Prosecution Insights
Last updated: April 19, 2026
Application No. 18/271,620

METHODS AND APPARATUSES FOR HANDOVER BETWEEN DIFFERENT RATS

Non-Final OA §102§103
Filed
Jul 10, 2023
Examiner
HUA, QUAN M
Art Unit
2645
Tech Center
2600 — Communications
Assignee
Telefonaktiebolaget Lm Ericsson (Publ)
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
94%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
445 granted / 621 resolved
+9.7% vs TC avg
Strong +22% interview lift
Without
With
+21.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
45 currently pending
Career history
666
Total Applications
across all art units

Statute-Specific Performance

§101
8.3%
-31.7% vs TC avg
§103
48.3%
+8.3% vs TC avg
§102
18.4%
-21.6% vs TC avg
§112
17.0%
-23.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 621 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . IDS is considered. Drawings is/are accepted. Applicant’s election of Claims 1-18, 20, 22 is acknowledged. Claims 19, 21, and 23-25 are cancelled. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 8, 10, 12, 13, 20, 22 is/are rejected under 35 U.S.C. 102(a)(1) as being unpatentable over Dahlen (US 2011/0117916). As to claim 1: Dahlen discloses: A method performed by an access network node, comprising: receiving, from a mobility management entity MME) information indicating that one or more bearers for a terminal device cannot be handed over to one or more radio access technologies (RATs) different than long term evolution (LTE); (¶00042, 0044, 0047, at an access network node such as base station 13, receiving information from MME, wherein the information indicating restrictions indicating frequencies of a plurality of inter-RATs forbidden to the UE. Since a plurality of RATs are indicated in the information, at least one of them is non-LTE. See also ¶0041, target systems includes other various RATs, for example W-CDMA.) and determining whether to perform a packet switched (PS) handover for the terminal device based on the information. (See ¶042, 0045, 0047, Fig. 1, based on the information provided, the base station decides whether the UE is to be handover to one of the neighboring network, which is packet switch network (i.e. eNB)) As to claim 12: Dahlen discloses: A method performed by a mobility management entity (MME) comprising: sending, to an access network node, information indicating that one or more bearers for a terminal device cannot be handed over to one or more radio access technologies (RATs) different than long term evolution (LTE). (¶00042, 0044, 0047, sending by an MME to an access network node such as base station 13, information from MME, wherein the information indicating restrictions indicating frequencies of a plurality of inter-RATs forbidden to the UE. Since a plurality of RATs are indicated in the information, at least one of them is non-LTE. See also ¶0041, target systems includes other various RATs, for example W-CDMA.) As to claim 20: Dahlen discloses: An access network node comprising: at least one processor; and at least one memory, the at least one memory containing instructions executable by the at least one processor, (¶0040, implemented as device with processor/memory) whereby the access network node is operative to: receive, from a mobility management entity MME) information indicating that one or more bearers for a terminal device cannot be handed over to one or more radio access technologies, RATs, different than long term evolution, LTE; (¶00042, 0044, 0047, at an access network node such as base station 13, receiving information from MME, wherein the information indicating restrictions indicating frequencies of a plurality of inter-RATs forbidden to the UE. Since a plurality of RATs are indicated in the information, at least one of them is non-LTE. See also ¶0041, target systems includes other various RATs, for example W-CDMA.) and determine whether to perform a packet switched, PS, handover for the terminal device based on the information. (See ¶042, 0045, 0047, Fig. 1, based on the information provided, the base station decides whether the UE is to be handover to one of the neighboring network, which is packet switch network (i.e. eNB)) As to claim 22: Dahlen discloses: A mobility management entity (MME), comprising: at least one processor; and at least one memory, the at least one memory (¶0040, implemented as device with processor/memory) containing instructions executable by the at least one processor, whereby the MME is operative to: send, to an access network node, information indicating that one or more bearers for a terminal device cannot be handed over to one or more radio access technologies (RATs) different than long term evolution (LTE). (¶00042, 0044, 0047, sending by an MME to an access network node such as base station 13, information from MME, wherein the information indicating restrictions indicating frequencies of a plurality of inter-RATs forbidden to the UE. Since a plurality of RATs are indicated in the information, at least one of them is non-LTE. See also ¶0041, target systems includes other various RATs, for example W-CDMA.) As to claim 2: Dahlen discloses all limitations of claim 1, further comprising: determining how to perform the PS handover for the terminal device based on the information. (See ¶0045, the source base station formulates handover procedure to another eNB in accordance with the received restriction information from eNB, see also ¶046-0047) As to claims 3, 13: Dahlen discloses all limitations of claim 12, wherein the information indicates that the one or more bearers for the terminal device cannot be handed over to 2nd generation, 2G/3rd generation, 3G, or 5th generation, 5G. (See ¶0045, a plurality of forbidden bearers of various inter-RATs, See ¶039-0041, possible inter-RATs includes UMTS/LTE, W-CDMA and others) As to claim 8: Dahlen discloses all limitations of claim 1, wherein determining whether to perform a PS handover for the terminal device based on the information comprises: when the information indicates that none of the one or more bearers can be handed over to 2G/3G or 5G. (¶0045-0047, a list of inter-RATs that cannot be handover is included in the information from MME, See ¶039-0041, possible inter-RATs handover determination includes UMTS/LTE, W-CDMA) determining not to perform a PS handover to 2G/3G or 5G for the one or more bearers; and/or when the information indicates that at least one of the one or more bearers can be handed over to 2G/3G or 5G, determining to perform a PS handover to 2G/3G or 5G for the at least one bearer. (See ¶0045, “The source eNB 13 determines 56 whether the carrier frequency used by the identified target cell is forbidden according to the stored area and restriction information in the UE 12 context. If the identified carrier frequency is allowed, handover request with the stored area and access restriction area information is sent 57 to the target eNB 14 and, after target eNB has acknowledged 58 the handover, a handover command 59 is sent to the UE” See also ¶0046-0047) As to claim 10: Dahlen discloses all limitations of claim 2, wherein determining how to perform the PS handover for the terminal device based on the information comprises: determining a target radio access network (RAN) for the PS handover based on the information. (See ¶0045, “The source eNB 13 determines 56 whether the carrier frequency used by the identified target cell is forbidden according to the stored area and restriction information in the UE 12 context. If the identified carrier frequency is allowed, handover request with the stored area and access restriction area information is sent 57 to the target eNB 14 and, after target eNB has acknowledged 58 the handover, a handover command 59 is sent to the UE” See also ¶0046-0047) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 4-7, 14-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dahlen (US 2011/0117916) in view of Isokangas et al. (US 2020/0059836). As to claims 4, 14: Dahlen discloses all limitations of claim 1/12, wherein the one or more bearers comprise at least one first bearer established in LTE; and wherein the information indicates that the at least one first bearer cannot be handed over to 2G/3G. (See ¶0045, a plurality of forbidden bearers of various inter-RATs, See ¶039-0041, possible inter-RATs includes UMTS/LTE, W-CDMA and others of 2 or 3G) Dahlen, however does not explicitly state the bearer(s) as and capable of interworking with 5th generation system (5GS). Isokangas, in a related field of endeavor, discloses in at least method 500, ¶0092-0093 wherein bearers of a LTE access networks in handover interworking with a 5G radio access network. It would have been obvious to one of ordinary skill in the art before the effective filing time of the invention that the bearers of access networks in Dahlen as being able to interwork with 5G system. As Dahlen is concerned with managing inter-RAT handovers, an interworking with 5G networks allows for backward/forward compatibility for seamless roaming for users. As to claims 5, 15: Dahlen discloses all limitations of claim 1/12, and in at least ¶0045-0047, 0100 discloses the one or more bearers comprise at least one second bearer established in LTE and incapable of interworking with 5Gs, namely GSM, WCDMA which cannot directly interwork with 5G networks. Dahlen is silent on wherein the information indicates that the at least one second bearer cannot be handed over to 5G. Isokangas, in a related field of endeavor, discloses in at least method 500, ¶0092-0093 wherein bearers of an LTE access networks roaming with neighbor networks a 5G radio access network. Recall that Dahlen discloses the information from MME includes certain bearers of neighbor networks forbidden to the UE. It would have been obvious to one of ordinary skill in the art before the effective filing time of the invention that the forbidden bearers of access networks in Dahlen can include 5G system. As Dahlen is concerned with managing inter-RAT handovers, forbidding 5G networks insures the access networks to be informed of UE with class access restrictions or compatibility issues should be attempted for handover to a 5G networks. As to claims 6, 16: Dahlen discloses all limitations of claim 1/12, and wherein the information indicates that the at least one third bearer cannot be handed over to 2G/3G. (See ¶0045, a plurality of forbidden bearers of various inter-RATs, See ¶039-0041, possible inter-RATs includes UMTS/LTE, W-CDMA and others of 2 or 3G) Dahlen however is silent on wherein the one or more bearers comprise at least one third bearer handed over from 5G to LTE. Isokangas, in a related field of endeavor, discloses in at least method 0073, 0074 wherein bearers of an LTE access networks can handover back and forth with a 5G network. It would have been obvious to one of ordinary skill in the art before the effective filing time of the invention that the bearers of access networks in Dahlen as being able to interwork with 5G system. As Dahlen is concerned with managing inter-RAT handovers, an interworking with 5G networks allows for backward/forward compatibility for seamless roaming for users. As to claims 7, 17: Dahlen discloses all limitations of claim 1/12, wherein the one or more bearers comprise at least one fourth bearer handed over from 2G/3G to LTE; (See ¶039-0041, possible inter-RATs handover includes UMTS/LTE, W-CDMA) Dahlen however is silent on wherein the information indicates that the at least one fourth bearer cannot be handed over to 5G. Isokangas, in a related field of endeavor, discloses in at least method 500, ¶0092-0093 wherein bearers of an LTE access networks roaming with neighbor networks a 5G radio access network. Recall that Dahlen discloses the information from MME includes certain bearers of neighbor networks forbidden to the UE. It would have been obvious to one of ordinary skill in the art before the effective filing time of the invention that the forbidden bearers of access networks in Dahlen can include 5G system. As Dahlen is concerned with managing inter-RAT handovers, forbidding 5G networks insures the access networks to be informed of UE with class access restrictions or compatibility issues should be attempted for handover to a 5G networks. Claim(s) 9, 11, and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dahlen (US 2011/0117916) in view of Jeong et al. (US 2015/0237544). As to claim 9: Dahlen discloses all limitations of claim 8, wherein, however is silent on the PS handover is associated with a single radio voice call continuity procedure. However, handover to extend a call is well established in the art. As evidenced in Jeong, who, in a related field of endeavor, also discloses a handover between different RANs of different RATs in order to extend or improve a call. (See Abstract, Fig. 5, ¶077-0081). It would have been obvious to one of ordinary skill in the art before the effective filing time of the invention that the handover in Dahlen can be associated with a voice call continuity procedure. Due to mobility nature of a user as well as QoS requirement of call service, a handover procedure in this situation protect against call setup failures and degradation of call quality (See at least ¶0019 of Jeong). As to claims 11, 18: Dahlen discloses all limitations of claim 1/12, however is silent on the information is received in one of: an evolved radio access bearer (E-RAB) Setup Request; an Initial Context Setup Request; or a Handover Request. Jeong, in a related field of inter-RAT handovers, discloses a list of restricted bands can be contained in a S1 message such as ICS request from MME (See ¶0132, 0140). It would have been obvious to one of ordinary skill in the art before the effective filing time of the invention that the information from MME can be conveyed in such an S1 message. Since initial context setup is the first contact between MME and eNB, relaying such a list in way allows the eNB to have early access to the context, thus allowing timely handover decision. Furthermore, this practice is part of 3GPP standard (3GPP Release 9 (see 3GPP TR 23.830, ver. 9.0.0 for section 6.3.6.2.1)). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Drazynski et al. (US 2013/0005340) - A core network (MME or RNC for example) receives in an uplink message a first list of closed subscriber group (CSG) identities for cells which are neighbors to a network access node. The core network creates a third list by checking the first list received in the uplink message against a second list which is a user equipment's list of allowed CSG identities; and then sends the third list downlink to at least the network access node which provided the first list. In different embodiments the neighbors of the first list include only cells which are direct neighbor CSG cells; or alternatively is also has cells which are adjacent to the direct neighbor CSG cells. Any inquiry concerning this communication or earlier communications from the examiner should be directed to QUAN M HUA whose telephone number is (571)270-7232. The examiner can normally be reached 10:30-6:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anthony Addy can be reached at 571-272-7795. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /QUAN M HUA/Primary Examiner, Art Unit 2645
Read full office action

Prosecution Timeline

Jul 10, 2023
Application Filed
Feb 09, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
94%
With Interview (+21.9%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 621 resolved cases by this examiner. Grant probability derived from career allow rate.

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