen phosphate (Kim ‘067 column 13 lines 18-35) together in a solvent, heating the mixture at a rate of 1° C./min to about 10° C./min to a temperature of about 600° C to about 1000° C (column 12 lines 23-67) in air for 2-8 hours (column 12 lines 23-67). Therefore, absent specific claimed features that create the crystal structure claimed, one of ordinary skill in the art would reasonably expect the chalcogenide having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements, taught by modified Kim, to possess the crystal structure claimed (for example unit lattice volume of 1193.0 to 1197.9 Å3). Regarding claim 5, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 2. Modified Kim further teaches wherein a content of boron is 0.10 to 5.00 atom% (Kim ‘067 Table 1 Example 1-3). Regarding claim 6, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 2. Modified Kim further teaches wherein a content of tantalum is 10.00 to 17.00 atom% (Kim ‘067 Table 1 Example 1-3). Regarding claim 7, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 2. Modified Kim further teaches wherein a content of phosphorus is 5.00 to 8.50 atom% (Kim ‘067 Table 1 Example 1-3). Regarding claim 8, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 2. Modified Kim further teaches wherein a content of lithium is 5.00 to 20.00 atom% (Kim ‘067 Table 1 Example 1-3). Regarding claim 9, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 2. Modified Kim further teaches wherein the solid electrolyte further comprises niobium, wherein a content of niobium is 0.10 to 5.00 atom% (Kim ‘067 column 7 lines 20-32; column 5 lines 51-59; column 6 lines 15-23; the amounts of each atom i.e. x, y, z values overlaps with the claimed range). Regarding claim 10, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 1. Modified Kim further does not teach wherein a content ratio of the monoclinic crystal is 70.0% or more. However, in light of the instant specification ([0059]; [0138]-[0143]; Table 1 of PGPUB), the material taught by modified Kim teaches all aspects of the claimed material. For example, modified Kim teaches a chalcogenide having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements (Kim ‘067 column 7 lines 52-67; Table 1; column 10 lines 29-48) manufactured by mechanically mixing precursors such as boric acid, lithium carbonate, tantalum oxide, and diammonium hydrogen phosphate (Kim ‘067 column 13 lines 18-35) together in a solvent, heating the mixture at a rate of 1° C./min to about 10° C./min to a temperature of about 600° C to about 1000° C (Kim ‘067 column 12 lines 23-67) in air for 2-8 hours (Kim ‘067 column 12 lines 23-67). Therefore, absent specific claimed features that create the crystal structure claimed, one of ordinary skill in the art would reasonably expect the chalcogenide having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements, taught by modified Kim, to possess the content ratio of the monoclinic crystal claimed (for example 70% or more). Regarding claim 12, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 2. Kim ‘067 teaches that the doping element, i.e. boron, replaces some of the phosphorous in the crystal structure (column 8 lines 43-67; column 9 lines 1-34). Modified Kim does not explicitly teach wherein boron is present at a crystal grain boundary. However, in light of the instant specification ([0059]; [0138]-[0143]; Table 1 of PGPUB), the material taught by modified Kim teaches all aspects of the claimed material. For example, modified Kim teaches a chalcogenide having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements (column 7 lines 52-67; Table 1; column 10 lines 29-48) manufactured by mechanically mixing precursors such as boric acid, lithium carbonate, tantalum oxide, and diammonium hydrogen phosphate (column 13 lines 18-35) together in a solvent, heating the mixture at a rate of 1° C./min to about 10° C./min to a temperature of about 600° C to about 1000° C (column 12 lines 23-67) in air for 2-8 hours (column 12 lines 23-67). Therefore, absent specific claimed features that create the crystal structure claimed, one of ordinary skill in the art would reasonably expect the chalcogenide having lithium, tantalum, boron, phosphorus, and oxygen as constituent elements, taught by modified Kim, to have boron located at a crystal grain boundary. Regarding claim 13, modified Kim teaches the lithium-ion conductive solid electrolyte according to claim 1. Kim ‘067 further teaches an all-solid-state battery, comprising: a positive electrode containing a positive electrode active material; a negative electrode containing a negative electrode active material; and a solid electrolyte layer between the positive electrode and the negative electrode (Kim ‘067 column 2 lines 35-47). It would have been obvious to one of ordinary skill in the art to utilize the conductive solid electrolyte material taught by modified Kim in an all-solid-state battery as taught by Kim ‘067 because solid electrolyte materials are desired for all-solid-state batteries (Kim p. 22478; Kim ‘067 column 1 lines 49-60). Regarding claim 14, modified Kim teaches the all-solid-state battery according to claim 13. Kim ‘067 further teaches wherein the positive electrode active material comprises one or more compounds of LiNi1/3Co1/3Mn1/3O2, LiCoO2, LiNiO2 (Kim ‘067 column 16 lines 1-67, specifically lines 10-20). It would have been obvious to one of ordinary skill in the art to utilize a positive electrode active material such as LiNi1/3Co1/3Mn1/3O2, LiCoO2, LiNiO2 as these are known in the art for use in all-solid-state batteries (Kim ‘067 column 16 lines 1-67, specifically lines 10-20). Regarding claim 15, modified Kim teaches the all-solid-state battery according to claim 14. Kim ‘067 further teaches herein the negative electrode active material may be a Li-Si alloy (Kim ‘067 column 20 lines 20-33). It would have been obvious to one of ordinary skill in the art to utilize a negative electrode active material such as a Li-Si alloy as it is known in the art for use in all-solid-state batteries (Kim ‘067 column 16 lines 1-67, specifically lines 10-20). Claim(s) 11 is rejected under 35 U.S.C. 103 as being unpatentable over modified Kim, as applied above, in further view of Kim et al. (US 20200373613 A1) hereinafter "Kim '613". Regarding claim 11, modified Kim teaches the all-solid-state battery according to claim 1. Kim ‘067 teaches LiTa2PO8 having a monoclinic structure (column 8 lines 36-67) as a lithium-ion conductive solid electrolyte (column 5 lines 47-50). Kim ‘067 teaches doping of LiTa2PO8 with a compound with an oxidation number of +3, such as boron (column 7 lines 52-67; Table 1; column 10 lines 29-48; Formulas 1 and 2). Kim ‘067 further teaches wherein the solid electrolyte further comprises an element having an oxidation number of +4 (Abstract; column 2 lines 1-26; column 7 lines 20-32; column 5 lines 51-59; column 6 lines 15-23). Modified Kim does not teach where the lithium-ion conductive solid electrolyte further comprises silicon, wherein and upper limit of a content of silicon is 0.15 atom %. However, Kim ‘613 teaches a compound having the formula Li1+x+y−zTa2-xMxP1-yQyO8-zXz where M and Q are both elements having an oxidation number of +4, such as silicon ([0064]-[68]; [0010]-[0014]; [0083]; the amounts of each atom i.e. x, y, z values overlaps with the claimed range). Kim ‘613 teaches that improved ionic conductivity and improved lithium stability was found by introducing an element M with an oxidation number of +4 to an octahedral site of tantalum (Ta) in LiTa2PO8, introducing an element (Q) with an oxidation number of +4 to a tetrahedral site of P in LiTa2PO8, or introducing the element M with an oxidation number of +4 to an octahedral site of tantalum (Ta) in LiTa2PO8 and the element (Q) having an oxidation number of +4 in a tetrahedral site of P in LiTa2PO8 at the same time ([0088]). Modified Kim teaches doping of LiTa2PO8 with a compound having an oxidation number of +3 and a compound having an oxidation number of +4. Kim ‘613 teaches a solid electrolyte comprising lithium, tantalum, phosphorous, oxygen and elements having an oxidation number of +4, such as silicon. Therefore, it would have been obvious to one of ordinary skill in the art to further include silicon in the material taught by modified Kim at the atomic percentage taught by Kim ‘613. One of ordinary skill in the art could have modified the material taught by modified Kim to further include silicon with a reasonable expectation of success because silicon is a material with an oxidation number of +4 and it is known in the art to include silicon in solid electrolyte comprising lithium, tantalum, phosphorous, oxygen ([0083]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FELICITY B. ALBAN whose telephone number is (703)756-5398. The examiner can normally be reached Monday-Friday 7:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Martin can be reached at 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /F.B.A./Examiner, Art Unit 1728 /MATTHEW T MARTIN/Supervisory Patent Examiner, Art Unit 1728
Read full office action

Prosecution Timeline

Jun 23, 2023
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12626911
CATHODE MIXTURE
3y 11m to grant Granted May 12, 2026
Patent 12603353
Battery Pack Case, and Battery Pack Including the Same
4y 3m to grant Granted Apr 14, 2026
Patent 12573632
Anode Mixture for Secondary Battery, Anode and Secondary Battery Including the Same
3y 10m to grant Granted Mar 10, 2026
Patent 12562385
POSITIVE ELECTRODE ACTIVE MATERIAL AND MAGNESIUM SECONDARY BATTERY
3y 10m to grant Granted Feb 24, 2026
Patent 12558975
Structural Battery Comprising Cooling Channels
3y 7m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
99%
With Interview (+45.6%)
3y 5m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 28 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month