Prosecution Insights
Last updated: April 19, 2026
Application No. 18/274,792

ALUMINUM POUCH FILM FOR SECONDARY BATTERY AND METHOD FOR MANUFACTURING SAME

Non-Final OA §103
Filed
Jul 28, 2023
Examiner
ARCIERO, ADAM A
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sbtl Advanced Materials Co. Ltd.
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
3y 9m
To Grant
47%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allow Rate
584 granted / 897 resolved
At TC average
Minimal -18% lift
Without
With
+-17.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
63 currently pending
Career history
960
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
46.8%
+6.8% vs TC avg
§102
23.5%
-16.5% vs TC avg
§112
24.7%
-15.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 897 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . ALUMINUM POUCH FILM FOR SECONDARY BATTERY AND METHOD FOR MANUFACTURING SAME Examiner: Adam Arciero S.N. 18/274,792 Art Unit: 1727 February 20, 2026 DETAILED ACTION The Application filed on July 28, 2023 has been received. Claims 1-6 are currently pending and have been fully considered. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Interpretation Claim 1 recites an intended use for an aluminum pouch film. The courts have held that “if the body of a claim fully and intrinsically sets forth all of the limitations of the claimed invention, and the preamble merely states, for example, the purpose or intended use of the invention, rather than any distinct definition of any of the claimed invention’s limitations, then the preamble is not considered a limitation and is of no significance to claim construction.” Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305, 51 USPQ2d 1161, 1165 (Fed. Cir. 1999). See also Rowe v. Dror, 112 F.3d 473, 478, 42 USPQ2d 1550, 1553 (Fed. Cir. 1997) ("where a patentee defines a structurally complete invention in the claim body and uses the preamble only to state a purpose or intended use for the invention, the preamble is not a claim limitation"). See MPEP 2111.02. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-2 and 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. (CN 204998064; as found in IDS dated 04/21/2025 and using machine translation for citation purposes) in view of Dou et al. (CN 107226472; as found in IDS dated 04/21/2025 and using machine translation for citation purposes). As to Claims 1 and 4, Zhang discloses an aluminum pouch film (and method of manufacturing), comprising: an aluminum layer 3; an outer resin layer 5 (nylon and PE, PP, PET, PVC) formed on a first surface of said aluminum layer; a first adhesive layer 4 (dual component polyurethane adhesive) for bonding the aluminum layer to the outer resin layer; an inner resin layer 1 (PE or PP) formed on a second surface of the aluminum layer; a second adhesive layer 2 (EVA or PVB materials) for bonding the aluminum layer with the inner resin layer; and a heat dissipation layer 6 comprising carbon nanotubes provided on an outer side of the outer resin layer 5 (Fig. 1 and paragraphs [0019, 0028-0029 and 0031]). Zhang does not specifically disclose wherein the heat dissipation layer comprises boron carbide nanotubes. However, Dou teaches of a boron carbide nanotubes that possess thermoelectric properties, such as thermal conductivity (Abstract, paragraphs [0002 and 0005]). At the time of the invention, it would have been obvious to one of ordinary skill in the art to modify the heat dissipation layer of Zhang to comprise boron carbide nanotubes because Dou teaches that such a material exhibits good thermal conductivity and a high purity product with controllable particle size distribution can be obtained (Abstract and paragraph [0005]). As to Claim 2, Zhang teaches wherein the heat dissipation layer comprises water-based polyurethane, a curing agent, and carbon nanotubes, wherein the carbon nanotubes are provided for a functional filler with a heat dissipation component (paragraph [0031]). Zhang does not specifically teach the amount of carbon nanotubes. However, Zhang recognizes the heat dissipating filler (and intrinsically the amount thereof) as a result-effective variable for providing rapid dissipation of heat (paragraph [0031]). Furthermore, Dou teaches of using boron carbide nanotubes as a good thermally conductive material. Therefore, the courts have held that a particular parameter must first be recognized as a result-effective variable, i.e., a variable which achieves a recognized result, before the determination of the optimum or workable ranges of said variable might be characterized as routine experimentation, see MPEP 2144.05, II, B. In addition, the courts have held that generally, differences in concentration will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration or temperature is critical, see MPEP 2144.05, II, A. At the time of the invention, it would have been obvious to one of ordinary skill in the art to optimize the amount of boron carbide nanotubes in the heat dissipation layer of Zhang to read on the claims because modified Zhang teaches that adding such a material to the heat dissipation layer provides for rapid dissipation of heat (paragraph [0031]) and Dou teaches that such a material (boron carbide nanotube) exhibits good thermal conductivity and a high purity product with controllable particle size distribution can be obtained (Abstract and paragraph [0005]). Claim(s) 3 and 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. (CN 204998064; as found in IDS dated 04/21/2025 and using machine translation for citation purposes) in view of Dou et al. (CN 107226472; as found in IDS dated 04/21/2025 and using machine translation for citation purposes) as applied to claims 1-2 and 4 above, and in further view of Ujiie et al (JP 2019-172936 A; as found in IDS dated 07/28/2023 and using machine translation for citation purposes). As to Claims 3 and 5, modified Zhang does not specifically disclose the claimed functional groups or the method of forming them. However, Ujiie teaches of a heat dissipation component used in packing materials, comprising boron carbide with a functional group attached thereto such as hydroxy or amino groups formed by a plasma treatment (reads on dry plasma treatment) (paragraphs [0001-0002, 0011, 0017, 0115, 0117-0118]). At the time of the invention, it would have been obvious to one of ordinary skill in the art to modify the boron carbide of modified Zhang to comprise the claimed functional group formed by the claimed method because Ujiie teaches that improved thermal conductivity (dissipation) is provided (paragraph [0007 and 0013]). Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. (CN 204998064; as found in IDS dated 04/21/2025 and using machine translation for citation purposes) in view of Dou et al. (CN 107226472; as found in IDS dated 04/21/2025 and using machine translation for citation purposes) and Ujiie et al (JP 2019-172936 A; as found in IDS dated 07/28/2023 and using machine translation for citation purposes) as applied to claims 1-5 above, and in further view of Jin et al. (US 2016/0345434 A1). As to Claim 6, modified Zhang does not specifically disclose the claimed amounts of oxygen and argon. However, Jin teaches of a dry plasma treatment method comprising argon and oxygen to form a film (paragraph [0076]). Jin does not specifically teach the ratio of oxygen to argon. However, the courts have held that generally, differences in concentration will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration or temperature is critical, see MPEP 2144.05, II, A. At the time of the invention, it would have been obvious to one of ordinary skill in the art to optimize the amount of oxygen and argon for the plasma treatment of modified Zhang because Jin teaches that argon and oxygen are used for a dry plasma treatment method of forming a nanowire film (paragraph [0076]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ADAM ARCIERO whose telephone number is (571)270-5116. The examiner can normally be reached Monday-Friday 8:00-5 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at (571)272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ADAM A ARCIERO/ Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Jul 28, 2023
Application Filed
Feb 20, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597667
Structural Battery for an Electric Vehicle Comprising a Battery Cell Support Matrix
2y 5m to grant Granted Apr 07, 2026
Patent 12583978
IMPROVED SYNTHESIS FOR PRODUCING ORDERED POLYBLOCK COPOLYMERS HAVING A CONTROLLABLE MOLECULAR WEIGHT DISTRIBUTION
2y 5m to grant Granted Mar 24, 2026
Patent 12586878
BATTERY CELL
2y 5m to grant Granted Mar 24, 2026
Patent 12580233
BATTERY SYSTEM AND METHOD FOR OPERATING THE SAME
2y 5m to grant Granted Mar 17, 2026
Patent 12573652
SUBSTRATE FOR COMPOSITE MEMBRANE
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
47%
With Interview (-17.9%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 897 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month