DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Election/Restrictions
Claims 9 and 12-15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 1/8/2026.
Claim Rejections - 35 USC § 103
The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action:
A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.
The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows:
1. Determining the scope and contents of the prior art.
2. Ascertaining the differences between the prior art and the claims at issue.
3. Resolving the level of ordinary skill in the pertinent art.
4. Considering objective evidence present in the application indicating obviousness or nonobviousness.
Claims 1 and 5-7 are rejected under 35 U.S.C. 103 as being unpatentable over Lin et al. (PG Pub. No. US 2021/0013176 A1) in view of Osanai et al. (PG Pub. No. US 2015/0284296 A1).
Regarding claim 1, Lin teaches a power module (¶ 0028: 200) comprising:
a ceramic substrate (¶ 0030: substrate ceramic portion 181) on which an electrode pattern made of a metal (¶ 0030: conductive layer 182 comprising metal) is formed on at least one surface of a ceramic base material (fig. 2: 182 formed on at least one surface of 181);
a conductive spacer (¶ 0025: 50) having a lower surface that is bonded onto the electrode pattern of the ceramic substrate (fig. 2: in an inverted orientation, lower surface of 50 at least indirectly bonded onto 182);
a semiconductor chip (¶¶ 0025, 0047: die 30, including devices on a semiconductor substrate) on which electrodes (¶ 0025: 213 or 31) are bonded onto an upper surface of the conductive spacer (figs. 1-2: in an inverted orientation, 213/31 bonded to upper surface of 50); and
a coupling layer (¶ 0031: 214) configured to couple the electrode pattern of the ceramic substrate and the lower surface of the conductive spacer (fig. 2: in an inverted orientation, 214 couples 182 to lower surface of 50).
Lin does not teach the coupling material comprises brazing filler material configured to braze the electrode pattern of the ceramic substrate and the lower surface of the conductive spacer.
Osanai teaches an electrode bonded/coupled to a ceramic substrate with brazing filler (¶ 0019: 12).
It would have been obvious to one of ordinary skill in the art at the time the invention was filed to configure the coupling layer of Lin with brazing filler material, as a means to provide excellent bonding strength (Osanai, ¶ 0008) between the ceramic substrate and the conductive spacer of Lin.
Regarding claim 5, Lin in view of Osanai teaches the power module of claim 1, wherein the conductive spacer is formed of at least one of Cu, Mo, a CuMo alloy, and a CuW alloy (Lin, ¶ 0029).
Regarding claim 6, Lin in view of Osanai teaches the power module of claim 1, wherein the brazing filler layer is made of a material including at least one of Ag, Cu, AgCu, and AgCuTi (Osanai, ¶ 0036).
Regarding claim 7, Lin in view of Osanai teaches the power module of claim 1, wherein the electrodes of the semiconductor chip are bonded onto the upper surface of the conductive spacer by a bonding layer (Lin, figs. 1-2: 213) including a solder or a silver paste (Ag paste) (Lin, ¶ 0025).
Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Lin in view of Osanai as applied to claim 1 above, and further in view of Otremba (PG Pub. No. US 2007/0040260 A1).
Regarding claim 2, Lin in view of Osanai teaches the power module of claim 1, comprising a conductive spacer (Lin, 50) and an electrode pattern (Lin, 182).
Lin in view of Osanai does not teach wherein an edge of the conductive spacer is disposed adjacent to an edge of the electrode pattern.
Otremba teaches a power semiconductor module (¶ 0003) including a conductive spacer (¶ 0040: 33) and an electrode pattern (¶¶ 0040-0042: S1, 19 and/or S2), wherein an edge of the conductive spacer is disposed adjacent to an edge of the electrode pattern (fig. 1: at least one edge of 33 adjacent to at least one edge of G1, D1, 29 and/or 39).
It would have been obvious to one of ordinary skill in the art at the time the invention was filed to configure an edge of the conductive spacer of Lin in view of Osanai adjacent to an edge of the electrode pattern, as a means to optimize contact area between the conductive spacer and the electrode pattern, enhancing thermal and/or electrical conduction (Otremba, ¶ 0035).
Furthermore, such a modification would have involved a mere change in the size of a component. A change in size is generally recognized as being within the level of ordinary skill in the art In re Rose, 105 USPQ 237 (CCPA 1955).
Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Lin in view of Osanai as applied to claim 1 above, and further in view of Xue et al. (PG Pub. No. US 2014/0191334 A1).
Regarding claim 3, Lin in view of Osanai teaches the power module of claim 1, wherein the conductive spacer comprises:
a first conductive spacer (Lin, left 50 of stack 42); and
a second conductive spacer (Lin, right 50 of stack 46) disposed spaced apart from the first conductive spacer (Lin, fig. 2: right 50 spaced apart from left 50), and having a side surface facing a side surface of the first conductive spacer (Lin, fig. 2: side surface of right 50 faces side surface of left 50).
Lin in view of Osanai does not teach the first conductive spacer in the form of an "L" shape, and disposed adjacent to an edge of the "L" shape on the electrode pattern.
Xue teaches a power semiconductor device (abstract) including a first conductive pad (¶ 0031: 201b) in the form of an "L" shape (¶ 0031 & fig. 3A: 201b comprises on L-shape), and disposed adjacent to an edge of the "L" shape on an electrode pattern (fig. 3A: 201b formed adjacent to an L-shaped edge of 201a), and a second conductive pad (¶ 0031: 202b) with a side surface facing a side surface of the first conductive pad (fig. 3A: side surface of 202b faces side surface of 201b).
It would have been obvious to one of ordinary skill in the art at the time the invention was filed to configure the first conductive spacer of in in view of Osani with an L-shape, as a means to maximize contact to the first electrode of the second semiconductor chip (Xu, ¶ 0029), as well as minimizing module size and maximizing heat dissipation (Xu, ¶¶ 0004, 0007).
Furthermore, arriving at the claimed limitation of “the first conductive spacer in the form of an "L" shape, and disposed adjacent to an edge of the "L" shape on the electrode pattern” would have involved a mere change in the shape of a component. Absent persuasive evidence that the particular shape of the claimed conductive spacer is significant, a change in shape is generally recognized as being within the level of ordinary skill in the art. In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966).
Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Lin in view of Osanai as applied to claim 1 above, and further in view of Sato et al. (PG Pub. No. US 2018/0174998 A1).
Regarding claim 4, Lin in view of Osanai teaches the power module of claim 1, wherein the conductive spacer has a side surface (Lin, fig. 2 among others: 50 includes a side surface) that is etched to form a curved surface (not given patentable weight in a claim drawn to structure).
Lin in !view of Osanai does not teach an area of the lower surface of the conductive spacer is formed to be larger than an area of the upper surface of the conductive spacer.
Sato teaches a conductive spacer (¶ 0029: 26) including an area of the lower surface of the conductive spacer is formed to be larger than an area of the upper surface of the conductive spacer (fig. 9 among others: lower surface of 26 larger than upper surface 26b of 26).
It would have been obvious to one of ordinary skill in the art at the time the invention was filed to configure the conductive spacer of Lin in view of Osanai with a larger lower area and/or smaller upper area, as a means to provide concaves for excess bonding material, preventing overflow and contamination of surrounding areas (Sato, ¶ 0033).
Furthermore, such a modification would have involved a mere change in the size of a component. A change in size is generally recognized as being within the level of ordinary skill in the art In re Rose, 105 USPQ 237 (CCPA 1955). In the instant case adjusting the relative size of the upper and lower conductive spacer surfaces would be a matter of routine skill, in view of Sato.
Claims 8 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Lin in view of Jeon et al. (PG Pub. No. US 2018/0102301 A1).
Regarding claim 8, Lin teaches a method for manufacturing a power module (¶ 0028: 200) comprising:
preparing a ceramic substrate (¶ 0030: substrate ceramic portion 181) by forming an electrode pattern made of a metal (¶ 0030: conductive layer 182 comprising metal) on at least one surface of a ceramic base material (fig. 2: 182 formed on at least one surface of 181);
preparing a conductive spacer (¶ 0025: 50);
bonding a lower surface of the conductive spacer onto the electrode pattern of the ceramic substrate (¶ 0030 & fig. 2: in an inverted orientation, lower surface of 50 at least indirectly bonded to 182);
bonding electrodes (¶ 0025: 213 or 31) of a semiconductor chip (¶¶ 0025, 0047: die 30, including devices on a semiconductor substrate) onto an upper surface of the conductive spacer (figs. 1-2: in an inverted orientation, 213/31 bonded to upper surface of 50).
Lin does not teach the step of bonding the lower surface of the conductive spacer onto the electrode pattern of the ceramic substrate comprises brazing.
Jeon teaches a method including a lower surface of a spacer (¶ 0032: 420) brazed to an electrode (¶ 0010: 620) of a ceramic substrate (¶ 0010 & fig. 5: lower surface of 420 brazed to lead 620 of ceramic substrate 220).
It would have been obvious to one of ordinary skill in the art at the time the invention was filed to perform the spacer/electrode bonding of Lin with a brazing process, as a means to enhance bonding reliability (Jeon, ¶ 0053).
Furthermore, an express suggestion to substitute one equivalent component or process for another is not necessary to render such substitution obvious. In re Fout, 675 F.2d 297, 213 USPQ 532 (CCPA 1982). In the instant case, brazing is a suitable equivalent process to that of Lin for bonding spacers to electrodes, as evidenced by Jeon.
Regarding claim 10, Lin in view of Jeon teaches the method of claim 8, wherein in the preparing of the conductive spacer,
the conductive spacer is formed of at least one of Cu, Mo, a CuMo alloy, and a CuW alloy (Lin, ¶ 0029).
Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Lin in view of Jeon as applied to claim 8 above, and further in view of Otremba.
Regarding claim 11, Lin in view of Jeon teaches the method of claim 8, comprising a conductive spacer (Lin, 50) and an electrode pattern (Lin, 182).
Lin in view of Jeon does not teach wherein an edge of the conductive spacer is disposed adjacent to an edge of the electrode pattern.
Otremba teaches a power semiconductor module (¶ 0003) including a conductive spacer (¶ 0040: 33) and an electrode pattern (¶¶ 0040-0042: S1, 19 and/or S2), wherein an edge of the conductive spacer is disposed adjacent to an edge of the electrode pattern (fig. 1: at least one edge of 33 adjacent to at least one edge of G1, D1, 29 and/or 39).
It would have been obvious to one of ordinary skill in the art at the time the invention was filed to configure an edge of the conductive spacer of Lin in view of Jeon adjacent to an edge of the electrode pattern, as a means to optimize contact area between the conductive spacer and the electrode pattern, enhancing thermal and/or electrical conduction (Otremba, ¶ 0035).
Furthermore, such a modification would have involved a mere change in the size of a component. A change in size is generally recognized as being within the level of ordinary skill in the art In re Rose, 105 USPQ 237 (CCPA 1955).
Conclusion
The prior art made of record and not relied upon is considered pertinent to applicant's disclosure.
Lin et al. (US 2019/0341332 A1) teaches a conductive spacer (¶ 0054: 920a/920b), wherein an area of the lower surface of the conductive spacer is formed to be larger than an area of the upper surface of the conductive spacer (fig. 9: Wspacer > Wgroove).
Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIAN TURNER whose telephone number is (571)270-5411. The examiner can normally be reached M-F 8am-5pm.
Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice.
If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eva Montalvo can be reached at 571-270-3829. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300.
Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
/BRIAN TURNER/Examiner, Art Unit 2818