Prosecution Insights
Last updated: April 19, 2026
Application No. 18/276,609

Method of Performing Ms/Ms of High Intensity Ion Beams Using a Bandpass Filtering Collision Cell to Enhance Mass Spectrometry Robustness

Non-Final OA §102§103§112
Filed
Aug 09, 2023
Examiner
STOFFA, WYATT A
Art Unit
2881
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
DH TECHNOLOGIES DEVELOPMENT PTE. LTD.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
803 granted / 1003 resolved
+12.1% vs TC avg
Strong +22% interview lift
Without
With
+22.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
81 currently pending
Career history
1084
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
37.3%
-2.7% vs TC avg
§102
23.2%
-16.8% vs TC avg
§112
29.7%
-10.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1003 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of species A1 and B1 in the reply filed on 11/10/25 is acknowledged. Claims 9 and 15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 11/10/25. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 14 and 16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Both claims 14 and 16 recite, “[the] bandpass mass filter has an m/z bandwidth in a range of about [x] to about [y].” It is unclear what is meant by these limitations. A mass filter is inherently capable of transmitting both extremely wide m/z ranges and extremely narrow m/z ranges. This is because the transmission range is explained by the Matthieu equations, which allow any given quadrupole to be adjusted to any number of bandpass widths by changing the RF and DC voltages applied thereto.1 As such, it is unclear whether the instant limitations regarding m/z bandwidth are intended to describe the voltages applied to the filters, the power sources that apply said voltages, the filters themselves with particular voltages applied thereto, or something else entirely. Accordingly, the claims are indefinite. For purposes of examination, the ranges claimed will be treated as capabilities of the quadrupoles. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-8, 10-13, 17-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by WO 2021/014379 A1 [Hopfgartner]. Regarding Claim 1: Hopfgartner discloses a method of performing mass spectrometry (abstract), comprising: introducing a plurality of precursor ions into a mass spectrometer (Fig. 6 (610)), selecting a portion of said precursor ions having m/z ratios within a first desired range (Fig. 6 (620)), causing fragmentation of at least a portion of said selected precursor ions to generate a plurality of product ions (Fig. 6 (650)), selecting a portion of said product ions having m/z ratios within a second desired range (para 67), and performing mass analysis of said selected product ions (para 67). Regarding Claim 2: Hopfgartner discloses the method of claim 1, wherein the step of selecting a portion of said precursor ions comprises introducing said precursor ions into a first mass filter. Paras 22, 52. Regarding Claim 3: Hopfgartner discloses the method of claim 2, wherein the step of selecting a portion of said product ions comprises introducing the product ions into a second mass filter. Para 67. Regarding Claim 4: Hopfgartner discloses the method of claim 3, wherein any of said first and second mass filter comprises a plurality of rods arranged in a multipole configuration. Paras 53-54. Regarding Claim 5: Hopfgartner discloses the method of claim 4, wherein said rods are configured for application of any DC and/or RF voltage thereto for generating an electromagnetic field within said mass filter for facilitating selection of said portions of any of the precursor and product ions. That is inherently how all quadrupole mass filters and analyzers work. Were they not so configured, then they would not be able to select ions. Regarding Claim 6: Hopfgartner discloses the method of claim 4, wherein said multipole configuration comprises a quadrupole configuration. Paras 53-54. Regarding Claim 7: Hopfgartner discloses a mass spectrometer, comprising: an orifice for receiving a plurality of precursor ions from an ion source (Fig. 2 (221)), a first bandpass mass filter for receiving at least a portion of said ions (Fig. 2 Q1), said first bandpass mass filter being configured for selecting a portion of said precursor ions having m/z ratios within a first desired range (Paras 22, 52), a collision cell disposed downstream of said first bandpass mass filter for receiving at least a portion of said selected precursor ions to cause fragmentation of at least a portion thereof to generate a plurality of product ions (Fig. 2 (225), para 67), and a second bandpass mass filter for receiving at least a portion of said product ions, said second bandpass mass filter being configured to select a portion of said product ions having m/z ratios within a second desired range (Fig. 2 (226), para 67). Regarding Claim 8: Hopfgartner discloses the mass spectrometer of claim 7, wherein said collision cell and said second bandpass mass filter are positioned in the same chamber. As shown in Fig. 2. (226) and (225) are in the same chamber. Regarding Claim 10: Hopfgartner discloses the mass spectrometer of claim 7, further comprising a mass analyzer disposed downstream of said second bandpass mass filter to receive at least a portion of said selected product ions and provide mass analysis thereof. Fig. 2 (227)- is a ToF mass analyzer. Regarding Claim 11: Hopfgartner discloses the mass spectrometer of claim 10, wherein said mass analyzer comprises a quadrupole mass analyzer. Para 54. Regarding Claim 12: Hopfgartner discloses the mass spectrometer of claim 7, wherein any of said first and second bandpass mass filter comprises a plurality of rods arranged in a multipole configuration and configured for application of any of an RF and/or DC voltage thereto for generating an electromagnetic field within said bandpass mass filter for facilitating selection of said portions of any of the precursor and product ions. Paras 53-54. All quadrupole mass filters and analyzers inherently operate in the claimed fashion. Were they not so configured, then they would not be able to select ions. Regarding Claim 13: Hopfgartner discloses the mass spectrometer of claim 12, wherein said multipole configuration comprises a quadrupole configuration. Para 53. Regarding Claim 17: Hopfgartner discloses the mass spectrometer of claim 7, further comprising an ion guide positioned upstream of said first bandpass mass filter for receiving ions passing through said orifice and provide focusing of said ions. Fig. 2 (222, 223). Regarding Claim 18: Hopfgartner discloses the mass spectrometer of claim 17, wherein said ion guide comprises a plurality of rods arranged in a multi-rod configuration and configured for application of RF and/or DC voltages thereto for generating an electromagnetic field for focusing said ions. Fig. 2 (223) is labeled “Q0”, which is the standard nomenclature in mass spectrometry for a quadrupole. As such, it has four rod electrode that are configured for application of RF and/or DC voltages thereto for generating an electromagnetic field for focusing said ions, like all quadrupoles. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 14 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Hopfgartner in view of US 2017/0299550 A1 [Wang]. Regarding Claim 14: Hopfgartner teaches the mass spectrometer of claim 7, but fails to specify that said first bandpass mass filter has an m/z bandwidth in a range of about 0.7 to about 25. Wang teaches a mass analyzer (abstract) wherein the quadrupole filters (para 43) can have voltages (RF and DC) applied thereto to provide an m/z bandwidth of 5 m/z (para 39). It would have been obvious to one of ordinary skill in the art before the effective time of filing to use the window widths taught by Wang in the invention of Hopfgartner, since this would allow one to optimize experimental procedures around given precursor and product ions. Regarding Claim 16: Hopfgartner teaches the mass spectrometer of claim 7, wherein said second bandpass mass filter has an m/z bandwidth in a range of about 200 to about 400. Wang teaches a mass analyzer (abstract) wherein the quadrupole filters (para 43) can have voltages (RF and DC) applied thereto to provide an m/z bandwidth of about 200 m/z (para 39). It would have been obvious to one of ordinary skill in the art before the effective time of filing to use the window widths taught by Wang in the invention of Hopfgartner, since this would allow one to optimize experimental procedures around given precursor and product ions. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WYATT A STOFFA whose telephone number is (571)270-1782. The examiner can normally be reached M-F 0700-1600 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ROBERT KIM can be reached at 571 272 2293. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. WYATT STOFFA Primary Examiner Art Unit 2881 /WYATT A STOFFA/Primary Examiner, Art Unit 2881 1 Pedder, Randall E. "Practical quadrupole theory: graphical theory." Excel Core Mass Spectrometers, Pittsburgh, PA, Extrel Application Note RA_2010 A (2001).
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Prosecution Timeline

Aug 09, 2023
Application Filed
Dec 29, 2025
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
99%
With Interview (+22.5%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 1003 resolved cases by this examiner. Grant probability derived from career allow rate.

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